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Regulatory Compliance Manager (Wealth & Trading)

ExperiencedNo visa sponsorship
Revolut logo

at Revolut

FinTech

Posted 14 days ago

No clicks

**Regulatory Compliance Manager (Wealth & Trading) - Revolut, South Africa** oversees consumer protection in fast-paced wealth and trading environments, driving smart, scalable risk management. Key duties include regulatory mapping, policy creation, training, and oversight of 1LoD & 2LoD approvals and complaints. Ideal candidates bring 7+ years of experience in W&T compliance, STEM/business degree, gap analysis expertise, and exceptional interpersonal skills.

Compensation
Not specified

Currency: Not specified

City
Not specified
Country
South Africa

Full Job Description

Regulatory Compliance Manager (Wealth & Trading)

Remote: South Africa
Apply for this role

About Revolut

People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products including spending, saving, investing, exchanging, travelling, and more help our 80+ million customers get more from their money every day.

As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work. So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About the role

Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.

Were looking for a Regulatory Compliance Manager to oversee regulatory frameworks around wealth and trading features. You'll keep our consumer protection practise in compliance while providing oversight on regulatory obligations and related controls.

Up to shape what's next in finance? Lets get in touch.

What you'll be doing

  • Providing oversight on compliance obligations for wealth and trading (W&T) products and related controls for operations across the business
  • Ensuring high-quality regulatory mapping
  • Challenging, assessing, and implementing policies from scratch
  • Reviewing 1LoD compliance approvals for W&T products, and providing appropriate feedback
  • Implementing a robust, company-wide training and competency program for W&T
  • Providing 2LoD oversight on W&T complaints, diving into root-cause analysis to drive better customer outcomes
  • Overseeing horizon scanning for relevant geographies

What you'll need

  • 7+ years of experience in a regulatory compliance role within a consultancy, compliance function, or regulator, with expertise in W&T related obligations (MiFID, EMIR, PROD) 
  • A university degree in STEM, business, or finance
  • Knowledge of how to conduct regulatory gap analysis
  • Familiarity with policy creation and implementation
  • A solid understanding of the interplay between compliance risk and business risk
  • The ability to work well under pressure, manage multiple projects at once, and meet tight deadlines
  • The ability to communicate positively with members of various internal teams and regulators
  • Excellent analytical, communication, and interpersonal skills
  • Fluency in English

Building a global financial super app isnt enough. Our Revoluters are a priority, and thats why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. Were doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. Thats why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.

Important notice for candidates:

Job scams are on the rise. Please keep these guidelines in mind when applying for any open roles.

Only apply through official Revolut channels. We dont use any third-party services or platforms for our recruitment.

Always double-check the emails you receive. Make sure all communications are being done through official Revolut emails, with an @revolut.com domain.

We won't ask for payment or personal financial information during the hiring process. If anyone does ask you for this, its a scam. Report it immediately.

By submitting this application, I confirm that all the information given by me in this application for employment and any additional documents attached hereto are true to the best of my knowledge and that I have not wilfully suppressed any material fact. I confirm I have disclosed if applicable any previous employment with Revolut. I accept that if any of the information given by me in this application is in any way false or incorrect, my application may be rejected, any offer of employment may be withdrawn or my employment with Revolut may be terminated summarily or I may be dismissed. By submitting this application, I agree that my personal data will be processed in accordance with Revolut's Candidate Privacy Notice

Apply for this role

Regulatory Compliance Manager (Wealth & Trading)

Compensation

Not specified

City: Not specified

Country: South Africa

Revolut logo
FinTech

14 days ago

No clicks

at Revolut

ExperiencedNo visa sponsorship

**Regulatory Compliance Manager (Wealth & Trading) - Revolut, South Africa** oversees consumer protection in fast-paced wealth and trading environments, driving smart, scalable risk management. Key duties include regulatory mapping, policy creation, training, and oversight of 1LoD & 2LoD approvals and complaints. Ideal candidates bring 7+ years of experience in W&T compliance, STEM/business degree, gap analysis expertise, and exceptional interpersonal skills.

Full Job Description

Regulatory Compliance Manager (Wealth & Trading)

Remote: South Africa
Apply for this role

About Revolut

People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products including spending, saving, investing, exchanging, travelling, and more help our 80+ million customers get more from their money every day.

As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work. So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About the role

Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.

Were looking for a Regulatory Compliance Manager to oversee regulatory frameworks around wealth and trading features. You'll keep our consumer protection practise in compliance while providing oversight on regulatory obligations and related controls.

Up to shape what's next in finance? Lets get in touch.

What you'll be doing

  • Providing oversight on compliance obligations for wealth and trading (W&T) products and related controls for operations across the business
  • Ensuring high-quality regulatory mapping
  • Challenging, assessing, and implementing policies from scratch
  • Reviewing 1LoD compliance approvals for W&T products, and providing appropriate feedback
  • Implementing a robust, company-wide training and competency program for W&T
  • Providing 2LoD oversight on W&T complaints, diving into root-cause analysis to drive better customer outcomes
  • Overseeing horizon scanning for relevant geographies

What you'll need

  • 7+ years of experience in a regulatory compliance role within a consultancy, compliance function, or regulator, with expertise in W&T related obligations (MiFID, EMIR, PROD) 
  • A university degree in STEM, business, or finance
  • Knowledge of how to conduct regulatory gap analysis
  • Familiarity with policy creation and implementation
  • A solid understanding of the interplay between compliance risk and business risk
  • The ability to work well under pressure, manage multiple projects at once, and meet tight deadlines
  • The ability to communicate positively with members of various internal teams and regulators
  • Excellent analytical, communication, and interpersonal skills
  • Fluency in English

Building a global financial super app isnt enough. Our Revoluters are a priority, and thats why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. Were doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. Thats why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.

Important notice for candidates:

Job scams are on the rise. Please keep these guidelines in mind when applying for any open roles.

Only apply through official Revolut channels. We dont use any third-party services or platforms for our recruitment.

Always double-check the emails you receive. Make sure all communications are being done through official Revolut emails, with an @revolut.com domain.

We won't ask for payment or personal financial information during the hiring process. If anyone does ask you for this, its a scam. Report it immediately.

By submitting this application, I confirm that all the information given by me in this application for employment and any additional documents attached hereto are true to the best of my knowledge and that I have not wilfully suppressed any material fact. I confirm I have disclosed if applicable any previous employment with Revolut. I accept that if any of the information given by me in this application is in any way false or incorrect, my application may be rejected, any offer of employment may be withdrawn or my employment with Revolut may be terminated summarily or I may be dismissed. By submitting this application, I agree that my personal data will be processed in accordance with Revolut's Candidate Privacy Notice

Apply for this role