About Millennium

Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millenniums mission is to deliver results for our investors.

Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.

Meet the Team

The Compliance Department at Millennium serves to adopt, implement, and enforce a compliance program that includes policies and procedures, processes, systems, controls, surveillance, testing, and reporting. In London, the team operates within a disciplined and well-controlled framework designed to help prevent and detect violations of applicable laws, rules, regulatory requirements, and Firm policies while supporting the evolving needs of the business.

What You'll Do

Conduct communications reviews for trading teams and perform targeted searches in support of internal investigations

Prepare clear, well-structured weekly and monthly memoranda summarizing findings from email surveillance reviews

Support the development and enhancement of compliance policies and procedures in response to business changes, regulatory developments, and emerging compliance risks

Monitor relevant regulatory developments and help assess their impact on the Firms compliance framework

Contribute to the effectiveness, scalability, and robustness of the Firms communications monitoring program

Partner on a range of compliance-related projects across the department, as needed

What You Bring

Bachelors degree, preferably in Business, Finance, Economics, or a related field, with 12 years of relevant experience

Prior experience conducting electronic communications reviews within a Registered Investment Adviser or broker-dealer preferred

Strong understanding of applicable regulatory requirements, including SEC rules and other regulatory expectations

Strong writing, analytical, and problem-solving skills, with the ability to produce clear and effective compliance documentation

Ability to prioritize work and perform effectively in a fast-paced, high-pressure, and evolving environment

Entrepreneurial and self-directed approach, with the ability to manage projects independently and deliver against commitments

Strong interpersonal and collaboration skills, with the ability to build effective working relationships across departments

Proficiency in Microsoft Excel, Word, and PowerPoint, with confidence using a range of technology tools and applications

Salary Range

Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individuals experience level and the qualifications they bring to the role to formulate a competitive total compensation package.