at UBS
Bulge Bracket Investment BanksPosted 8 days ago
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**Global Markets - Execution Sales AML Risk & Compliance Specialist**: Seasoned risk professionals sought to drive 1st line AML advice, policy interpretation, and risk assessment for Markets. Serve as a strategic partner, guiding decision-making, supporting remediation programs, and representing risk perspectives to management. Key skills: AML/CTF, risk management, stakeholder engagement, training development. 5+ years' experience in risk, compliance, or related fields.
- Compensation
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Currency: Not specified
Full Job Description
| Are you a seasoned risk manager and can provide challenge to senior management in their risk decisions? Do you enjoy working in teams and contribute to the sustainable risk management of the business? Then we are looking for someone like you! In your new role you will: Provide 1st line advice and policy interpretation to Markets on AML related matters in line with regulatory expectations and global/regional policies, framework and guidance; assisting Markets with the articulation and assessment of AML risks to guide Markets in their decision making. Provide 1st line guidance to Markets on Level 2 queries2 for individual cases, providing practical advice and potential solutions to address identified AML/CFT risks for individual cases. Where needed, supporting Markets in their discussions with DDO on escalated Level 2 cases on a prioritized basis. Partner with OH and C&ORC to uplift Markets capabilities on AML/CFT topics by developing materials (e.g. scenario guidance), providing relevant training, sharing feedback through lessons learnt, and sharing of industry best practices. Support Markets from a 1st line risk perspective in timely completion of remediation programs, including, where appropriate, providing appropriate management reporting and advice around risks, issues & dependencies. present key updates to management including risks, issues & dependencies in appropriate forums and provide guidance on mitigation be a role model to your team of risk partners help drive a positive risk culture throughout the organization including driving and delivering selected trainings | Show more GWM AML Advisor |
