We're seeking someone to join our team as a Chief Compliance Officer - Canada in Wealth Management to assist the CIRO regulated Wealth Management business and the Canada-based Morgan Stanley at Work business in managing regulatory risks and protecting the franchise by ensuring compliance with laws, regulations, rules and internal policies and procedures.

In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Executive Director level position within the International Wealth Management Compliance team, with responsibility for compliance coverage of the CIRO-regulated Wealth Management business and the Canada-based Morgan Stanley at Work business.

Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

What you'll do in the role:

• Advise the Business Units on all regulatory Compliance matters.
• Work closely with WM Management on new business proposals.
• Develop policies and procedures to facilitate compliance with laws, regulations and rules.
• Conduct training on Compliance policies and procedures
• Supervise Compliance Department staff

What you'll bring to the role:

• Minimum 10 years' relevant working experience in the financial services industry in Compliance or related fields or at a securities regulator
• Knowledge of Canadian Anti-Money Laundering Requirements
• Knowledge of Order Execution Only (OEO) regulations and practices
• Experience dealing with CIRO, FINTRAC etc.
• Relevant Wealth Management or Private Banking experience
• Excellent verbal and written English communication skills
• Strong analytical skills, thoughtful and detail-oriented
• Ability to work within a team and act independently
• Fast learner
• Industry contacts and committee participation helpful
• Experience working for a global firm
  

Registration as a Chief Compliance Officer and Executive with CIRO will be required

• Chief Compliance Officer Qualifying Exam or Chief Compliance Officer Exam
• Partners, Director & Senior Officers Course or Director and Executive Exam
• Canadian Securities Course or Canadian Investment Regulatory Exam (CIRE)

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients helping them reach their goals. We do it in a way thats differentiated and weve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - arent just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, youll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. Theres also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.

Product Manager, Workplace Salesforce Product Team, Vice President

CE QUE VOUS POUVEZ ATTENDRE DE MORGAN STANLEY:

Chez Morgan Stanley, nous levons, grons et allouons des capitaux pour nos clients, afin de les aider atteindre leurs objectifs. Nous le faisons d'une manire qui nous distingue des autres et cela fait 90 ans que nous procdons ainsi. Nos valeurs donner la priorit nos clients, agir de manire intgre, innover grce des ides exceptionnelles, sengager en faveur de la diversit et de linclusion, et sinvestir dans la socit ne sont pas de simples convictions : elles guident les dcisions que nous prenons chaque jour afin dagir dans lintrt de nos clients, de nos communauts et de nos plus de 80 000 collaborateurs rpartis dans 1 200 bureaux travers 42 pays. Chez Morgan Stanley, vous aurez l'occasion de travailler aux cts des meilleurs et des plus brillants, dans un environnement o vous bnficierez d'un soutien et d'une grande autonomie. Nos quipes sont composes de collaborateurs infatigables et d'esprits cratifs, qui puisent leur inspiration dans la diversit de leurs parcours et de leurs expriences. Nous sommes fiers d'accompagner nos collaborateurs et leurs familles chaque tape de leur parcours professionnel, en leur proposant des avantages sociaux et des avantages complmentaires parmi les plus attractifs et les plus complets du secteur. Il existe galement de nombreuses possibilits d'volution au sein de l'entreprise pour ceux qui font preuve de passion et de dtermination dans leur travail.

Pour en savoir plus sur nos bureaux travers le monde, veuillez copier-coller l'adresse https://www.morganstanley.com/about-us/global-offices dans votre navigateur.

Morgan Stanley est un employeur garantissant l'galit des chances, qui s'engage constituer et maintenir un effectif diversifi en termes d'exprience et d'origine. Nos efforts en matire de recrutement tmoignent de notre engagement fort en faveur d'une culture d'inclusion, dans laquelle les personnes sont recrutes, formes et promues en fonction de leurs comptences et de leurs talents.

Notre personnel est le reflet d'un large ventail des communauts mondiales au sein desquelles nous exerons nos activits, apportant ainsi une grande diversit de parcours, de talents, de points de vue et d'expriences.

Pour plus d'informations, rendez-vous sur: https://www.morganstanley.com/people-opportunities/eeo.

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients helping them reach their goals. We do it in a way thats differentiated and weve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - arent just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, youll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. Theres also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.

Executive Director, Chief Compliance Officer - Canada

CE QUE VOUS POUVEZ ATTENDRE DE MORGAN STANLEY:

Chez Morgan Stanley, nous levons, grons et allouons des capitaux pour nos clients, afin de les aider atteindre leurs objectifs. Nous le faisons d'une manire qui nous distingue des autres et cela fait 90 ans que nous procdons ainsi. Nos valeurs donner la priorit nos clients, agir de manire intgre, innover grce des ides exceptionnelles, sengager en faveur de la diversit et de linclusion, et sinvestir dans la socit ne sont pas de simples convictions : elles guident les dcisions que nous prenons chaque jour afin dagir dans lintrt de nos clients, de nos communauts et de nos plus de 80 000 collaborateurs rpartis dans 1 200 bureaux travers 42 pays. Chez Morgan Stanley, vous aurez l'occasion de travailler aux cts des meilleurs et des plus brillants, dans un environnement o vous bnficierez d'un soutien et d'une grande autonomie. Nos quipes sont composes de collaborateurs infatigables et d'esprits cratifs, qui puisent leur inspiration dans la diversit de leurs parcours et de leurs expriences. Nous sommes fiers d'accompagner nos collaborateurs et leurs familles chaque tape de leur parcours professionnel, en leur proposant des avantages sociaux et des avantages complmentaires parmi les plus attractifs et les plus complets du secteur. Il existe galement de nombreuses possibilits d'volution au sein de l'entreprise pour ceux qui font preuve de passion et de dtermination dans leur travail.

Pour en savoir plus sur nos bureaux travers le monde, veuillez copier-coller l'adresse https://www.morganstanley.com/about-us/global-offices dans votre navigateur.

Morgan Stanley est un employeur garantissant l'galit des chances, qui s'engage constituer et maintenir un effectif diversifi en termes d'exprience et d'origine. Nos efforts en matire de recrutement tmoignent de notre engagement fort en faveur d'une culture d'inclusion, dans laquelle les personnes sont recrutes, formes et promues en fonction de leurs comptences et de leurs talents.

Notre personnel est le reflet d'un large ventail des communauts mondiales au sein desquelles nous exerons nos activits, apportant ainsi une grande diversit de parcours, de talents, de points de vue et d'expriences.

Pour plus d'informations, rendez-vous sur: https://www.morganstanley.com/people-opportunities/eeo.