
at BNP Paribas
Investment BankingPosted 8 days ago
No clicks
**Assistant Manager - Regulatory Reporting**: Oversee Broker Dealer entity (15c3-1, 15c3-3, 15a6, Focus) and Securities Corp regulatory reporting. Drive process enhancements, automate, and remediate data quality issues. Leverage US GAAP, CIB activities, and tools like Axiom. Requires CA/MBA with 5-7 years' experience in financial/regulatory reporting. Mumbai-based role at global financial institution.
- Compensation
- Not specified
- City
- Mumbai
- Country
- India
Currency: Not specified
Full Job Description
Job Title: Assistant Manager
Department: FSS
About Business line/Function: Regulatory Reporting
Position Purpose:
The US Financial & Regulatory Reporting Team is responsible for the production of financial and regulatory reports and information required to ensure compliance to regulatory expectations as well as other internal monitoring requirements. The Local Regulatory Reporting team is under expansion and going through different projects of on-boarding new processes along-with implementing changes in accordance to new BNP accounting and reporting system (OFS).
Responsibilities
Direct Responsibilities
Support the production for the Broker Dealer entity regulatory reporting;
- Reports in scope include, but not limited to: 15c3-1, 15c3-3, 15a6 and Focus report
Process improvements such as automation, standardization and remediation efforts for the Securities corporation entity
Enhance the control framework relating to regulatory reporting;
Assist with the Sec corp regulatory reporting managers to maintain and enhance the BAU production process and control framework around the Bank Regulatory Reporting processes
- Identify, escalate and remediate data quality issues
- Knowledge of the entitys current regulatory reporting tools, general ledgers, offered products and its related activities.
Technical & Behavioral Competencies
Specific Qualifications:
Chartered Accountant/MBA with exposure in accounting of banking products/activity and on US GAAP
Knowledge of financial reporting processes in Banking and Capital Market industry
Knowledge of Corporate and Investment Banking (CIB) activities and products
Good communication (oral and written), organisation and documentation skills.
Knowledge of Axiom or other financial or regulatory reporting tools preferred
Skills Referential (Required knowledge, skills and abilities)
Technical Skills:
Ability to adapt to changes
Capability to work and interact with various people of different expertise and level.
Client focus
Stakeholder Management
Behavioral Skills:
Ability to collaborate / Teamwork
Organizational skills
Ability to synthetize / simplify
Ability to understand, explain and support change
Analytical Ability
Education Level: CA / MBA With 5-7 years of experience
Experience in Financial / Regulatory Reporting desired.
Location: Mumbai
About BNP Paribas Group:
BNP Paribas is the European Unions leading bank and key player in international banking. It operates in 65 countries and has nearly 185,000 employees, including more than 145,000 in Europe. The Group has key positions in its three main fields of activity: Commercial, Personal Banking & Services for the Groups commercial & personal banking and several specialized businesses including BNP Paribas Personal Finance and Arval; Investment & Protection Services for savings, investment, and protection solutions; and Corporate & Institutional Banking, focused on corporate and institutional clients. Based on its strong diversified and integrated model, the Group helps all its clients (individuals, community associations, entrepreneurs, SMEs, corporates and institutional clients) to realize their projects through solutions spanning financing, investment, savings and protection insurance. In Europe, BNP Paribas has four domestic markets: Belgium, France, Italy, and Luxembourg. The Group is rolling out its integrated commercial & personal banking model across several Mediterranean countries, Turkey, and Eastern Europe. As a key player in international banking, the Group has leading platforms and business lines in Europe, a strong presence in the Americas as well as a solid and fast-growing business in Asia-Pacific. BNP Paribas has implemented a Corporate Social Responsibility approach in all its activities, enabling it to contribute to the construction of a sustainable future, while ensuring the Group's performance and stability.
About BNP Paribas India Solutions:
Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Unions leading bank with an international reach. With delivery centers located in Bengaluru, Chennai and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and Institutional Banking, Investment Solutions and Retail Banking for BNP Paribas across the Group. Driving innovation and growth, we are harnessing the potential of over 10000 employees, to provide support and develop best-in-class solutions.
Commitment to Diversity and Inclusion
At BNP Paribas, we passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued, respected and can bring their authentic selves to work. We prohibit Discrimination and Harassment of any kind and our policies promote equal employment opportunity for all employees and applicants, irrespective of, but not limited to their gender, gender identity, sex, sexual orientation, ethnicity, race, colour, national origin, age, religion, social status, mental or physical disabilities, veteran status etc. As a global Bank, we truly believe that inclusion and diversity of our teams is key to our success in serving our clients and the communities we operate in. As a global Bank, we truly believe that inclusion and diversity of our teams is key to our success in serving our clients and the communities we operate in.




