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Compliance Analyst

ExperiencedNo visa sponsorship
Millennium logo

at Millennium

Hedge Funds

Posted 7 days ago

No clicks

**Compliance Analyst** supports global compliance program at Millennium, a diverse alternative investment firm. Duties include regulatory filings, personal trading policy administration, certifications, training, controls development, and internal project support. Ideal candidate offers 3+ years in financial services compliance or relevant control function, with strong organizational skills, attention to detail, and ability to adapt in fast-paced environments.

Compensation
$70,000 – $160,000 USD

Currency: $ (USD)

City
New York City
Country
United States

Full Job Description

Compliance Analyst

About Millennium
Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millenniums mission is to deliver results for our investors.

Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.

Meet the Team
The Compliance Department at Millennium is responsible for adopting, implementing and enforcing the Firms compliance program across policies, procedures, processes, systems, controls, surveillance, testing and reporting. The team works closely with stakeholders across the business to help prevent and detect violations of applicable laws, rules, regulatory requirements and Firm policies, while supporting a strong culture of professionalism, accountability and control.

What You'll Do
Support the Firms global compliance program, records and systems, including regulatory filings, examinations, investigations, inquiries, audits and inspections
Administer the Firms Code of Ethics and personal trading policies through compliance systems and tools
Partner with employees to collect required personal trading information and support trade monitoring in line with regulatory requirements
Manage key elements of the personal trading program, including disclosures, pre-approval requests and reconciliations
Coordinate the Firms compliance certification program and help drive timely completion
Prepare, deliver and track relevant compliance training activities across the Firm
Contribute to controls development and system enhancements that strengthen the overall compliance program
Support internal compliance projects, reporting and trend analysis, and take on additional compliance-related initiatives as needed

What You Bring
3+ years of experience in a financial services control function, ideally in hedge fund or private equity regulatory compliance, or in accounting, investor services, policy, audit or a similar process-driven environment
Bachelors degree from an accredited college or university with a strong academic record
Strong attention to detail and excellent organizational skills, with the ability to identify issues and respond promptly
Clear, professional verbal and written communication skills, with the confidence to work effectively with internal stakeholders at all levels
Ability to prioritize competing demands in a fast-paced, high-pressure and constantly evolving environment
Strong sense of urgency, accountability and ownership in day-to-day execution
Ability to learn new systems quickly and build working ownership of key compliance tools and processes
Sound judgment, discretion and a strong commitment to confidentiality and professionalism

Salary Range
Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individuals experience level and the qualifications they bring to the role to formulate a competitive total compensation package.

Compliance Analyst

Compensation

$70,000 – $160,000 USD

City: New York City

Country: United States

Millennium logo
Hedge Funds

7 days ago

No clicks

at Millennium

ExperiencedNo visa sponsorship

**Compliance Analyst** supports global compliance program at Millennium, a diverse alternative investment firm. Duties include regulatory filings, personal trading policy administration, certifications, training, controls development, and internal project support. Ideal candidate offers 3+ years in financial services compliance or relevant control function, with strong organizational skills, attention to detail, and ability to adapt in fast-paced environments.

Full Job Description

Compliance Analyst

About Millennium
Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millenniums mission is to deliver results for our investors.

Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.

Meet the Team
The Compliance Department at Millennium is responsible for adopting, implementing and enforcing the Firms compliance program across policies, procedures, processes, systems, controls, surveillance, testing and reporting. The team works closely with stakeholders across the business to help prevent and detect violations of applicable laws, rules, regulatory requirements and Firm policies, while supporting a strong culture of professionalism, accountability and control.

What You'll Do
Support the Firms global compliance program, records and systems, including regulatory filings, examinations, investigations, inquiries, audits and inspections
Administer the Firms Code of Ethics and personal trading policies through compliance systems and tools
Partner with employees to collect required personal trading information and support trade monitoring in line with regulatory requirements
Manage key elements of the personal trading program, including disclosures, pre-approval requests and reconciliations
Coordinate the Firms compliance certification program and help drive timely completion
Prepare, deliver and track relevant compliance training activities across the Firm
Contribute to controls development and system enhancements that strengthen the overall compliance program
Support internal compliance projects, reporting and trend analysis, and take on additional compliance-related initiatives as needed

What You Bring
3+ years of experience in a financial services control function, ideally in hedge fund or private equity regulatory compliance, or in accounting, investor services, policy, audit or a similar process-driven environment
Bachelors degree from an accredited college or university with a strong academic record
Strong attention to detail and excellent organizational skills, with the ability to identify issues and respond promptly
Clear, professional verbal and written communication skills, with the confidence to work effectively with internal stakeholders at all levels
Ability to prioritize competing demands in a fast-paced, high-pressure and constantly evolving environment
Strong sense of urgency, accountability and ownership in day-to-day execution
Ability to learn new systems quickly and build working ownership of key compliance tools and processes
Sound judgment, discretion and a strong commitment to confidentiality and professionalism

Salary Range
Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individuals experience level and the qualifications they bring to the role to formulate a competitive total compensation package.