
at Macquarie
Investment BankingPosted 5 days ago
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**Senior Manager, Compliance** Oversee Macquarie Capital's compliance in Japan, partnering with regional and global teams to ensure consistent outcomes. Manage compliance advice, monitoring, policy maintenance, and control enhancements. Requires 5+ years in cash equities brokerage/investment banking compliance, strong knowledge of Japanese capital markets and regulations, fluency in Japanese, and proficiency in English. Collaborate effectively with stakeholders, regulators, and internal teams.
- Compensation
- Not specified
- City
- Tokyo
- Country
- Japan
Currency: Not specified
Full Job Description
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Senior Manager, Compliance - Macquarie Capital
What role will you play?
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What you offer
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- 5 years of experience in compliance covering cash equities brokerage and/or investment banking businesses within a financial institution
- Strong understanding of Japanese capital markets and related laws and regulations
- A team player with the ability to work in partnership with business and functions in the region and globally, as well as compliance colleagues locally and regionally
- Experience engaging with regulators such as FSA, TSE, and JSDA, and supporting regulatory inspections
- Complete proficiency in Japanese and business level English communication skills
- Strong analytical thinking, stakeholder management and ability to learn new concepts quickly.
About the Risk Management Group
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Our commitment to diversity, equity and inclusion
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Our aim is to provide reasonable adjustments to individuals who may need support during the recruitment process and through working arrangements. If you require additional assistance, please let us know in the application process.



