at UBS
Bulge Bracket Investment BanksPosted 3 days ago
No clicks
**Process and Quality Specialist** sought to drive sales supervision, compliance, and risk initiatives. Key responsibilities include reviewing supervision processes, supporting branch audits, and partnering with compliance to enhance policies. Requires proven experience in risk management and supervision, strong analytical skills, and the ability to make informed decisions in complex situations. Experience with sales supervision and regulatory compliance is crucial.
- Compensation
- Not specified
- City
- Not specified
- Country
- Not specified
Currency: Not specified
Full Job Description
| Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We're looking for a Supervisory Officer who can: help drive initiatives related to sales supervision, compliance and business risk, including implementation and education review various supervision processes support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits partner with Compliance, including providing input to policy and supporting communication of policies serve as a point of contact for issues that cannot be resolved, and escalate issues as required | Show more Supervisory Officer |
