at UBS
Bulge Bracket Investment BanksPosted 3 days ago
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**Advisory Specialist Wealth Management:** Risk and supervision expert sought to drive sales supervisory initiatives, review processes, and support branch audits. Requires experience in risk management, problem-solving skills for challenging decisions, and ability to collaborate effectively.
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Full Job Description
| Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We're looking for a Supervisory Officer who can: help drive initiatives related to sales supervision, compliance and business risk, including implementation and education review various supervision processes support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits partner with Compliance, including providing input to policy and supporting communication of policies serve as a point of contact for issues that cannot be resolved, and escalate issues as required | Show more Supervisory Officer |
