LOG IN
SIGN UP
Canary Wharfian - Online Investment Banking & Finance Community.
Sign In
or continue with e-mail and password
Forgot password?
Don't have an account?
Join Canary Wharfian
or continue with e-mail and password
By signing up, you agree to our Terms & Conditions and Privacy Policy.

Securities & Derivatives Manager - C12 - MUMBAI

ExperiencedNo visa sponsorship
Citi logo

at Citi

Bulge Bracket Investment Banks

Posted 11 days ago

No clicks

**Securities & Derivatives Manager - C12, Mumbai**: Lead a team processing Securities & Derivatives transactions. Key responsibilities include executing settlement processes, driving productivity, serving as an expert for problem-solving, and ensuring compliance with regulations. Requires 5-8 years of relevant experience, Series 7, 9, 10, and 63 licenses, and previous people management experience.

Compensation
Not specified

Currency: Not specified

City
Mumbai
Country
India

Full Job Description

Securities & Derivatives Manager - C12 - MUMBAI

Apply (opens in new window)
Save

Job Req Id:

26984084

Location(s):

Mumbai, Maharashtra, India

Job Type:

Hybrid

Posted:

Aug. 11, 2026

Discover your future at Citi

Working at Citi is far more than just a job. A career with us means joining a team of approximately 219,000 dedicated people from around the globe. At Citi, youll have the opportunity to grow your career, give back to your community and make a real impact.

Job Overview

The Securities & Derivatives Manager is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.

Responsibilities:

  • Execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations
  • Formulate procedures, techniques and contribute to the development of new techniques that increase team productivity, ensuring entire team meets or exceeds performance goals
  • Serve as an analytical and procedural expert, and as first point of escalation for staff members, management and internal/external clients
  • Escalate control gaps and issues to senior management as needed
  • Identify control gaps during settlement cycle and implements appropriate solutions to mitigate any risk or control losses
  • Analyze data to identify control deficiencies and resolve discovered issues through implementing appropriate procedures
  • Act as an advisor to new/junior staff
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.


Qualifications:

  • 5-8 years of relevant experience
  • Required licensing/registration: Series 7, Series 9, Series 10, Series 63
  • Experience in a securities transactions processing role
  • In-depth knowledge of settlement cycle concepts and procedures to resolve settlement issues
  • Previous people management experience
  • Consistently demonstrates clear and concise written and verbal communication skills


Education:

  • Bachelors Degree/University degree or equivalent experience


This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.


------------------------------------------------------

Job Family Group:

Operations - Transaction Services

------------------------------------------------------

Job Family:

Securities and Derivatives Processing

------------------------------------------------------

Time Type:

Full time

------------------------------------------------------

Most Relevant Skills

Please see the requirements listed above.

------------------------------------------------------

Other Relevant Skills

For complementary skills, please see above and/or contact the recruiter.

------------------------------------------------------

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.

If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi (opens in new window).

View Citis EEO Policy Statement (opens in new window) and the Know Your Rights (opens in new window) poster.

Apply (opens in new window)
Save

Securities & Derivatives Manager - C12 - MUMBAI

Compensation

Not specified

City: Mumbai

Country: India

Citi logo
Bulge Bracket Investment Banks

11 days ago

No clicks

at Citi

ExperiencedNo visa sponsorship

**Securities & Derivatives Manager - C12, Mumbai**: Lead a team processing Securities & Derivatives transactions. Key responsibilities include executing settlement processes, driving productivity, serving as an expert for problem-solving, and ensuring compliance with regulations. Requires 5-8 years of relevant experience, Series 7, 9, 10, and 63 licenses, and previous people management experience.

Full Job Description

Securities & Derivatives Manager - C12 - MUMBAI

Apply (opens in new window)
Save

Job Req Id:

26984084

Location(s):

Mumbai, Maharashtra, India

Job Type:

Hybrid

Posted:

Aug. 11, 2026

Discover your future at Citi

Working at Citi is far more than just a job. A career with us means joining a team of approximately 219,000 dedicated people from around the globe. At Citi, youll have the opportunity to grow your career, give back to your community and make a real impact.

Job Overview

The Securities & Derivatives Manager is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.

Responsibilities:

  • Execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations
  • Formulate procedures, techniques and contribute to the development of new techniques that increase team productivity, ensuring entire team meets or exceeds performance goals
  • Serve as an analytical and procedural expert, and as first point of escalation for staff members, management and internal/external clients
  • Escalate control gaps and issues to senior management as needed
  • Identify control gaps during settlement cycle and implements appropriate solutions to mitigate any risk or control losses
  • Analyze data to identify control deficiencies and resolve discovered issues through implementing appropriate procedures
  • Act as an advisor to new/junior staff
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.


Qualifications:

  • 5-8 years of relevant experience
  • Required licensing/registration: Series 7, Series 9, Series 10, Series 63
  • Experience in a securities transactions processing role
  • In-depth knowledge of settlement cycle concepts and procedures to resolve settlement issues
  • Previous people management experience
  • Consistently demonstrates clear and concise written and verbal communication skills


Education:

  • Bachelors Degree/University degree or equivalent experience


This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.


------------------------------------------------------

Job Family Group:

Operations - Transaction Services

------------------------------------------------------

Job Family:

Securities and Derivatives Processing

------------------------------------------------------

Time Type:

Full time

------------------------------------------------------

Most Relevant Skills

Please see the requirements listed above.

------------------------------------------------------

Other Relevant Skills

For complementary skills, please see above and/or contact the recruiter.

------------------------------------------------------

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.

If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi (opens in new window).

View Citis EEO Policy Statement (opens in new window) and the Know Your Rights (opens in new window) poster.

Apply (opens in new window)
Save