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Control Manager - Vice President - Personal Investing Operations

ExperiencedNo visa sponsorship
J.P. Morgan logo

at J.P. Morgan

Bulge Bracket Investment Banks

Posted 9 days ago

1 click

**Control Manager - Vice President (VP) - Personal Investing Operations** The VP Control Manager drives operational excellence in JP Morgan Chase's Personal Investing Operations, fostering a proactive risk culture. Key responsibilities involve designing robust control frameworks, partnering with stakeholders to mitigate risks, performing in-depth risk assessments, and monitoring control effectiveness. The role manages risk issue lifecycles, builds senior relationships, and provides executive-level reporting. Required skills include extensive operational risk experience, strong communication, product knowledge, regulatory understanding, and proficiency in Microsoft Office. The ideal candidate has experience in control testing, risk and control programs, and leading teams.

Compensation
Not specified GBP

Currency: £ (GBP)

City
London
Country
United Kingdom

Full Job Description

Location: LONDON, United Kingdom

Are you ready to shape the future of personal investing? At J.P. Morgan Personal Investing, youll join a team that values innovation, collaboration, and your unique perspective. Here, youll have the opportunity to grow your career, develop your skills, and make a real impact for our clients and the wider community. We offer a supportive environment where your ideas are valued, and your contributions drive our success. Join us and be part of a team thats redefining wealth management for the next generation.


Join JP Morgan Chase Personal Investing as a Control Manager (Vice President) supporting our Operations Management team. In this role, you will help shape and strengthen our control environment driving operational excellence, supporting responsible growth and innovation, and helping ensure we meet our regulatory and internal policy obligations. Youll partner closely across Operations, Business, Risk, Compliance, Audit, Legal, and Technology to foster a proactive risk culture and deliver trusted outcomes for our clients.

What youll do

As a Control Manager VP, you will:

  • Design and implement robust control frameworks aligned to regulatory expectations and internal policies.
  • Partner with stakeholders to identify, assess, and mitigate risks across new and existing products.
  • Perform deep-dive risk assessments for Operations processes and change initiatives.
  • Monitor control performance, evaluate effectiveness, and recommend enhancements and sustainable solutions.
  • Collaborate with Testing, Compliance, Audit, and Risk teams to support an effective control environment.
  • Manage the end-to-end lifecycle of regulatory, audit, compliance, and operational risk issues - from identification through remediation and closure.
  • Identify control gaps, root causes, and practical actions to strengthen the risk and control environment.
  • Build and maintain strong relationships with senior leaders and cross-functional partners.
  • Prepare executive-level reporting, dashboards, and presentations to communicate themes, trends, and outcomes.
  • Provide training and guidance on control processes and risk management practices.
  • Contribute to the Compliance and Operational Risk Evaluation (CORE) program across key pillars.
  • Support operational risk practices and control programs, including committee reporting and risk mitigation activities.
  • Review and analyze key metrics to assess the health of the operational risk and control environment.

Required qualifications, capabilities, and skills

  • Strong experience in operational risk management, controls, compliance, audit, and/or wealth management.
  • Demonstrated ability to identify risks and implement effective controls for both BAU activity and new product initiatives.
  • Strong written and verbal communication skills with the ability to influence stakeholders at all levels.
  • Experience partnering with business stakeholders to remediate operational risk issues and deliver measurable outcomes.
  • Strong understanding of wealth management products and services, relevant regulations, and associated risks.
  • Knowledge of trade lifecycle processes and ability to articulate control requirements (e.g., trade execution, capture, settlement).
  • Strong knowledge of FCA requirements and regulatory expectations, including Suitability & Appropriateness, CASS, and Consumer Duty.
  • Ability to translate process risks into risk and control heatmaps and communicate themes clearly to senior audiences.
  • Proven time management and prioritization skills; able to navigate multiple deliverables in parallel.
  • High attention to detail, accuracy, and integrity.
  • Proficiency in Microsoft Office (Word, Excel, PowerPoint, Visio).

Preferred qualifications, capabilities, and skills

  • Understanding of control testing methodologies and experience operating within mature risk and control programs.
  • Experience partnering with Internal Audit, Compliance, Operational Risk, and Regulatory stakeholders.
  • Familiarity with governance, risk, and control (GRC) systems, tools, and processes.
  • Experience leading teams and/or coaching colleagues.

Control Manager - Vice President - Personal Investing Operations

Compensation

Not specified GBP

City: London

Country: United Kingdom

J.P. Morgan logo
Bulge Bracket Investment Banks

9 days ago

1 click

at J.P. Morgan

ExperiencedNo visa sponsorship

**Control Manager - Vice President (VP) - Personal Investing Operations** The VP Control Manager drives operational excellence in JP Morgan Chase's Personal Investing Operations, fostering a proactive risk culture. Key responsibilities involve designing robust control frameworks, partnering with stakeholders to mitigate risks, performing in-depth risk assessments, and monitoring control effectiveness. The role manages risk issue lifecycles, builds senior relationships, and provides executive-level reporting. Required skills include extensive operational risk experience, strong communication, product knowledge, regulatory understanding, and proficiency in Microsoft Office. The ideal candidate has experience in control testing, risk and control programs, and leading teams.

Full Job Description

Location: LONDON, United Kingdom

Are you ready to shape the future of personal investing? At J.P. Morgan Personal Investing, youll join a team that values innovation, collaboration, and your unique perspective. Here, youll have the opportunity to grow your career, develop your skills, and make a real impact for our clients and the wider community. We offer a supportive environment where your ideas are valued, and your contributions drive our success. Join us and be part of a team thats redefining wealth management for the next generation.


Join JP Morgan Chase Personal Investing as a Control Manager (Vice President) supporting our Operations Management team. In this role, you will help shape and strengthen our control environment driving operational excellence, supporting responsible growth and innovation, and helping ensure we meet our regulatory and internal policy obligations. Youll partner closely across Operations, Business, Risk, Compliance, Audit, Legal, and Technology to foster a proactive risk culture and deliver trusted outcomes for our clients.

What youll do

As a Control Manager VP, you will:

  • Design and implement robust control frameworks aligned to regulatory expectations and internal policies.
  • Partner with stakeholders to identify, assess, and mitigate risks across new and existing products.
  • Perform deep-dive risk assessments for Operations processes and change initiatives.
  • Monitor control performance, evaluate effectiveness, and recommend enhancements and sustainable solutions.
  • Collaborate with Testing, Compliance, Audit, and Risk teams to support an effective control environment.
  • Manage the end-to-end lifecycle of regulatory, audit, compliance, and operational risk issues - from identification through remediation and closure.
  • Identify control gaps, root causes, and practical actions to strengthen the risk and control environment.
  • Build and maintain strong relationships with senior leaders and cross-functional partners.
  • Prepare executive-level reporting, dashboards, and presentations to communicate themes, trends, and outcomes.
  • Provide training and guidance on control processes and risk management practices.
  • Contribute to the Compliance and Operational Risk Evaluation (CORE) program across key pillars.
  • Support operational risk practices and control programs, including committee reporting and risk mitigation activities.
  • Review and analyze key metrics to assess the health of the operational risk and control environment.

Required qualifications, capabilities, and skills

  • Strong experience in operational risk management, controls, compliance, audit, and/or wealth management.
  • Demonstrated ability to identify risks and implement effective controls for both BAU activity and new product initiatives.
  • Strong written and verbal communication skills with the ability to influence stakeholders at all levels.
  • Experience partnering with business stakeholders to remediate operational risk issues and deliver measurable outcomes.
  • Strong understanding of wealth management products and services, relevant regulations, and associated risks.
  • Knowledge of trade lifecycle processes and ability to articulate control requirements (e.g., trade execution, capture, settlement).
  • Strong knowledge of FCA requirements and regulatory expectations, including Suitability & Appropriateness, CASS, and Consumer Duty.
  • Ability to translate process risks into risk and control heatmaps and communicate themes clearly to senior audiences.
  • Proven time management and prioritization skills; able to navigate multiple deliverables in parallel.
  • High attention to detail, accuracy, and integrity.
  • Proficiency in Microsoft Office (Word, Excel, PowerPoint, Visio).

Preferred qualifications, capabilities, and skills

  • Understanding of control testing methodologies and experience operating within mature risk and control programs.
  • Experience partnering with Internal Audit, Compliance, Operational Risk, and Regulatory stakeholders.
  • Familiarity with governance, risk, and control (GRC) systems, tools, and processes.
  • Experience leading teams and/or coaching colleagues.