Bulge Bracket Investment Banks

Posted 6 days ago

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**Regulatory Reporting Associate** in Mumbai, India drives high-quality global derivatives reporting. Key responsibilities include end-to-end analysis, interpret regulatory requirements, establish controls, and deliver reliable EOD controls. The role requires understanding of Credit/Rates/Equities derivatives, CFTC/SEC trade reporting requirements, and strong business analysis skills. Proven investment banking experience, proficiency in MS Office, and effective stakeholder management are essential. The ideal candidate will have a Finance or Economics degree and operate effectively in high-pressure environments.

Compensation: Not specified
City: Mumbai
Country: India

Full Job Description

Location: Mumbai, Maharashtra, India

Join Market Operations and lead delivery of a controlled, high-quality regulatory reporting environment across global derivatives. Partner with Legal, Compliance, Industry bodies, Business, and Technology to implement requirements and strengthen end-to-end controls. Build your career by driving analysis, attestations, and strategic process improvements in a fast-paced, high-impact role.

As a Transaction Processing Manager in Market Operations, you perform end-to-end analysis and ongoing remediation of regulatory reporting across Credit, Rates, and Equities Derivatives. You establish and improve control processes, build strategic attestation frameworks, and translate complex multi-jurisdiction requirements into sustainable execution. You partner across Business, Technology, and Compliance to prioritize enhancements, deliver a controlled reporting environment, and ensure EOD controls are completed reliably.

Job Responsibilities

Perform end-to-end analysis and ongoing remediation across regulatory reporting workflows.

Interpret regulatory requirements by partnering with Legal, Compliance, industry bodies, and internal stakeholders.

Establish end-to-end control processes supporting the regulatory reporting agenda.

Review and improve controls across Credit, Rates, and Equities reporting.

Establish strategic attestation processes for jurisdictions already implemented to the business.

Develop process and system enhancement recommendations to reduce risk and manual effort.

Partner with Business and Technology to prioritize requirements through clear business cases.

Perform cost-benefit analysis to propose optimal future-state processes and controls.

Deliver a controlled regulatory reporting environment through strong governance and oversight.

Complete all controls and checks accurately by end of day.

Manage stakeholders effectively while escalating risks and time-critical issues promptly.

Required Qualifications, Capabilities, and Skills

Demonstrate strong understanding of Credit/Rates/Equity Derivatives products and the end-to-end transaction lifecycle.

Apply working knowledge of CFTC and SEC trade reporting requirements.

Execute excellent business analysis to break down complex multi-jurisdiction requirements.

Diagnose operational and technical issues with strong problem-solving skills.

Communicate effectively with senior stakeholders and build strong cross-functional relationships.

Bring investment banking experience in Middle Office or Trade Support.

Operate proficiently in Microsoft Office with strong control discipline.

Preferred Qualifications, Capabilities, and Skills

Leverage a degree in Finance, Economics, or a related discipline.

Deliver with minimal supervision through self-motivation and ownership.

Manage stakeholders effectively across Business, Technology, Legal, and Compliance.

Identify control gaps proactively and prioritize remediation to mitigate operational risk.

Operate effectively in high-pressure environments with time-critical deliveries.

Strengthen attestations and MI to evidence control performance and regulatory readiness.

Drive continuous improvement by proposing automation and standardization opportunities.

Lead regulatory reporting for derivatives, enhancing controls and attestations while promoting ongoing process improvements.

Full Job Description