LOG IN
SIGN UP
Canary Wharfian - Online Investment Banking & Finance Community.
Sign In
Forgot password?
Don't have an account?
or
Join Canary Wharfian
By signing up, you agree to our Terms & Conditions and Privacy Policy.
or

Asset and Wealth Management Audit - AVP

ExperiencedNo visa sponsorship
J.P. Morgan logo

at J.P. Morgan

Bulge Bracket Investment Banks

Posted 15 days ago

No clicks

**Asset and Wealth Management Audit - AVP** Senior Audit role leading global audits in Asset & Wealth Management. Key responsibilities include risk assessment, audit planning, tech-driven processes, budget management, and stakeholder collaboration. MBA with 8+ years of audit/risk experience in financial services. Proficient in remote audit leadership, complex issue analysis, and executive reporting. Role requires strong communication, teamwork, and adaptability.

Compensation
Not specified

Currency: Not specified

City
Mumbai
Country
India

Full Job Description

Location: Mumbai, Maharashtra, India

This role is for an experienced audit professional to join the Asset and Wealth Management Business Audit Team.

 

Job Summary

As a Senior Auditor/AVP in our Internal Audit group, you will lead audit assignments, perform and document audit testing, partner closely with global Audit colleagues and business stakeholders, and use judgment to strengthen internal controls. You will be responsible for assisting with ongoing risk assessment, control identification, audit execution and continuous monitoring activities across Asset & Wealth Management functions.

 

Job Responsibilities

  • Assist or lead audit engagements covering Asset and Wealth Management functions, including risk assessment, audit planning, audit testing, control evaluation, documenting work papers, audit report drafting, follow-up, and verification of issue closure.
  • Use advanced technology and data-driven methods to streamline work, improve quality, and deliver faster, more consistent outcomes.
  • Meet timeframe and budget targets for assigned audit work while adhering to department and professional standards and utilizing consistent methodology.
  • Collaborate with other groups and regions within Audit to ensure the delivery of a seamless program of audit coverage across the firm.
  • Establish and maintain a business climate and culture that encourages integrity, respect, excellence, and innovation.
  • Travel internationally (up to 10%), if required, and adjust work timings, as needed, to support global teams.
  • Required qualifications, capabilities and skills

    • Minimum MBA degree
    • Minimum 8+ years experience in a financial services firm/bank, with an audit or risk/control background
    • Ability to lead audits and execute audit work remotely, work effectively within a matrix organization, manage multiple projects and participate in audit assignments in a team environment. 
    • Proficiency in risk assessment, issue/impact analysis and executive report preparation. 
    • Good communication and interpersonal skills required with ability to present complex and sensitive issues to senior management. 
    • Enthusiastic, self-motivated and works well individually and in teams, shares information, supports colleagues and encourages participation.

       

    Preferred qualifications, capabilities and skills

    • Chartered Accountant preferred
    • Experience of and exposure to Asset Management and/or Wealth Management business will be an added advantage.

     

    Build your career in Internal Audit while working in the worlds most innovative bank

    Asset and Wealth Management Audit - AVP

    Compensation

    Not specified

    City: Mumbai

    Country: India

    J.P. Morgan logo
    Bulge Bracket Investment Banks

    15 days ago

    No clicks

    at J.P. Morgan

    ExperiencedNo visa sponsorship

    **Asset and Wealth Management Audit - AVP** Senior Audit role leading global audits in Asset & Wealth Management. Key responsibilities include risk assessment, audit planning, tech-driven processes, budget management, and stakeholder collaboration. MBA with 8+ years of audit/risk experience in financial services. Proficient in remote audit leadership, complex issue analysis, and executive reporting. Role requires strong communication, teamwork, and adaptability.

    Full Job Description

    Location: Mumbai, Maharashtra, India

    This role is for an experienced audit professional to join the Asset and Wealth Management Business Audit Team.

     

    Job Summary

    As a Senior Auditor/AVP in our Internal Audit group, you will lead audit assignments, perform and document audit testing, partner closely with global Audit colleagues and business stakeholders, and use judgment to strengthen internal controls. You will be responsible for assisting with ongoing risk assessment, control identification, audit execution and continuous monitoring activities across Asset & Wealth Management functions.

     

    Job Responsibilities

  • Assist or lead audit engagements covering Asset and Wealth Management functions, including risk assessment, audit planning, audit testing, control evaluation, documenting work papers, audit report drafting, follow-up, and verification of issue closure.
  • Use advanced technology and data-driven methods to streamline work, improve quality, and deliver faster, more consistent outcomes.
  • Meet timeframe and budget targets for assigned audit work while adhering to department and professional standards and utilizing consistent methodology.
  • Collaborate with other groups and regions within Audit to ensure the delivery of a seamless program of audit coverage across the firm.
  • Establish and maintain a business climate and culture that encourages integrity, respect, excellence, and innovation.
  • Travel internationally (up to 10%), if required, and adjust work timings, as needed, to support global teams.
  • Required qualifications, capabilities and skills

    • Minimum MBA degree
    • Minimum 8+ years experience in a financial services firm/bank, with an audit or risk/control background
    • Ability to lead audits and execute audit work remotely, work effectively within a matrix organization, manage multiple projects and participate in audit assignments in a team environment. 
    • Proficiency in risk assessment, issue/impact analysis and executive report preparation. 
    • Good communication and interpersonal skills required with ability to present complex and sensitive issues to senior management. 
    • Enthusiastic, self-motivated and works well individually and in teams, shares information, supports colleagues and encourages participation.

       

    Preferred qualifications, capabilities and skills

    • Chartered Accountant preferred
    • Experience of and exposure to Asset Management and/or Wealth Management business will be an added advantage.

     

    Build your career in Internal Audit while working in the worlds most innovative bank