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Compliance Officer

ExperiencedNo visa sponsorship
Millennium logo

at Millennium

Hedge Funds

Posted 13 days ago

No clicks

**Compliance Officer** - Enforce globally-tailored compliance programs at Millennium, a diversified alternative investment firm. - Conduct trade surveillance, monitor reports, assess alerts, and drive special projects. Maintain records and develop performance metrics dashboards. - Bring 8+ years in surveillance or compliance, familiarity with options/futures markets, strong analytics, clear communication, and excel proficiency (NTS, Actimize, Tableau a plus). - Manage multiple priorities effectively, demonstrate strong attention to detail, and possess a bachelor's degree (Series 7 or 3 beneficial).

Compensation
$160,000 – $250,000 USD

Currency: $ (USD)

City
New York City
Country
United States

Full Job Description

Compliance Officer

About Millennium

Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millenniums mission is to deliver results for our investors.

Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.

Meet the Team

The Compliance Department at Millennium is responsible for adopting, implementing, and enforcing the firms compliance program across policies, procedures, processes, systems, controls, surveillance, testing, and reporting. The team works to help prevent and detect violations of applicable laws, rules, regulatory requirements, and firm policies through a disciplined and well-controlled framework.

What You'll Do

  • Conduct trade surveillance reviews with a focus on identifying potential market manipulation and insider trading activity
  • Monitor daily surveillance reports using exception reports and other surveillance tools to identify potential issues
  • Review trade alerts, assess findings, and escalate matters as appropriate
  • Support special compliance projects and broader team initiatives as assigned
  • Maintain accurate, complete, and well-organized compliance books and records
  • Help develop and maintain metrics reporting dashboards to track compliance activity and performance

What You Bring

  • 8+ years of surveillance or related compliance experience, ideally at a regulator, bank or broker, or buy-side firm
  • Experience with options and/or futures markets preferred
  • Strong analytical skills, sound judgment, and clear communication abilities
  • High attention to detail with the ability to manage multiple priorities effectively
  • Advanced Excel skills; experience with NTS, Actimize, or Tableau is a plus
  • Familiarity with building and maintaining metrics reporting dashboards for compliance tracking and performance reporting
  • Bachelors degree preferred; Series 7 or Series 3 is a plus

Salary Range

Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $160,000 to $250,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individuals experience level and the qualifications they bring to the role to formulate a competitive total compensation package.

Compliance Officer

Compensation

$160,000 – $250,000 USD

City: New York City

Country: United States

Millennium logo
Hedge Funds

13 days ago

No clicks

at Millennium

ExperiencedNo visa sponsorship

**Compliance Officer** - Enforce globally-tailored compliance programs at Millennium, a diversified alternative investment firm. - Conduct trade surveillance, monitor reports, assess alerts, and drive special projects. Maintain records and develop performance metrics dashboards. - Bring 8+ years in surveillance or compliance, familiarity with options/futures markets, strong analytics, clear communication, and excel proficiency (NTS, Actimize, Tableau a plus). - Manage multiple priorities effectively, demonstrate strong attention to detail, and possess a bachelor's degree (Series 7 or 3 beneficial).

Full Job Description

Compliance Officer

About Millennium

Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millenniums mission is to deliver results for our investors.

Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.

Meet the Team

The Compliance Department at Millennium is responsible for adopting, implementing, and enforcing the firms compliance program across policies, procedures, processes, systems, controls, surveillance, testing, and reporting. The team works to help prevent and detect violations of applicable laws, rules, regulatory requirements, and firm policies through a disciplined and well-controlled framework.

What You'll Do

  • Conduct trade surveillance reviews with a focus on identifying potential market manipulation and insider trading activity
  • Monitor daily surveillance reports using exception reports and other surveillance tools to identify potential issues
  • Review trade alerts, assess findings, and escalate matters as appropriate
  • Support special compliance projects and broader team initiatives as assigned
  • Maintain accurate, complete, and well-organized compliance books and records
  • Help develop and maintain metrics reporting dashboards to track compliance activity and performance

What You Bring

  • 8+ years of surveillance or related compliance experience, ideally at a regulator, bank or broker, or buy-side firm
  • Experience with options and/or futures markets preferred
  • Strong analytical skills, sound judgment, and clear communication abilities
  • High attention to detail with the ability to manage multiple priorities effectively
  • Advanced Excel skills; experience with NTS, Actimize, or Tableau is a plus
  • Familiarity with building and maintaining metrics reporting dashboards for compliance tracking and performance reporting
  • Bachelors degree preferred; Series 7 or Series 3 is a plus

Salary Range

Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $160,000 to $250,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individuals experience level and the qualifications they bring to the role to formulate a competitive total compensation package.