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Compliance Associate

ExperiencedNo visa sponsorship
Millennium logo

at Millennium

Hedge Funds

Posted 12 days ago

No clicks

**Compliance Associate** at global investment firm Millennium. Support global quantitative trading compliance program, monitor reg developments, analyze trends, assist in projects, draft policies, and deliver training. 3-5 years' experience required, preferably in algorithmic trading or relevant compliance role. Strong analytical, communication, and problem-solving skills essential. Bachelor's degree in relevant field preferred.

Compensation
$70,000 – $160,000 USD

Currency: $ (USD)

City
New York City
Country
United States

Full Job Description

Compliance Associate

About Millennium

Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millenniums mission is to deliver results for our investors.

Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.

Meet the Team

The Compliance Department at Millennium is responsible for adopting, implementing, and enforcing a compliance program that includes policies, procedures, processes, systems, controls, surveillance, testing, and reporting. The Quantitative Trading Compliance team supports the Firms global program by partnering across the business to address the regulatory considerations of algorithmic and systematic trading activities.

What You'll Do

Support the administration of the Firms global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams under the Firms Algorithmic Trading Policy

Monitor regulatory developments, industry initiatives, and evolving compliance expectations affecting quantitative trading

Conduct ongoing analysis to help enhance the Firms global Quantitative Trading Compliance program

Assist with regulatory examinations, inquiries, investigations, and other compliance-related projects

Support the drafting and maintenance of compliance policies and procedures

Prepare and deliver compliance training materials

What You Bring

3-5 years of relevant experience, ideally gained at a regulatory authority, bank, broker-dealer, or buy-side firm

Experience addressing algorithmic or systematic trading matters, with an understanding of model-based trading and investment and execution algorithms preferred

Bachelors degree in Computer Science, Finance, Economics, or a similar field preferred, with a strong academic record

Understanding of global financial markets and market structure preferred

General understanding of artificial intelligence, including current regulatory focus areas

Strong analytical and conceptual problem-solving skills, with close attention to detail

Strong sense of ownership and personal responsibility, with the ability to manage priorities, multitask, and meet deadlines

Strong written and verbal communication skills, including the ability to develop presentation materials for senior management; proficiency in Microsoft PowerPoint and Excel

Salary Range

Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individuals experience level and the qualifications they bring to the role to formulate a competitive total compensation package.

Compliance Associate

Compensation

$70,000 – $160,000 USD

City: New York City

Country: United States

Millennium logo
Hedge Funds

12 days ago

No clicks

at Millennium

ExperiencedNo visa sponsorship

**Compliance Associate** at global investment firm Millennium. Support global quantitative trading compliance program, monitor reg developments, analyze trends, assist in projects, draft policies, and deliver training. 3-5 years' experience required, preferably in algorithmic trading or relevant compliance role. Strong analytical, communication, and problem-solving skills essential. Bachelor's degree in relevant field preferred.

Full Job Description

Compliance Associate

About Millennium

Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millenniums mission is to deliver results for our investors.

Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.

Meet the Team

The Compliance Department at Millennium is responsible for adopting, implementing, and enforcing a compliance program that includes policies, procedures, processes, systems, controls, surveillance, testing, and reporting. The Quantitative Trading Compliance team supports the Firms global program by partnering across the business to address the regulatory considerations of algorithmic and systematic trading activities.

What You'll Do

Support the administration of the Firms global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams under the Firms Algorithmic Trading Policy

Monitor regulatory developments, industry initiatives, and evolving compliance expectations affecting quantitative trading

Conduct ongoing analysis to help enhance the Firms global Quantitative Trading Compliance program

Assist with regulatory examinations, inquiries, investigations, and other compliance-related projects

Support the drafting and maintenance of compliance policies and procedures

Prepare and deliver compliance training materials

What You Bring

3-5 years of relevant experience, ideally gained at a regulatory authority, bank, broker-dealer, or buy-side firm

Experience addressing algorithmic or systematic trading matters, with an understanding of model-based trading and investment and execution algorithms preferred

Bachelors degree in Computer Science, Finance, Economics, or a similar field preferred, with a strong academic record

Understanding of global financial markets and market structure preferred

General understanding of artificial intelligence, including current regulatory focus areas

Strong analytical and conceptual problem-solving skills, with close attention to detail

Strong sense of ownership and personal responsibility, with the ability to manage priorities, multitask, and meet deadlines

Strong written and verbal communication skills, including the ability to develop presentation materials for senior management; proficiency in Microsoft PowerPoint and Excel

Salary Range

Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individuals experience level and the qualifications they bring to the role to formulate a competitive total compensation package.