at Rabobank
Investment BankingPosted 12 days ago
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Here's a concise summary of the job description for the "Manager, Compliance Incident Management (AU)" position at Rabobank: **Job Title:** Manager, Compliance Incident Management (AU) **Location:** Sydney, Australia (AU) **Contract Type:** Full-time, Hybrid work arrangement **About the Role:** - Lead and coordinate compliance incident management and breach reporting activities across Rabobank Australia - Partner with senior stakeholders to ensure compliance risks are effectively managed and regulatory obligations are met - Drive a consistent and robust approach to incident management and breach reporting - Conduct thematic analysis to identify trends, systemic issues, and control weaknesses, providing actionable insights to stakeholders - Provide independent line 2 review and challenge of incident assessments, root cause analyses, and remediation plans - Monitor incident and action management activities to ensure timely completion and effective resolution - Collaborate with business stakeholders to enhance the quality, consistency, and effectiveness of incident management practices - Ensure incident and breach management activities remain aligned to the compliance management framework and internal policies - Contribute to management, board, committee, and regulatory reporting - Support audit responses and remediation activities with compliance implications **Qualifications and Experience:** - Minimum 6 years of experience in banking, compliance, or risk management within the financial services sector - Strong understanding of regulatory obligations, incident management frameworks, and breach reporting requirements within financial services - Demonstrated expertise in risk and control frameworks - Experience conducting reviews, investigations, root cause analysis, and remediation oversight - Proven ability to design and deliver technical training to diverse stakeholder groups - Strong stakeholder management and influencing capability across all organizational levels **Qualifications:** - Essential: Degree in Commerce, Economics
- Compensation
- Not specified
- City
- Sydney
- Country
- Australia
Currency: Not specified
Full Job Description
Make a Difference in Compliance Risk Management
At Rabobank, we're passionate about creating long-term value for our clients, communities, and the food and agribusiness sectors we proudly support. As part of our Risk & Compliance team, you'll play a critical role in strengthening our compliance risk management capability and helping the business navigate an increasingly complex regulatory environment.
We're seeking an experienced Manager, Compliance Incident Management to lead and coordinate compliance incident management and breach reporting activities across Rabobank Australia. This is a highly visible role that will partner with senior stakeholders across the business, providing expert advice, challenge, and oversight to ensure compliance risks are effectively managed and regulatory obligations are met.
About the Role
Reporting into Compliance, you will be the subject matter expert for compliance incident management and breach reporting, driving a consistent and robust approach across the organisation.
You will work closely with business leaders, risk teams, and regulators to support effective incident assessment, reporting, remediation, and continuous improvement.
Key Responsibilities
- Own and coordinate the end-to-end management of compliance incidents and breach reporting across Rabobank Australia.
- Assess incidents for regulatory reportability and ensure compliance with breach reporting obligations and timeframes.
- Manage compliance breach processes, including preparation andsubmissionofnotificationstoregulatorswhererequired.
- Provide independentLine2reviewandchallengeofincidentassessments,rootcauseanalyses,andremediationplans.
- Monitorincidentandactionmanagementactivitiestoensuretimelycompletionandeffectiveresolution.
- Conductthematicanalysistoidentifytrends,systemicissues,andcontrolweaknesses,providingactionableinsightstostakeholders.
- ActasatrustedComplianceSME,providingadviceonincidents,investigations,escalations,andbusinessinitiatives.
- Partnerwithbusinessstakeholderstoenhancethequality,consistency,andeffectivenessofincidentmanagementpractices.
- EnsureincidentandbreachmanagementactivitiesremainalignedtotheComplianceManagementFrameworkandinternalpolicies.
- Contributetomanagement,board,committee,andregulatoryreporting.
- Supportauditresponsesandremediationactivitieswithcomplianceimplications.
- Deliverguidance,training,andknowledgesharingtoupliftincidentmanagementcapabilityacrosstheorganisation.
AboutYou
You are an experienced compliance professional with a strong understanding ofregulatoryobligations,incidentmanagementframeworks,andbreachreportingrequirementswithinfinancialservices.Youarecomfortableworkinginafast-pacedenvironment,influencingseniorstakeholders,andprovidingpractical,risk-basedadvice.
WhatYou'llBring
Experience
- Minimum6years'experienceinBanking,Compliance,orRiskManagementwithinthefinancialservicessector.
- Strongexperiencemanagingcomplianceincidents,regulatorybreaches,andassociatedreportingobligations.
- Demonstratedexpertiseinriskandcontrolframeworks.
- Experienceconductingreviews,investigations,rootcauseanalysis,andremediationoversight.
- Provenabilitytodesignanddelivertechnicaltrainingtodiversestakeholdergroups.
- Strongstakeholdermanagementandinfluencingcapabilityacrossallorganisationallevels.
Qualifications
Essential
- DegreeinCommerce,Economics,Business,Law,orarelateddiscipline,orequivalentindustryexperience.
Desirable
- Relevantprofessionalqualificationorindustrymembership.
TechnicalKnowledge
- Strongunderstandingofcomplianceframeworksandpracticeswithinbankingandfinancialservices.
- SoundknowledgeoftheAustralianregulatoryenvironmentandregulatoryreportingrequirements.
- Abilitytointerpretcomplexregulatoryobligationsandtranslatethemintopracticalbusinesssolutions.
- Knowledgeofriskmanagementprinciples,governancepractices,andcompliancemonitoringactivities.
- FamiliaritywithAgilemethodologiesandMicrosoftOfficeapplications.
WhyRabobank?
AtRabobank,ourcultureisbuiltoncollaboration,integrity,andcontinuouslearning.Weempowerourpeopletochallengeconstructively,buildtrustedrelationships,andmakeameaningfulimpact.
Ourvaluesguideeverythingwedo:
- Wearealwaysclient-focusedanddecisive.
- Weworkwithcourageandconviction.
- Weareprofessionalandconsiderate.
- Webringoutthebestineachotherandarecommittedtocontinuouslearning.
ReadytoJoinUs?
Ifyou'repassionateaboutcompliance,thriveinastakeholder-focusedenvironment,andwanttoplayakeyroleinstrengtheningregulatoryriskmanagementwithinapurpose-ledorganisation,we'dlovetohearfromyou.
ApplytodayandhelpshapethefutureofcomplianceatRabobankAustralia.
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The Application Process
This is our standard application process. It may vary by role.
Thanks for applying! You will always receive a confirmation of your application by email. We review all the resumes and covering letters that we receive. We will let you know as soon as possible if we invite you for an interview.
We invite you for one or more (online) interviews. We want to know if you fit the role and the team. You probably have many questions for us too. For some positions, we may also ask you to complete an assignment or assessment.
Are you the new colleague we are looking for, and do you also feel happy with us? Congratulations! You will receive a good offer from us. Before you start, we conduct a legal screening to ensure that our employees do not pose a risk to us and our customers.
Welcome to Rabobank! We look forward to seeing you and can't wait to work together.
