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Compliance Manager - Advisory (Investigation, Breach and Dispute Resolution)

ExperiencedNo visa sponsorship
ING Bank logo

at ING Bank

Other

Posted 4 days ago

No clicks

**Compliance Manager - Advisory (Investigation, Breach & Dispute Resolution)** leads complex investigations, assesses regulatory risks, and advises senior stakeholders. Key responsibilities include investigating potential breaches, conducting risk assessments, and driving compliance improvements. Required skills: 5+ years in compliance/legal roles, strong investigation and communication abilities, experience in financial sector legislation, and ability to influence stakeholders. Emphasizes strong retail banking product knowledge and operational risks understanding. Join ING's Conduct, Compliance & Ethics team for a professional growth opportunity in a diverse and inclusive workplace.

Compensation
Not specified

Currency: Not specified

City
Sydney
Country
Australia

Full Job Description

At ING, we believe compliance is more than meeting regulatory obligations. It is about fostering a culture where doing the right thing is embedded in every decision, process, and customer interaction.

Join The Conduct, Compliance & Ethics team as part of the broader Line 2 Compliance team responsible for managing risks arising from Customer conduct and treatment, Conflicts of interest, Market conduct, Anti-competitive conduct and Organisational conduct and culture.

In this highly visible role, you will help strengthen ING's compliance framework, lead complex investigations and assessments, and provide trusted advice to senior stakeholders across the business.

The team works closely with business leaders to ensure compliance obligations are understood, managed, and embedded across ING.

What you'll do

  • Investigate into potential compliance breaches and significant customer complaints.

  • Conduct detailed assessments of regulatory obligations and compliance risks.

  • Prepare written assessments and recommendations to senior stakeholders regarding potential breaches, control gaps, and remediation actions.

  • Identify root causes, control weaknesses, and remediation opportunities.

  • Support and continuously improve the compliance framework, policies, procedures and processes.

  • Deliver compliance guidance, challenge, and subject matter expertise to stakeholders across the business.

  • Support regulatory change initiatives, projects, and new product reviews.

What we're looking for

  • 5+ years of relevant experience in compliance or legal roles in the financial services industry

  • Ability to lead investigations and provide a high standard of written / verbal communication to senior leadership

  • Experience in investigations into non-compliance with financial sector legislation

  • Previous experience working for either ASIC or APRA would be highly desirable, a trained Lawyer is advantageous

  • Ability to communicate with business stakeholders and influence when needed in a professional manner

  • Broad retail and wholesale banking product knowledge (preferable).

  • Excellent understanding of operational risks and control frameworks in retail Banking

Whats in it for you?

  • Discounted ING Health Insurance

  • An additional Rest Day to support your wellbeing

  • An IMPACT day to volunteer on approved sustainability activity
    `

About Us
At ING, were all about making life simpler and more rewarding - for the people who bank with us, the team members who work with us, and the communities were proud to support. Joining ING means stepping into an environment where your individuality isnt just welcomed - its celebrated. Weve built a culture thats fun, inclusive, and supportive, giving you the freedom to be yourself, so you can do your thing.

Whether youre taking ownership of exciting projects, thinking outside the box, or working with global colleagues, youll find ING is the kind of place where growth isnt just a possibility; its a promise. As a WGEA Employer of Choice for Gender Equality and Family Inclusive workplace, youll feel the difference in how we value and champion our people.

We make hiring decisions based on your skills, capabilities, and how you align with our values - not on ticking every box. So, if youre interested but dont meet all the criteria, we encourage you to apply. Were invested in fostering a diverse and inclusive workplace( opens in new window) where everyone feels like they belong. Were your allies in helping you do your thing during the recruitment process, so let us know (email below) if you require any support or adjustments when you apply

Sound like your kind of vibe? We cant wait to hear from you!

(One last note: We operate using a direct talent sourcing model, so no agency introductions, please.)

ING is Australias most recommended bank according to RFI Globals Consumer Atlas Survey, JanuaryJune 2025 (n = 29,510) when compared to customers of the 10 largest ADIs operating in Australia.

Need more? 
Contact Gail Cunningham on gail.cunningham@ing.com( opens in new window)

For support and adjustments, including DEI, LGBTQI+ confidential application support enquiries: rpoteam.au@ing.com

Applications close Thursday 13th August 2026

#LI-DNI

Compliance Manager - Advisory (Investigation, Breach and Dispute Resolution)

Compensation

Not specified

City: Sydney

Country: Australia

ING Bank logo
Other

4 days ago

No clicks

at ING Bank

ExperiencedNo visa sponsorship

**Compliance Manager - Advisory (Investigation, Breach & Dispute Resolution)** leads complex investigations, assesses regulatory risks, and advises senior stakeholders. Key responsibilities include investigating potential breaches, conducting risk assessments, and driving compliance improvements. Required skills: 5+ years in compliance/legal roles, strong investigation and communication abilities, experience in financial sector legislation, and ability to influence stakeholders. Emphasizes strong retail banking product knowledge and operational risks understanding. Join ING's Conduct, Compliance & Ethics team for a professional growth opportunity in a diverse and inclusive workplace.

Full Job Description

At ING, we believe compliance is more than meeting regulatory obligations. It is about fostering a culture where doing the right thing is embedded in every decision, process, and customer interaction.

Join The Conduct, Compliance & Ethics team as part of the broader Line 2 Compliance team responsible for managing risks arising from Customer conduct and treatment, Conflicts of interest, Market conduct, Anti-competitive conduct and Organisational conduct and culture.

In this highly visible role, you will help strengthen ING's compliance framework, lead complex investigations and assessments, and provide trusted advice to senior stakeholders across the business.

The team works closely with business leaders to ensure compliance obligations are understood, managed, and embedded across ING.

What you'll do

  • Investigate into potential compliance breaches and significant customer complaints.

  • Conduct detailed assessments of regulatory obligations and compliance risks.

  • Prepare written assessments and recommendations to senior stakeholders regarding potential breaches, control gaps, and remediation actions.

  • Identify root causes, control weaknesses, and remediation opportunities.

  • Support and continuously improve the compliance framework, policies, procedures and processes.

  • Deliver compliance guidance, challenge, and subject matter expertise to stakeholders across the business.

  • Support regulatory change initiatives, projects, and new product reviews.

What we're looking for

  • 5+ years of relevant experience in compliance or legal roles in the financial services industry

  • Ability to lead investigations and provide a high standard of written / verbal communication to senior leadership

  • Experience in investigations into non-compliance with financial sector legislation

  • Previous experience working for either ASIC or APRA would be highly desirable, a trained Lawyer is advantageous

  • Ability to communicate with business stakeholders and influence when needed in a professional manner

  • Broad retail and wholesale banking product knowledge (preferable).

  • Excellent understanding of operational risks and control frameworks in retail Banking

Whats in it for you?

  • Discounted ING Health Insurance

  • An additional Rest Day to support your wellbeing

  • An IMPACT day to volunteer on approved sustainability activity
    `

About Us
At ING, were all about making life simpler and more rewarding - for the people who bank with us, the team members who work with us, and the communities were proud to support. Joining ING means stepping into an environment where your individuality isnt just welcomed - its celebrated. Weve built a culture thats fun, inclusive, and supportive, giving you the freedom to be yourself, so you can do your thing.

Whether youre taking ownership of exciting projects, thinking outside the box, or working with global colleagues, youll find ING is the kind of place where growth isnt just a possibility; its a promise. As a WGEA Employer of Choice for Gender Equality and Family Inclusive workplace, youll feel the difference in how we value and champion our people.

We make hiring decisions based on your skills, capabilities, and how you align with our values - not on ticking every box. So, if youre interested but dont meet all the criteria, we encourage you to apply. Were invested in fostering a diverse and inclusive workplace( opens in new window) where everyone feels like they belong. Were your allies in helping you do your thing during the recruitment process, so let us know (email below) if you require any support or adjustments when you apply

Sound like your kind of vibe? We cant wait to hear from you!

(One last note: We operate using a direct talent sourcing model, so no agency introductions, please.)

ING is Australias most recommended bank according to RFI Globals Consumer Atlas Survey, JanuaryJune 2025 (n = 29,510) when compared to customers of the 10 largest ADIs operating in Australia.

Need more? 
Contact Gail Cunningham on gail.cunningham@ing.com( opens in new window)

For support and adjustments, including DEI, LGBTQI+ confidential application support enquiries: rpoteam.au@ing.com

Applications close Thursday 13th August 2026

#LI-DNI