
at Millennium
Hedge FundsPosted 12 days ago
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**Compliance Associate** at global investment firm Millennium. Support global quantitative trading compliance program, monitor reg developments, analyze trends, assist in projects, draft policies, and deliver training. 3-5 years' experience required, preferably in algorithmic trading or relevant compliance role. Strong analytical, communication, and problem-solving skills essential. Bachelor's degree in relevant field preferred.
- Compensation
- $70,000 – $160,000 USD
- City
- New York City
- Country
- United States
Currency: $ (USD)
Full Job Description
About Millennium
Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millenniums mission is to deliver results for our investors.
Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.
Meet the Team
The Compliance Department at Millennium is responsible for adopting, implementing, and enforcing a compliance program that includes policies, procedures, processes, systems, controls, surveillance, testing, and reporting. The Quantitative Trading Compliance team supports the Firms global program by partnering across the business to address the regulatory considerations of algorithmic and systematic trading activities.
What You'll Do
Support the administration of the Firms global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams under the Firms Algorithmic Trading Policy
Monitor regulatory developments, industry initiatives, and evolving compliance expectations affecting quantitative trading
Conduct ongoing analysis to help enhance the Firms global Quantitative Trading Compliance program
Assist with regulatory examinations, inquiries, investigations, and other compliance-related projects
Support the drafting and maintenance of compliance policies and procedures
Prepare and deliver compliance training materials
What You Bring
3-5 years of relevant experience, ideally gained at a regulatory authority, bank, broker-dealer, or buy-side firm
Experience addressing algorithmic or systematic trading matters, with an understanding of model-based trading and investment and execution algorithms preferred
Bachelors degree in Computer Science, Finance, Economics, or a similar field preferred, with a strong academic record
Understanding of global financial markets and market structure preferred
General understanding of artificial intelligence, including current regulatory focus areas
Strong analytical and conceptual problem-solving skills, with close attention to detail
Strong sense of ownership and personal responsibility, with the ability to manage priorities, multitask, and meet deadlines
Strong written and verbal communication skills, including the ability to develop presentation materials for senior management; proficiency in Microsoft PowerPoint and Excel
Salary Range
Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individuals experience level and the qualifications they bring to the role to formulate a competitive total compensation package.




