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Business Analyst, Investment Compliance

ExperiencedNo visa sponsorship
Invesco logo

at Invesco

Asset Management

Posted 13 days ago

No clicks

**Business Analyst, Investment Compliance** Support Invesco's global investment compliance change team. Drive change initiatives across the Investment Compliance (IC) function, collaborating with IC, technology, data, and operations teams. Analyze data and processes, improve workflows, and ensure consistent compliance operations. Required: bachelor's degree, proven analytical problem-solving, familiarity with tools like Excel, SQL, Power BI, and exposure to financial services or relevant systems. Offer competitive salary ($75K-$105K/year), benefits, and hybrid work schedule. Full time, exempt position based in New York.

Compensation
$75,000 – $105,000 USD

Currency: $ (USD)

City
New York City
Country
United States

Full Job Description

About Invesco

As one of the worlds leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.

Whats in it for you?

Our people are at the very core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including:

  • Flexible paid time off

  • Hybrid work schedule

  • 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution

  • Health & wellbeing benefits

  • Parental Leave benefits

  • Employee stock purchase plan

Job Description

About the Role:

The Business Analyst, Investment Compliance sits within the Global Investment Compliance Change team and supports delivery of change initiatives across the Investment Compliance (IC) function. Investment Compliance at Invesco interprets investment restrictions from regulations and client investment management agreements, implements these as controls in systems, and monitors them pre and post trade to ensure compliance over time. The team works closely with investment teams to support compliant portfolio management.

The role focuses on understanding business problems, analysing data and processes, and contributing to practical, structured solutions that improve how Investment Compliance operates, including its tools, workflows, and controls. You will work across global teams (IC, technology, data, and operations) to support delivery of change initiatives and help ensure the IC function operates in a consistent and scalable way.

Responsibilities of the Role:

    Stakeholder Partnership and Delivery

    • Work with teams across IC, data, technology, and operations to support delivery of change initiatives

    • Contribute to defined deliverables, ensure that work is completed accurately and to agreed timelines

    • Support coordination across global teams to track progress, raise issues, and help move work forward

    Problem Solving and Analysis

    • Break down business problems into structured components and support development of practical solutions

    • Analyze data and process flows to identify issues, risks, and improvement opportunities

    • Support root cause analysis and ensure findings are clearly documented

    Data Analysis and Insight Generation

    • Work with datasets, such as trades, holdings, restrictions, breaches, or similar operational data, to identify trends and issues

    • Use tools such as Excel, SQL, Power BI, or AI-enabled productivity tools to support analysis and insight generation

    • Link analysis to business outcomes, operational effectiveness, and potential control impacts

    Communication and Documentation

    • Communicate findings, issues, and recommendations in a clear and structured way

    • Produce well organized documentation to support requirements, analysis, testing, and delivery

    • Contribute presentations, updates, and supporting materials for stakeholders

    Requirements and Change Delivery

    • Support gathering, documentation, and validation of business requirements

    • Assist with traceability of requirements and outputs with stakeholders and project teams

    • Contribute to testing activities, including UAT support, test case preparation, validation, and issue tracking

    Process Improvement and Change Support

    • Identify opportunities to improve processes, workflows, and ways of working

    • Support implementation of improvements through structured change activity

    • Contribute to tool, reporting, and process enhancements across the IC function

    Tools, Automation and AI Adoption

    • Support enhancements to dashboards, reporting, knowledge management, and workflow tools used by the IC function

    • Use AI tools responsibly to improve efficiency in analysis, documentation, and repetitive tasks, with appropriate review and governance

    • Help identify opportunities for automation and better use of data across the team

    Requirements of the Role:

    • Bachelors degree, or equivalent practical experience in a related field

    • Demonstrable ability to analyze problems, structure thinking, and contribute to practical solutions, gained through academic work, internships, apprenticeships, part time roles, or early career experience

    • Familiarity with tools such as Excel, SQL, Power BI, Python, or similar, or the ability to learn quickly and use AI tools to support analysis and documentation

    • Experience contributing to projects, structured deliverables, or team-based outcomes

    • Exposure to testing activities, validating outputs, or understanding of structured testing approaches

    • Evidence of curiosity, a growth mindset, and self-directed learning, including learning new tools, skills, or concepts and applying them in practice to improve outcomes

    • Exposure to financial services, asset management, compliance, or order management systems (preferred)

    The salary range for this position in New York is $75,000 - $105,000/year. The total compensation offered for this position includes salary and incentive pay and will vary based on skills, experience and location.

    Full Time / Part Time

    Full time

    Worker Type

    Employee

    Job Exempt (Yes / No)

    Yes

    Workplace Model

    Pursuant to Invescos Workplace Policy, employees are expected to comply with the firms most current workplace model, which as of October 1, 2025, includes spending at least four full days each week working in an Invesco office. This reflects our belief that spending time together in the office helps us build stronger relationships, collaborate more easily, and support each others growth and development.

    The above information on this description has been designed to indicate the general nature and level of work performed by employees within this role. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job. The job holder may be required to perform other duties as deemed appropriate by their manager from time to time.

    Invesco's culture of inclusivity and its commitment to diversity in the workplace are demonstrated through our people practices. We are proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, creed, color, religion, sex, gender, gender identity, sexual orientation, marital status, national origin, citizenship status, disability, age, or veteran status. Our equal opportunity employment efforts comply with all applicable U.S. state and federal laws governing non-discrimination in employment.

    Location: New York, New York

    Time Type: Full time

    Business Analyst, Investment Compliance

    Compensation

    $75,000 – $105,000 USD

    City: New York City

    Country: United States

    Invesco logo
    Asset Management

    13 days ago

    No clicks

    at Invesco

    ExperiencedNo visa sponsorship

    **Business Analyst, Investment Compliance** Support Invesco's global investment compliance change team. Drive change initiatives across the Investment Compliance (IC) function, collaborating with IC, technology, data, and operations teams. Analyze data and processes, improve workflows, and ensure consistent compliance operations. Required: bachelor's degree, proven analytical problem-solving, familiarity with tools like Excel, SQL, Power BI, and exposure to financial services or relevant systems. Offer competitive salary ($75K-$105K/year), benefits, and hybrid work schedule. Full time, exempt position based in New York.

    Full Job Description

    About Invesco

    As one of the worlds leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.

    Whats in it for you?

    Our people are at the very core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including:

    • Flexible paid time off

    • Hybrid work schedule

    • 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution

    • Health & wellbeing benefits

    • Parental Leave benefits

    • Employee stock purchase plan

    Job Description

    About the Role:

    The Business Analyst, Investment Compliance sits within the Global Investment Compliance Change team and supports delivery of change initiatives across the Investment Compliance (IC) function. Investment Compliance at Invesco interprets investment restrictions from regulations and client investment management agreements, implements these as controls in systems, and monitors them pre and post trade to ensure compliance over time. The team works closely with investment teams to support compliant portfolio management.

    The role focuses on understanding business problems, analysing data and processes, and contributing to practical, structured solutions that improve how Investment Compliance operates, including its tools, workflows, and controls. You will work across global teams (IC, technology, data, and operations) to support delivery of change initiatives and help ensure the IC function operates in a consistent and scalable way.

    Responsibilities of the Role:

      Stakeholder Partnership and Delivery

      • Work with teams across IC, data, technology, and operations to support delivery of change initiatives

      • Contribute to defined deliverables, ensure that work is completed accurately and to agreed timelines

      • Support coordination across global teams to track progress, raise issues, and help move work forward

      Problem Solving and Analysis

      • Break down business problems into structured components and support development of practical solutions

      • Analyze data and process flows to identify issues, risks, and improvement opportunities

      • Support root cause analysis and ensure findings are clearly documented

      Data Analysis and Insight Generation

      • Work with datasets, such as trades, holdings, restrictions, breaches, or similar operational data, to identify trends and issues

      • Use tools such as Excel, SQL, Power BI, or AI-enabled productivity tools to support analysis and insight generation

      • Link analysis to business outcomes, operational effectiveness, and potential control impacts

      Communication and Documentation

      • Communicate findings, issues, and recommendations in a clear and structured way

      • Produce well organized documentation to support requirements, analysis, testing, and delivery

      • Contribute presentations, updates, and supporting materials for stakeholders

      Requirements and Change Delivery

      • Support gathering, documentation, and validation of business requirements

      • Assist with traceability of requirements and outputs with stakeholders and project teams

      • Contribute to testing activities, including UAT support, test case preparation, validation, and issue tracking

      Process Improvement and Change Support

      • Identify opportunities to improve processes, workflows, and ways of working

      • Support implementation of improvements through structured change activity

      • Contribute to tool, reporting, and process enhancements across the IC function

      Tools, Automation and AI Adoption

      • Support enhancements to dashboards, reporting, knowledge management, and workflow tools used by the IC function

      • Use AI tools responsibly to improve efficiency in analysis, documentation, and repetitive tasks, with appropriate review and governance

      • Help identify opportunities for automation and better use of data across the team

      Requirements of the Role:

      • Bachelors degree, or equivalent practical experience in a related field

      • Demonstrable ability to analyze problems, structure thinking, and contribute to practical solutions, gained through academic work, internships, apprenticeships, part time roles, or early career experience

      • Familiarity with tools such as Excel, SQL, Power BI, Python, or similar, or the ability to learn quickly and use AI tools to support analysis and documentation

      • Experience contributing to projects, structured deliverables, or team-based outcomes

      • Exposure to testing activities, validating outputs, or understanding of structured testing approaches

      • Evidence of curiosity, a growth mindset, and self-directed learning, including learning new tools, skills, or concepts and applying them in practice to improve outcomes

      • Exposure to financial services, asset management, compliance, or order management systems (preferred)

      The salary range for this position in New York is $75,000 - $105,000/year. The total compensation offered for this position includes salary and incentive pay and will vary based on skills, experience and location.

      Full Time / Part Time

      Full time

      Worker Type

      Employee

      Job Exempt (Yes / No)

      Yes

      Workplace Model

      Pursuant to Invescos Workplace Policy, employees are expected to comply with the firms most current workplace model, which as of October 1, 2025, includes spending at least four full days each week working in an Invesco office. This reflects our belief that spending time together in the office helps us build stronger relationships, collaborate more easily, and support each others growth and development.

      The above information on this description has been designed to indicate the general nature and level of work performed by employees within this role. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job. The job holder may be required to perform other duties as deemed appropriate by their manager from time to time.

      Invesco's culture of inclusivity and its commitment to diversity in the workplace are demonstrated through our people practices. We are proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, creed, color, religion, sex, gender, gender identity, sexual orientation, marital status, national origin, citizenship status, disability, age, or veteran status. Our equal opportunity employment efforts comply with all applicable U.S. state and federal laws governing non-discrimination in employment.

      Location: New York, New York

      Time Type: Full time