at UBS
Bulge Bracket Investment BanksPosted 5 days ago
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**Lead Group Treasury's Capital Planning & Initiatives, driving strategic decisions and risk mitigation. Utilize advanced analytics to identify, assess, and manage compliance and operational risk. Key responsibilities include: offering expert C&ORC advice, reviewing & approving processes, interpreting regulatory changes, updating policies, conducting investigations, and delivering compliance training. Required: 8+ years in treasury/compliance, proficiency in risk management tools (e.g., ACL, FICO), and strong analytical skills. Influential, strategic thinker with ability to foster change and build effective partnerships.
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Full Job Description
| Do you have sharp analytic skills and the ability to identify compliance and risk issues? Do you have the passion to resolve issues and provide trusted advice to your business partners and stakeholders? We are looking for someone to like that to join the GWM Business Aligned Compliance & Operational Risk Control (C&ORC) team to: - Provide high quality C&ORC advice to Business and Support functions on applicable internal policies, laws and regulations - Provide C&ORC reviews / sign-offs / approvals where processes require - Provide high level analysis on changes to regulations and provide support to the Business on implementation - Be responsible for ongoing review and update of Compliance Manual and other relevant local policies/procedures - Carry out any ad-hoc reviews that arise from Global Functions, Business / Support functions, regulators or when required - Participate in ad-hoc projects as the C&ORC representative - Perform ad hoc investigations into matters or issues that are escalated to C&ORC - Design and delivery of compliance training and / or materials including induction and quarterly black belt trainings. | Show more Senior Officer, Compliance & Operational Risk Control GWM |
