at UBS
Bulge Bracket Investment BanksPosted 5 days ago
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**Director, Global Banking - Compliance & Operational Risk Control** Direct and manage banking compliance, identifying and mitigating risks. Drive process improvement and stakeholder collaboration (Business, Support, Global Functions). Key responsibilities include providing expert advice, reviewing policies, analyzing regulatory changes, conducting investigations, and delivering training. Requires proven senior-level experience in compliance and risk, advanced analytics skills, and likelihood of being a subject matter expert. Proficiency in regulatory tools, risk management software, and global banking practices expected.
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Full Job Description
| Do you have sharp analytic skills and the ability to identify compliance and risk issues? Do you have the passion to resolve issues and provide trusted advice to your business partners and stakeholders? We are looking for someone to like that to join the GWM Business Aligned Compliance & Operational Risk Control (C&ORC) team to: - Provide high quality C&ORC advice to Business and Support functions on applicable internal policies, laws and regulations - Provide C&ORC reviews / sign-offs / approvals where processes require - Provide high level analysis on changes to regulations and provide support to the Business on implementation - Be responsible for ongoing review and update of Compliance Manual and other relevant local policies/procedures - Carry out any ad-hoc reviews that arise from Global Functions, Business / Support functions, regulators or when required - Participate in ad-hoc projects as the C&ORC representative - Perform ad hoc investigations into matters or issues that are escalated to C&ORC - Design and delivery of compliance training and / or materials including induction and quarterly black belt trainings. | Show more Senior Officer, Compliance & Operational Risk Control GWM |
