at UBS
Bulge Bracket Investment BanksPosted 8 days ago
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**AML Due Diligence Officer - Registered Client Associate** AML Due Diligence Officer / Registered Client Associate role requires meticulous individual with strong research skills. Responsible for AML controls (new/existing clients), advice on due diligence/KYC, regulatory compliance, and AML investigations. Must stay updated with regulatory developments and report suspicious transactions. This senior-level position demands prior AML/KYC experience and knowledge of relevant regulations and tools, such as Suspicious Activity Reports (SARs) and Customer Due Diligence (CDD) procedures.
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- Not specified
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Full Job Description
| Are you detail oriented with strong research capability? Do you have a strong sense of when things are not as they seem? Were looking for an AML due diligence officer to: perform and report on AML controls of new and existing private banking clients, as well as any other ad-hoc reviews through both manual and electronic means provide advice regarding due diligence, KYC standards, internal policies and local regulations prepare for and provide follow-up for regulatory inspection and audits review and identify changes in AML regulations, assessing potential impact on existing policies/procedures and implementing changes to ensure compliance keep on top of regulatory developments in the prevention of money laundering and terrorist financing activities carry out AML related investigations and report suspicious transactions to the local authorities | Show more AML Due Diligence Officer |
