at UBS
Bulge Bracket Investment BanksPosted 3 days ago
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**Associate Director, Global Markets Financing - Risk Manager.** Strategic role managing sales supervision, compliance, and business risk initiatives. Review supervision processes, support branches, partner with Compliance, and handle escalated issues. Proven expertise in risk management, decision-making, policy input, and stakeholder communication. Mid-to-senior level, with 7+ years in risk management within financial services. Experience in sales supervision, compliance, and branch reviews essential.
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Full Job Description
| Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We're looking for a Supervisory Officer who can: help drive initiatives related to sales supervision, compliance and business risk, including implementation and education review various supervision processes support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits partner with Compliance, including providing input to policy and supporting communication of policies serve as a point of contact for issues that cannot be resolved, and escalate issues as required | Show more Supervisory Officer |
