
at Rabobank
Investment BankingPosted 12 days ago
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This employer did not include a short summary.
- Compensation
- Not specified AUD
- City
- Sydney
- Country
- Australia
Currency: $ (AUD)
Full Job Description
Senior Manager, Compliance Advisory (Markets, Treasury & Wholesale)
Sydney | Rabobank Australia - 12 month Maternity Contract
At Rabobank, we're not a typical bank. As the world's leading specialist food and agribusiness bank, we are driven by a commitment to creating value for our clients, communities and the future of agriculture. We're seeking a highly experienced compliance professional to join our Australian Compliance team as a
Senior Manager, Compliance Advisory.
This is a pivotal Line 2 role partnering with our Markets, Treasury and Wholesale Banking businesses to ensure compliance risks are proactively managed within appetite while supporting strategic business objectives.
The Opportunity
As a trusted advisor and subject matter expert, you will provide expert compliance guidance across a broad range of regulatory obligations impacting an Authorised Deposit-Taking Institution (ADI). Working closely with senior business leaders, risk partners and regulators, you will play a key role in strengthening our Compliance Management Framework and fostering a culture of accountability, transparency and constructive challenge.
You will lead advisory activities, thematic reviews, incident assessments and compliance monitoring while providing practical, commercially focused advice on complex regulatory matters affecting financial markets, treasury operations and wholesale banking activities.
Key Responsibilities
- Act as the primary Compliance SME for Markets, Treasury and Wholesale Banking.
- Provide timely and practical compliance advice on Australian regulatory requirements and Rabobank Group policies.
- Lead Line 2 review and challenge of incidents, breach assessments and remediation plans.
- Conduct thematic reviews, monitoring activities and compliance assessments to identify emerging risks and improvement opportunities.
- Support implementation of local and global policies, including regulatory change impact assessments and gap analysis.
- Deliver engaging technical training and coaching across the business and compliance function.
- Contribute to Board, Executive, Committee and regulatory reporting.
- Support engagement with key regulators including APRA, ASIC, ATO and other regulatory bodies.
- Drive continuous enhancement of compliance practices and controls across the organisation.
About You
You are a seasoned compliance leader who combines strong regulatory expertise with commercial acumen and the ability to influence senior stakeholders.
You'll bring:
- 8-10+ years' experience in Compliance, Risk Management or Regulatory Advisory within banking or financial services.
- Deep knowledge of the Australian regulatory environment, particularly within financial markets, treasury and wholesale banking.
- Must have strong understanding of ADI and AFSL obligations, OTC derivatives regulation, Design and Distribution Obligations (DDO), transaction reporting requirements and associated market conduct frameworks.
- Expertise in areas including market misconduct, insider trading, conflicts of interest and conduct risk.
- Demonstrated experience assessing compliance risk, controls, incidents and breaches.
- Exceptional stakeholder management and communication skills, including the ability to translate complex regulatory requirements into practical business outcomes.
- Experience designing and delivering technical training for diverse audiences.
- A tertiary qualification in Commerce, Economics, Business, Law or a related discipline.
Why Rabobank?
At Rabobank, you'll join a purpose-driven organisation where collaboration, inclusion and continuous learning are valued. We offer the opportunity to work on complex regulatory matters in a dynamic and evolving environment while partnering with talented colleagues across Australia and our global network.
If you're passionate about compliance, enjoy influencing outcomes at a senior level and want to make a meaningful impact within a specialist global bank, we'd love to hear from you.
Rabobank embraces diversity and inclusion and is committed to creating a workplace where everyone can thrive.
- Article
- Traineeship
- Information
- Information
- Article
- Traineeship
- Information
The Application Process
This is our standard application process. It may vary by role.
Thanks for applying! You will always receive a confirmation of your application by email. We review all the resumes and covering letters that we receive. We will let you know as soon as possible if we invite you for an interview.
We invite you for one or more (online) interviews. We want to know if you fit the role and the team. You probably have many questions for us too. For some positions, we may also ask you to complete an assignment or assessment.
Are you the new colleague we are looking for, and do you also feel happy with us? Congratulations! You will receive a good offer from us. Before you start, we conduct a legal screening to ensure that our employees do not pose a risk to us and our customers.
Welcome to Rabobank! We look forward to seeing you and can't wait to work together.
Apply for this job
Senior Manager Compliance Advisory
Tiffany Spiers
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Senior Manager Compliance Advisory
Compensation
Not specified AUD
City: Sydney
Country: Australia

This employer did not include a short summary.
Full Job Description
Senior Manager, Compliance Advisory (Markets, Treasury & Wholesale)
Sydney | Rabobank Australia - 12 month Maternity Contract
At Rabobank, we're not a typical bank. As the world's leading specialist food and agribusiness bank, we are driven by a commitment to creating value for our clients, communities and the future of agriculture. We're seeking a highly experienced compliance professional to join our Australian Compliance team as a
Senior Manager, Compliance Advisory.
This is a pivotal Line 2 role partnering with our Markets, Treasury and Wholesale Banking businesses to ensure compliance risks are proactively managed within appetite while supporting strategic business objectives.
The Opportunity
As a trusted advisor and subject matter expert, you will provide expert compliance guidance across a broad range of regulatory obligations impacting an Authorised Deposit-Taking Institution (ADI). Working closely with senior business leaders, risk partners and regulators, you will play a key role in strengthening our Compliance Management Framework and fostering a culture of accountability, transparency and constructive challenge.
You will lead advisory activities, thematic reviews, incident assessments and compliance monitoring while providing practical, commercially focused advice on complex regulatory matters affecting financial markets, treasury operations and wholesale banking activities.
Key Responsibilities
- Act as the primary Compliance SME for Markets, Treasury and Wholesale Banking.
- Provide timely and practical compliance advice on Australian regulatory requirements and Rabobank Group policies.
- Lead Line 2 review and challenge of incidents, breach assessments and remediation plans.
- Conduct thematic reviews, monitoring activities and compliance assessments to identify emerging risks and improvement opportunities.
- Support implementation of local and global policies, including regulatory change impact assessments and gap analysis.
- Deliver engaging technical training and coaching across the business and compliance function.
- Contribute to Board, Executive, Committee and regulatory reporting.
- Support engagement with key regulators including APRA, ASIC, ATO and other regulatory bodies.
- Drive continuous enhancement of compliance practices and controls across the organisation.
About You
You are a seasoned compliance leader who combines strong regulatory expertise with commercial acumen and the ability to influence senior stakeholders.
You'll bring:
- 8-10+ years' experience in Compliance, Risk Management or Regulatory Advisory within banking or financial services.
- Deep knowledge of the Australian regulatory environment, particularly within financial markets, treasury and wholesale banking.
- Must have strong understanding of ADI and AFSL obligations, OTC derivatives regulation, Design and Distribution Obligations (DDO), transaction reporting requirements and associated market conduct frameworks.
- Expertise in areas including market misconduct, insider trading, conflicts of interest and conduct risk.
- Demonstrated experience assessing compliance risk, controls, incidents and breaches.
- Exceptional stakeholder management and communication skills, including the ability to translate complex regulatory requirements into practical business outcomes.
- Experience designing and delivering technical training for diverse audiences.
- A tertiary qualification in Commerce, Economics, Business, Law or a related discipline.
Why Rabobank?
At Rabobank, you'll join a purpose-driven organisation where collaboration, inclusion and continuous learning are valued. We offer the opportunity to work on complex regulatory matters in a dynamic and evolving environment while partnering with talented colleagues across Australia and our global network.
If you're passionate about compliance, enjoy influencing outcomes at a senior level and want to make a meaningful impact within a specialist global bank, we'd love to hear from you.
Rabobank embraces diversity and inclusion and is committed to creating a workplace where everyone can thrive.
- Article
- Traineeship
- Information
- Information
- Article
- Traineeship
- Information
The Application Process
This is our standard application process. It may vary by role.
Thanks for applying! You will always receive a confirmation of your application by email. We review all the resumes and covering letters that we receive. We will let you know as soon as possible if we invite you for an interview.
We invite you for one or more (online) interviews. We want to know if you fit the role and the team. You probably have many questions for us too. For some positions, we may also ask you to complete an assignment or assessment.
Are you the new colleague we are looking for, and do you also feel happy with us? Congratulations! You will receive a good offer from us. Before you start, we conduct a legal screening to ensure that our employees do not pose a risk to us and our customers.
Welcome to Rabobank! We look forward to seeing you and can't wait to work together.
Apply for this job
Senior Manager Compliance Advisory
Tiffany Spiers
SIMILAR OPPORTUNITIES

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