at UBS
Bulge Bracket Investment BanksPosted 3 days ago
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**HOLT Model Development Analyst** role involves driving sales supervision, compliance, and business risk initiatives and aiding in Branch Review and audit processes. You should possess expert risk and supervision knowledge, strong decision-making skills, and the ability to collaborate with Compliance. Experience in sales supervision, audit, or similar roles is required.
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Full Job Description
| Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We're looking for a Supervisory Officer who can: help drive initiatives related to sales supervision, compliance and business risk, including implementation and education review various supervision processes support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits partner with Compliance, including providing input to policy and supporting communication of policies serve as a point of contact for issues that cannot be resolved, and escalate issues as required | Show more Supervisory Officer |
