at UBS
Bulge Bracket Investment BanksPosted 9 days ago
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**Distribution Specialist (Direct Investments Group) - Uncover Hidden Relationships, Bolster Financial Integrity** Leverage discerning eye to conduct comprehensive name searches across client databases, buoyed by global insights into emerging risk themes and sanctions. Detect potential matches tied to production orders, and collaborate cross-functionally within and beyond APAC. Strengthen risk intelligence by scrutinizing business relationships for money laundering indicators, aiding suspicious transaction reporting. Maintain strong business relationships under AML investigations, staying conversant with evolving transactional landscape. Translate complex regulations into digestible AML advice for various teams, ensuring compliance with international standards. Monitor real-time transaction screening alerts, ensuring adherence to legal requirements and regulatory lists. Seamlessly manage internal/external audit follow-ups and regulatory inspections, fostering robust financial crime prevention.
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Currency: Not specified
Full Job Description
| Do you have a strong sense of when things are not as they seem? Do you have a keen eye for detail? We're looking for someone like this to: Execute name searches across client databases to identify potential matches, in relation to production orders. global name searches, emerging risk themes and sanctions developments and co-operate with counterparts in other locations within and outside of APAC perform reviews of business relationships for the purpose of identifying potential money laundering issues and assisting suspicious transaction reporting with the local authorities support maintenance of business relationships subject to AML investigations such as ensuring the imposition of appropriate risk mitigating measures, reviewing transaction requests for accounts subject to enhanced transaction monitoring and following up with Front Office on account strategy discussions provide AML advice to the Business and Support functions with respect to transactional requests in accordance with the applicable internal policies/local regulations review real-time transaction screening alert escalations and make sure transactions comply with international regulatory lists, sanctions and legal requirements perform the preparation/follow-up on internal/external audit and regulatory inspection and management information relevant for financial crime prevention taxonomy | Show more Financial Crime Prevention Officer |
