Investment Banking
Posted 9 days ago
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**Vice President-level Compliance Officer, Trade Surveillance:** Ensure trading compliance, risk management, and regulatory adherence using TRACE, CEAP, and Bloomberg Law. Monitor complex securities transactions (equities, debt, currencies), enforce trading policies, and conduct thorough investigations. Manage junior compliance staff. Proven 8+ years of trade surveillance experience required.
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Full Job Description
Compliance job functions
