at Revolut
FinTechPosted 15 days ago
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**Regulatory Compliance Manager (Safeguarding)** drives compliance and mitigation of regulatory risks, ensuring Revolut's products align with client asset protection laws. You'll manage control processes, interpret regulations, and promote compliance awareness within business and support functions. A must for this role: 3+ years of safeguarding management experience in investment firms, solid Delegated Directive (EU) 2017/593 and MiFID II knowledge, and the ability to manage multiple projects simultaneously. Join this global fintech to shape the future of finance and benefit from a certified Great Place to Work™ culture. Remote work available in Portugal and Spain.
- Compensation
- Not specified
- City
- Lisbon, Madrid
- Country
- Portugal, Spain
Currency: Not specified
Full Job Description
Regulatory Compliance Manager (Safeguarding)
About Revolut
People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products including spending, saving, investing, exchanging, travelling, and more help our 80+ million customers get more from their money every day.
As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work. So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.
About the role
Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.
Were looking for a Regulatory Compliance Manager to advise on client asset protection and safeguarding topics. You'll also support with establishing and monitoring related controls.
Up to shape what's next in finance? Lets get in touch.
What you'll be doing
- Designing, developing, and implementing efficient control processes to ensure compliance with client asset protection requirements
- Providing technical advice on safeguarding compliance to business and support functions, while promoting regulatory awareness throughout the firm
- Interpreting and providing guidance on the application of safeguarding regulations to products and services
- Supporting the Client Assets Oversight Officer with risk management and governance
- Reviewing the output of the client money and custody asset reconciliations, and producing respective effectiveness reports
- Coordinating and managing internal and external audits and reviews related to safeguarding compliance
What you'll need
- 3+ years of experience in a safeguarding management role in an investment firm, consultancy, or regulator
- In-depth knowledge of Delegated Directive (EU) 2017/593 and MiFID II
- An understanding of the regulatory requirements applicable to client asset protection and reconciliations
- Experience managing control processes within a financial services firm, including knowledge of front-to-back office trade flows
- The ability to work well under pressure, manage multiple projects simultaneously, and meet tight deadlines
- Excellent analytical and data interpretation skills, with the ability to identify and mitigate regulatory risks
- Experience conducting safeguarding gap analysis, supporting policy creation and implementation
- A willingness to continuously develop and improve your expertise
Nice to have
- A professional certificate/diploma in compliance
- A degree in economics or finance
- Experience with SQL and data analysis to support reconciliation processes and compliance reporting
- Exposure to regulatory audits and interaction with regulatory bodies
Building a global financial super app isnt enough. Our Revoluters are a priority, and thats why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. Were doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. Thats why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.
Important notice for candidates:
Job scams are on the rise. Please keep these guidelines in mind when applying for any open roles.
Only apply through official Revolut channels. We dont use any third-party services or platforms for our recruitment.
Always double-check the emails you receive. Make sure all communications are being done through official Revolut emails, with an @revolut.com domain.
We won't ask for payment or personal financial information during the hiring process. If anyone does ask you for this, its a scam. Report it immediately.
By submitting this application, I confirm that all the information given by me in this application for employment and any additional documents attached hereto are true to the best of my knowledge and that I have not wilfully suppressed any material fact. I confirm I have disclosed if applicable any previous employment with Revolut. I accept that if any of the information given by me in this application is in any way false or incorrect, my application may be rejected, any offer of employment may be withdrawn or my employment with Revolut may be terminated summarily or I may be dismissed. By submitting this application, I agree that my personal data will be processed in accordance with Revolut's Candidate Privacy Notice
