LOG IN
SIGN UP
Canary Wharfian - Online Investment Banking & Finance Community.
Sign In
Forgot password?
Don't have an account?
or
Join Canary Wharfian
By signing up, you agree to our Terms & Conditions and Privacy Policy.
or

Compliance Analyst

ExperiencedNo visa sponsorship
IMC Trading logo

at IMC Trading

Proprietary Trading

Posted 8 days ago

No clicks

**Compliance Analyst | APAC | 1.5-4 yrs Financial Markets Compliance Experience** - Join IMC's APAC Compliance team, collaborating with Trading and Tech teams to manage regulatory risks across jurisdictions. - Key responsibilities include daily compliance operations, regulatory monitoring, policy development, AML tasks, and communication with brokers/exchanges. - Apply analytical, organizational, and communication skills to promote compliance culture, identify new requirements, and drive compliance efforts. - Bring 1.5 to 4 years of experience in financial markets compliance, a relevant degree, and a commitment to continuous learning. - Embrace IMC's data-driven culture, where quantitative modeling and machine learning shape global trading.

Compensation
Not specified

Currency: Not specified

City
Not specified
Country
Not specified

Full Job Description

Our APAC Compliance team works closely with our Trading and Technology teams in order to manage the regulatory risks of our trading activities across multiple jurisdictions, particularly in the Asia-Pacific region. As a Compliance Analyst at IMC, you will assist with our day-to-day compliance operations, monitoring and review functions, and key compliance initiatives. Your role will cover many different aspects of IMCs compliance program, requiring you to work with people across all areas of the business.

Your Core Responsibilities: 

  • Joining a highly skilled and experienced team of Compliance professionals to drive IMCs regulatory vision and compliance efforts across the region.
  • Promoting IMCs Compliance culture, awareness of regulatory developments, and best practices within the business.
  • Monitoring and reviewing applicable laws, rules and regulations to identify new compliance requirements.
  • Communicating with Brokers and Exchanges in relation to trader registration, conducting reviews, and keeping up to date records. 
  • Developing, maintaining, and reviewing written policies and procedures, training presentations, and associated materials.
  • Conducting periodic reviews of internal compliance with policies and procedures, and reporting of the results to management.
  • Conducting necessary tasks for IMCs AML procedures.
  • Communicating with regional compliance teams on global issues and projects.

Your Skills and Experience:

  • 1.5 to 4 years of experience in financial markets compliance at a Trading Firm, Broker, Regulator, Exchange, or similar role.
  • Degree qualified in Finance, Commerce, Business, Law, or a related discipline.
  • Strong attention to detail and analytical/problem solving skills.
  • Strong interpersonal, organisational, and time management skills.
  • Ability to work both independently and in teams.
  • Ability to communicate complex ideas or concepts clearly.
  • Willing to learn and take responsibility for required tasks and projects.

About Us

IMC is a research-driven trading firm where quantitative modeling, machine learning, and engineering shape how modern markets are traded. A stabilizing force in markets since 1989, we provide liquidity across trading venues, delivering the best outcome in value and risk management to investors. Using our own technology and capital, we build proprietary systems and algorithms that operate across global markets. Our researchers, traders, and engineers work as a collective, combining rapid experimentation, advanced infrastructure, and real-time feedback to turn insight into execution and execution into advantage.

 

Compliance Analyst

Compensation

Not specified

City: Not specified

Country: Not specified

IMC Trading logo
Proprietary Trading

8 days ago

No clicks

at IMC Trading

ExperiencedNo visa sponsorship

**Compliance Analyst | APAC | 1.5-4 yrs Financial Markets Compliance Experience** - Join IMC's APAC Compliance team, collaborating with Trading and Tech teams to manage regulatory risks across jurisdictions. - Key responsibilities include daily compliance operations, regulatory monitoring, policy development, AML tasks, and communication with brokers/exchanges. - Apply analytical, organizational, and communication skills to promote compliance culture, identify new requirements, and drive compliance efforts. - Bring 1.5 to 4 years of experience in financial markets compliance, a relevant degree, and a commitment to continuous learning. - Embrace IMC's data-driven culture, where quantitative modeling and machine learning shape global trading.

Full Job Description

Our APAC Compliance team works closely with our Trading and Technology teams in order to manage the regulatory risks of our trading activities across multiple jurisdictions, particularly in the Asia-Pacific region. As a Compliance Analyst at IMC, you will assist with our day-to-day compliance operations, monitoring and review functions, and key compliance initiatives. Your role will cover many different aspects of IMCs compliance program, requiring you to work with people across all areas of the business.

Your Core Responsibilities: 

  • Joining a highly skilled and experienced team of Compliance professionals to drive IMCs regulatory vision and compliance efforts across the region.
  • Promoting IMCs Compliance culture, awareness of regulatory developments, and best practices within the business.
  • Monitoring and reviewing applicable laws, rules and regulations to identify new compliance requirements.
  • Communicating with Brokers and Exchanges in relation to trader registration, conducting reviews, and keeping up to date records. 
  • Developing, maintaining, and reviewing written policies and procedures, training presentations, and associated materials.
  • Conducting periodic reviews of internal compliance with policies and procedures, and reporting of the results to management.
  • Conducting necessary tasks for IMCs AML procedures.
  • Communicating with regional compliance teams on global issues and projects.

Your Skills and Experience:

  • 1.5 to 4 years of experience in financial markets compliance at a Trading Firm, Broker, Regulator, Exchange, or similar role.
  • Degree qualified in Finance, Commerce, Business, Law, or a related discipline.
  • Strong attention to detail and analytical/problem solving skills.
  • Strong interpersonal, organisational, and time management skills.
  • Ability to work both independently and in teams.
  • Ability to communicate complex ideas or concepts clearly.
  • Willing to learn and take responsibility for required tasks and projects.

About Us

IMC is a research-driven trading firm where quantitative modeling, machine learning, and engineering shape how modern markets are traded. A stabilizing force in markets since 1989, we provide liquidity across trading venues, delivering the best outcome in value and risk management to investors. Using our own technology and capital, we build proprietary systems and algorithms that operate across global markets. Our researchers, traders, and engineers work as a collective, combining rapid experimentation, advanced infrastructure, and real-time feedback to turn insight into execution and execution into advantage.