at UBS
Bulge Bracket Investment BanksPosted 14 days ago
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**Lead Reg E Investigations & Processing Analyst:** Support Client Advisors managing APAC client books, ensuring accurate documentation, daily transaction processing, and compliance with regulations. Key responsibilities include complex troubleshooting, internal-external client communication, and contributing to effective risk culture. Minimum 7+ years' experience in investigations and processing, proficient in regulatory compliance frameworks, and strong communication skills required.
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Full Job Description
| Are you a people person? Do you know how to stay calm under pressure? We are looking for someone who can: support our private bankers known as Client Advisors who manage comprehensive and complex client books in APAC keep accurate, up-to-date client documentation to meet regulatory requirements carry out daily transaction processing and complex troubleshooting keep in contact with internal and external clients comply with all regulations, policies and standards, contributing to an effective risk culture assist and work together with Client Advisors to support our clients and prospects | Show more Client Account Manager |
