at UBS
Bulge Bracket Investment BanksPosted 3 days ago
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**Process and Quality Specialist** drives sales supervision initiatives, ensuring compliance and mitigating business risk. Key responsibilities include reviewing supervision processes, supporting branches in audits and action plans, collaborating with Compliance, and escalating unresolved issues. Proven experience in risk management, supervision, and process improvement is required. Strong analytical and communication skills essential.
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Full Job Description
| Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We're looking for a Supervisory Officer who can: help drive initiatives related to sales supervision, compliance and business risk, including implementation and education review various supervision processes support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits partner with Compliance, including providing input to policy and supporting communication of policies serve as a point of contact for issues that cannot be resolved, and escalate issues as required | Show more Supervisory Officer |
