Investment Banking

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**Manager, Compliance - Macquarie Capital** - Lead Compliance team for Macquarie Capital in Korea, collaborating with regional and global colleagues. - Provide compliance advice, monitor controls, maintain policies, and contribute to regional projects. - Required: Proven compliance experience in financial services, KRX/KOFIA/FSS market rules knowledge, regulatory reporting experience, and familiarity with surveillance and training programs. - Offer: Global financial services group with 57 years of unbroken profitability. - Join Risk Management Group, an independent and centralised function, managing risks of today and tomorrow. - Macquarie provides inclusive environment and reasonable adjustments for candidates.

Compensation: Not specified
City: Seoul
Country: South Korea

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Manager, Compliance - Macquarie Capital

Additional office locations

Seoul

Job ID

23285

Date

29-Jul-2026

Permanent - Full time,

Job category

Compliance & Regulatory

Apply now

Join our Compliance team, which sits within the Risk Management Group and provides independent oversight to help ensure risks are identified and managed effectively across our organisation. We support the Macquarie Capital business in Korea and work closely with regional and global colleagues to deliver consistent compliance outcomes.

We are a global financial services group operating in 30 markets with 57 years of unbroken profitability. At Macquarie, youre empowered to shape a career that is fulfilling and creates value. You will bring your insights and expertise to the task at hand and feel supported as you make your own kind of impact for a better future.

What role will you play?

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You will provide compliance advice, monitoring and oversight to support our business. Working closely with front office teams, you will respond to regulatory enquiries, conduct monitoring and control reviews, and help maintain policies, procedures and training programmes. You will also contribute to regional projects and support the ongoing strengthening of our control environment.

What you offer

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Demonstrated experience in Compliance within the financial services industry
Experience in regulated cash equities markets, with a strong understanding of regulatory requirements and market rules administered by KRX, FSS and KOFIA
Hands-on experience in regulatory reporting and filings within financial investment firms
Experience conducting compliance monitoring and surveillance, including employee personal account dealing reviews and gifts and entertainment reviews
Ability to work effectively with regional and offshore Compliance teams
Experience in managing, coordinating and maintaining compliance training programs and awareness initiatives for employees.

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

About the Risk Management Group

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Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquaries material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, market risk, operational risk, aggregate risk and prudential, and central.

Inclusion at Macquarie

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We are committed to providing an inclusive environment for all, where different experiences, skills and perspectives are valued and respected. Macquarie provides access to opportunities for all individuals regardless of race, colour, religion, sex, sexual orientation, national origin, age, disability, protected veteran status, genetic information, marital status, gender identity or any other characteristic or circumstance.

We provide reasonable adjustments to individuals who may need support during the recruitment process and employment. If you require an adjustment, please let us know during the application process.

Vocation support candidates with a certificate from the Ministry of Patriots and Veterans Affairs are also encouraged to apply (). We encourage candidates to let us know in the application if you require adjustments to your working arrangements or the recruitment process.

Full Job Description

Jobs

Jobs
Featured jobs

Back to search

Manager, Compliance - Macquarie Capital

Additional office locations

Seoul

Job ID

23285

Date

29-Jul-2026

Permanent - Full time,

Job category

Compliance & Regulatory

Apply now