Posted 11 days ago
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**Compliance Vice President in New York** - **Role:** Compliance, Asset Management Compliance Vice President - **Location:** New York, NY, United States - **Responsibilities:** - Provide daily line compliance coverage for External Investing Group (XIG) - Advise on new business initiatives and transactions - Develop and maintain compliance policies, procedures, and training programs - Conduct due diligence on prospective transactions and third-party managers - Create and implement compliance training, and review marketing materials - Perform testing, oversight, surveillance, and assist in regulatory examinations - **Required Skills & Experience:** - Bachelor’s Degree, JD, or MBA - 5-8 years of compliance, legal, or related experience in financial services - Excellent communication skills - Ability to handle multiple tasks under pressure **Seniority Level:** Vice President
- Compensation
- Not specified USD
- City
- New York City
- Country
- United States
Currency: $ (USD)
Full Job Description
Asset Management Compliance
The Goldman Sachs Asset Management Compliance team is seeking a Vice President to support the External Investing Group (XIG). XIG is a leading external manager platform with expertise and global scale across the risk-return spectrum. Its mission is to leverage our insight, expertise, and network to connect our investors to sought-after opportunities with in alternative strategies (hedge fund, private credit, private equity, and real estate), and traditional strategies (for example, fixed income and public equities).
The role features an opportunity to engage on daily basis with senior investment, operations and sales personnel in an advisory and implementation capacity relating to investing, fundraising, ongoing business operations. The ideal candidate will have a strong interest in understanding Asset Managements business, investing and operational processes and applicable regulatory requirements such as the Investment Advisers Act, and other securities laws.
RESPONSIBILITIES
- Provide day-to-day line compliance coverage for XIG, acting as compliance adviser to the business. Advise on how to conduct the firms business in a manner that complies with the vast array of rules, regulations, and regulatory expectations
- Assess new business initiatives and coordinate with interested stakeholders
- Develop, draft and maintain compliance policies and procedures outlining firm requirements, regulations and best practices
- Conduct due diligence on prospective transactions, including review of third party managers and private companies for potential regulatory, legal and reputational risks
- Create and implement compliance training programs
- Review and advise on marketing materials
- Perform forensic testing, oversight and surveillances to assess compliance risks and breaches
- Assist with regulatory examinations, audits and inquiries
Analyze new or amended laws, rules and regulations in order to formulate practical solutions to industry-wide issues
QUALIFICATIONS
Bachelors Degree, JD or MBA
5 - 8 years compliance, legal, regulatory or financial services industry experience
Excellent communications skills
Ability to handle multiple tasks simultaneously and work under pressure
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
