
Posted 3 days ago
No clicks
**Role Summary** **Internal Audit, Asset & Wealth Management Analyst, London** - **Key Responsibilities**: - Collaborate with cross-functional teams for audits - Develop and maintain understanding of business areas and products - Utilize data analytics and computer-assisted audit tools - Perform control design assessments, walkthroughs, and testing - Identify risks, assess controls, and make improvement recommendations - Prepare and present audit conclusions to management and stakeholders - **Required Skills & Experience**: - Minimum 1 year of experience in auditing controls, preferably in IA, external audit, or consulting - Team-oriented with strong leadership, interpersonal, and relationship management skills - Excellent verbal and written communication skills - Interest in learning about Wealth Management - Highly motivated with strong analytical skills - **Preferred Qualifications**: - Relevant certification (e.g., ACA, CAMS, CIA, CFA) - **Domain & Technlogies**: Asset & Wealth Management, Auditing, Data Analytics, Computer-Assisted Audit Tools
- Compensation
- Not specified
- City
- Not specified
- Country
- United Kingdom
Currency: Not specified
Full Job Description
The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, sales & trading, investment management and consumer banking services to a substantial and diversified client base that includes corporations, financial institutions, governments and consumers.
Internal Audits (IA) mission within Goldman Sachs is to independently assess the firms overall control environment, including the firms governance processes, controls, risk management and anti-financial crime frameworks. IA comprises of global functional audit teams covering the various business areas of the firm: Global Banking and Markets, Asset and Wealth Management and Platform Solutions.
The IA Asset and Wealth Management team in London is responsible for auditing the Asset Management, Private Wealth Management and Marcus business areas, its products, and supporting functions within the UK. We are looking for detail-oriented team players who want to gain insight into the firms operations and control processes and learn more about the Asset and Wealth Management businesses.
HOW YOU WILL FULFIL YOUR POTENTIAL
Collaborate and work as a team across IA Asset & Wealth Management, IA and Goldman Sachs
Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
Use and develop data analytics computer assisted audit tools and techniques to assist in execution of audits and risk assessment
Assist in every step of an audit, including documentation, across scoping, planning, fieldwork and reporting
Performing walkthroughs with stakeholders to perform control design assessments and presenting results of work performed to management
Execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
Identify risks, assess mitigating controls, and make recommendations on improving the control environment
Prepare commercially effective audit conclusions and findings, and present to Internal Audit senior management and business stakeholders
Follow-up on open audit issues and their resolution
Participate in department-wide initiatives aimed at continually improving Internal Audit's processes and supporting infrastructure
SKILLS AND EXPERIENCE WE ARE LOOKING FOR:
BASIC QUALIFICATION
Minimum 1 year of prior experience in auditing controls. This could be in an IA team, external audit team, or consulting, regulatory body or a related control function, with controls testing as part of your role, i.e. compliance testing group or a risk and control team.
Team-oriented with a strong sense of ownership and accountability
Strong leadership, interpersonal, and relationship management skills
Strong verbal and written communication skills
Interest in developing your knowledge of Wealth Management
Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly
PREFERRED QUALIFICATION
Relevant certification or industry accreditation (e.g., ACA, CAMS, CIA, CFA) is a plus



