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Compliance Intern – Regulatory Advisory

Other-InternNo visa sponsorship
Optiver logo

at Optiver

Proprietary Trading

Posted 14 days ago

No clicks

**Compliance Intern – Regulatory Advisory** - **Internship** role in Chicago's Optiver Risk, Finance & Legal team, supporting US employee compliance and registrations. - Key responsibilities include registration filings, personal trading program support, record maintenance, process improvement, and regulatory research. - seeks undergraduate juniors/seniors with strong attention to detail, analytical skills, MS Office proficiency, and interest in financial markets. - Offers real work ownership, competitive compensation, flexible hours, and extensive office perks. - Optiver values diversity and inclusion, fostering a collaborative, high-performing environment.

Compensation
Not specified

Currency: Not specified

City
Chicago
Country
United States

Full Job Description

  1. Homepage
  2. Join Us
  3. Jobs
  4. Risk, Finance & Legal
  5. Chicago
  6. Compliance Intern Regulatory Advisory

Compliance Intern Regulatory Advisory

Level

Internship

Location

Chicago

Department

Risk, Finance & Legal

Optiver is looking for a detail-oriented and motivated undergraduate student to join our US Compliance Team as a part-time intern during the academic year. Working within the Regulatory Advisory team, you will support Optiver's US employee compliance and registrations program, taking ownership of recurring processes that keep the firm and its employees in line with regulatory requirements, and helping us make those processes more efficient.

What youll do

You'll have the opportunity to: 

  • Support the registration lifecycle for US employees, including preparing and tracking regulatory registration filings, amendments and terminations, and coordinating fingerprinting
  • Support the employee personal trading program, including reconciling employee brokerage account data and processing account-related requests
  • Maintain accurate records and trackers, and follow up on exceptions with employees and internal teams
  • Document procedures and propose improvements, including automation, that make recurring processes more efficient and reliable
  • Assist with research on regulatory requirements and prepare short summaries for the team
  • Work with Compliance, Human Resources, Trading and Operations, and learn how the regulatory obligations we manage connect to the firm's business

What youll get

You'll join a culture of collaboration and excellence, surrounded by curious thinkers and creative problem-solvers. Motivated by a passion for continuous improvement, you'll thrive in a supportive, high-performing environment alongside talented colleagues, collectively tackling some of the toughest challenges in the financial markets. 

In addition, you'll receive: 

  • Hands-on experience in a US compliance program at a leading trading firm, with real ownership of recurring work from early on
  • A highly competitive internship compensation package
  • A flexible part-time schedule designed around your academic commitments
  • Extensive office perks, including breakfast, lunch, snacks, regular social events, clubs, sporting leagues, and more

Who you are

  • A current undergraduate junior or senior, able to work from our Chicago office 1020 hours per week during the academic year
  • Strong attention to detail and focus on execution, with reliable follow-through on recurring deadlines
  • Analytical thinker, able to read and interpret rules and regulations
  • Strong research and writing skills
  • Strong communication and interpersonal skills, with the ability to collaborate effectively in a fast-paced environment
  • High level of integrity and discretion
  • Proficiency in MS Office, particularly Excel; experience with scripting or automation is a plus
  • Intellectually curious, with a genuine interest in financial markets and regulatory compliance
  • Coursework in finance, economics, business, accounting, pre-law or a related field is helpful but not required. No prior compliance experience is needed
  • Legal authorization to work in the U.S. is required. We will not sponsor individuals for employment authorization for this job opening

Who we are

Optiver is a leading technology- and research-driven trading firm. Our teams of scientists, engineers, mathematicians, and traders work side by side to develop, test, and scale ideas that shape how we understand and trade global markets. Powered by a global platform built for rapid experimentation and iteration, we combine the scientific rigor of a research institution with the pace of a technology company. 

Our differences are our edge. Optiver does not discriminate on the basis of race, religion, color, sex, gender identity, sexual orientation, age, physical or mental disability, or other legally protected characteristics.

*We accept one application per role per year. If you have previously applied to this position during this season and have been unsuccessful, you can reapply once the next recruitment season begins in 2027. 

Compliance Intern – Regulatory Advisory

Compensation

Not specified

City: Chicago

Country: United States

Optiver logo
Proprietary Trading

14 days ago

No clicks

at Optiver

Other-InternNo visa sponsorship

**Compliance Intern – Regulatory Advisory** - **Internship** role in Chicago's Optiver Risk, Finance & Legal team, supporting US employee compliance and registrations. - Key responsibilities include registration filings, personal trading program support, record maintenance, process improvement, and regulatory research. - seeks undergraduate juniors/seniors with strong attention to detail, analytical skills, MS Office proficiency, and interest in financial markets. - Offers real work ownership, competitive compensation, flexible hours, and extensive office perks. - Optiver values diversity and inclusion, fostering a collaborative, high-performing environment.

Full Job Description

  1. Homepage
  2. Join Us
  3. Jobs
  4. Risk, Finance & Legal
  5. Chicago
  6. Compliance Intern Regulatory Advisory

Compliance Intern Regulatory Advisory

Level

Internship

Location

Chicago

Department

Risk, Finance & Legal

Optiver is looking for a detail-oriented and motivated undergraduate student to join our US Compliance Team as a part-time intern during the academic year. Working within the Regulatory Advisory team, you will support Optiver's US employee compliance and registrations program, taking ownership of recurring processes that keep the firm and its employees in line with regulatory requirements, and helping us make those processes more efficient.

What youll do

You'll have the opportunity to: 

  • Support the registration lifecycle for US employees, including preparing and tracking regulatory registration filings, amendments and terminations, and coordinating fingerprinting
  • Support the employee personal trading program, including reconciling employee brokerage account data and processing account-related requests
  • Maintain accurate records and trackers, and follow up on exceptions with employees and internal teams
  • Document procedures and propose improvements, including automation, that make recurring processes more efficient and reliable
  • Assist with research on regulatory requirements and prepare short summaries for the team
  • Work with Compliance, Human Resources, Trading and Operations, and learn how the regulatory obligations we manage connect to the firm's business

What youll get

You'll join a culture of collaboration and excellence, surrounded by curious thinkers and creative problem-solvers. Motivated by a passion for continuous improvement, you'll thrive in a supportive, high-performing environment alongside talented colleagues, collectively tackling some of the toughest challenges in the financial markets. 

In addition, you'll receive: 

  • Hands-on experience in a US compliance program at a leading trading firm, with real ownership of recurring work from early on
  • A highly competitive internship compensation package
  • A flexible part-time schedule designed around your academic commitments
  • Extensive office perks, including breakfast, lunch, snacks, regular social events, clubs, sporting leagues, and more

Who you are

  • A current undergraduate junior or senior, able to work from our Chicago office 1020 hours per week during the academic year
  • Strong attention to detail and focus on execution, with reliable follow-through on recurring deadlines
  • Analytical thinker, able to read and interpret rules and regulations
  • Strong research and writing skills
  • Strong communication and interpersonal skills, with the ability to collaborate effectively in a fast-paced environment
  • High level of integrity and discretion
  • Proficiency in MS Office, particularly Excel; experience with scripting or automation is a plus
  • Intellectually curious, with a genuine interest in financial markets and regulatory compliance
  • Coursework in finance, economics, business, accounting, pre-law or a related field is helpful but not required. No prior compliance experience is needed
  • Legal authorization to work in the U.S. is required. We will not sponsor individuals for employment authorization for this job opening

Who we are

Optiver is a leading technology- and research-driven trading firm. Our teams of scientists, engineers, mathematicians, and traders work side by side to develop, test, and scale ideas that shape how we understand and trade global markets. Powered by a global platform built for rapid experimentation and iteration, we combine the scientific rigor of a research institution with the pace of a technology company. 

Our differences are our edge. Optiver does not discriminate on the basis of race, religion, color, sex, gender identity, sexual orientation, age, physical or mental disability, or other legally protected characteristics.

*We accept one application per role per year. If you have previously applied to this position during this season and have been unsuccessful, you can reapply once the next recruitment season begins in 2027.