at UBS
Bulge Bracket Investment BanksPosted 8 days ago
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**Business Manager, IB Unified Global Markets COO Brazil:** Lead EMEA's market conduct surveillance, driving risk management and compliance. Manage teams in UK, EMEA, and India. Collaborate with tech teams to enhance surveillance models. Liaise with senior stakeholders, regulators, and industry peers. Key responsibilities include end-to-end surveillance, regulatory filings, investigations, team leadership, risk assessment, and compliance with MAR, FCA, MiFID II, and EMIR. Proven experience in market conduct, risk management, and regulatory compliance required.
- Compensation
- Not specified
- City
- Not specified
- Country
- Brazil
Currency: Not specified
Full Job Description
| Are you passionate about market conduct and regulatory risk? Do you enjoy understanding how complex businesses operate and where risks can emerge? Do you thrive on leading teams and engaging senior stakeholders, regulators and peers across the industry? Were looking for a Deputy Head of IB and EMEA Market Conduct Taxonomy for a team responsible for the execution of market conduct surveillance activities in EMEA and across IB. The role will report to the Head of IB and EMEA Market Conduct Taxonomy. leading end-to-end market conduct surveillance across EMEA and Global Investment Banking, ensuring timely alert review, investigation, escalation, and resolution. acting as key FCA contact, with responsibility for STOR determinations, regulatory filings, cross-border referrals, and regulatory engagement. lead complex market conduct and market abuse investigations arising from business, compliance, regulatory, or surveillance escalations. support managing and developing global surveillance teams across the UK, EMEA, and India, ensuring consistent standards, governance, workload prioritization, and operational excellence. identify, assess, and monitor conduct and market abuse risks, providing independent challenge on trading behaviors and employee conduct. partner with technology, engineering, and optimization teams to enhance surveillance models, detection capabilities, analytics, and platform effectiveness. delivery of surveillance governance, management reporting, risk indicators, thematic analysis, and updates to senior management and governance committees. ensure compliance with MAR, FCA, MiFID II, EMIR, and other applicable regulations while driving continuous improvement, best practices, and strategic evolution of the surveillance function. | Show more Deputy Head of IB and EMEA Market Conduct Taxonomy |
