at Bank of America Merrill Lynch

Bulge Bracket Investment Banks

Posted 13 days ago

No clicks

**Compliance & Operational Risk Manager:** Lead risk mitigation and compliance efforts, ensuring regulatory adherence and organizational integrity. Key responsibilities include risk assessments, policy development, and regulatory reporting. Mandatory qualifications: 7+ years' experience in compliance/risk management, strong knowledge of regulatory frameworks (e.g., FinRA, SEC), proficiency in risk management tools (e.g., TB, ARC), and exceptional analytical skills. Bachelor's degree in related field required, CPA/Certified Financial Planner (CFP) a plus.

Compensation

Not specified

Currency: Not specified

City

New York City

Country

United States