LOG IN
SIGN UP
Canary Wharfian - Online Investment Banking & Finance Community.
Sign In
Forgot password?
Don't have an account?
or
Join Canary Wharfian
By signing up, you agree to our Terms & Conditions and Privacy Policy.
or

Compliance Analyst

ExperiencedNo visa sponsorship
Millennium logo

at Millennium

Hedge Funds

Posted 3 days ago

No clicks

**Compliance Analyst** at global alternative investment firm Millennium. Coordinate APAC compliance tasks, maintain PAD records, handle internal queries, and analyze data. Key requirements: 0-3 years' financial industry experience, familiarity with compliance risks, strong MS Office skills, ability to multitask, and collaborate globally. Bachelor's degree preferred.

Compensation
Not specified

Currency: Not specified

City
Bengaluru
Country
India

Full Job Description

Compliance Analyst

About Millennium
Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millenniums mission is to deliver results for our investors.


Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.

Meet the Team:
The Firm is seeking a Compliance Analyst to join our Compliance Department in the Bangalore, India. The successful candidate will support the APAC Compliance team in coordinating requests, administering compliance processes, and maintaining related records and reporting. They will also assist with policy updates, regulatory tracking, and broader compliance projects and initiatives.

What You'll Do:

  • Assist in the maintenance of Millenniums compliance program and records with a primary focus on Personal Account Dealing (PAD) policy and controls.

  • Review of employee personal account dealing requests and queries in line with Millenniums policies and procedures.

  • Lead and find appropriate resolutions to internal PAD related queries.

  • Collect, process and analyze large data sets in a timely manner, including, for example, employee financial statements and internal metrics.

  • Maintain a detailed and organized workflow to ensure data entries are complete, accurate and retained.

  • Identify and escalate compliance related issues and work with internal stakeholders to appropriately remediate.

  • Involvement in the maintenance of general compliance program including electronic communication, monitoring and surveillance as well as the Senior Managers and Certification Regime.

  • Collaborate and work closely with colleagues globally.

What You Bring:

  • Bachelors degree in finance, Economics or a related field is preferred, with a strong academic record.

  • 0 - 3 years of financial industry experience (preferably in similar role in Compliance)

  • Strong Microsoft Office (e.g., Word, Excel and PowerPoint) skills.

  • An understanding of financial markets and compliance risks.

  • Excellent communication skills and the ability to collaborate with team members across all levels globally.

  • Detail oriented, organized, and able to work independently.

  • Operates with a high degree of accuracy and efficiency.

  • Ability to multi-task and manage competing deadlines.

Compliance Analyst

Compensation

Not specified

City: Bengaluru

Country: India

Millennium logo
Hedge Funds

3 days ago

No clicks

at Millennium

ExperiencedNo visa sponsorship

**Compliance Analyst** at global alternative investment firm Millennium. Coordinate APAC compliance tasks, maintain PAD records, handle internal queries, and analyze data. Key requirements: 0-3 years' financial industry experience, familiarity with compliance risks, strong MS Office skills, ability to multitask, and collaborate globally. Bachelor's degree preferred.

Full Job Description

Compliance Analyst

About Millennium
Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millenniums mission is to deliver results for our investors.


Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.

Meet the Team:
The Firm is seeking a Compliance Analyst to join our Compliance Department in the Bangalore, India. The successful candidate will support the APAC Compliance team in coordinating requests, administering compliance processes, and maintaining related records and reporting. They will also assist with policy updates, regulatory tracking, and broader compliance projects and initiatives.

What You'll Do:

  • Assist in the maintenance of Millenniums compliance program and records with a primary focus on Personal Account Dealing (PAD) policy and controls.

  • Review of employee personal account dealing requests and queries in line with Millenniums policies and procedures.

  • Lead and find appropriate resolutions to internal PAD related queries.

  • Collect, process and analyze large data sets in a timely manner, including, for example, employee financial statements and internal metrics.

  • Maintain a detailed and organized workflow to ensure data entries are complete, accurate and retained.

  • Identify and escalate compliance related issues and work with internal stakeholders to appropriately remediate.

  • Involvement in the maintenance of general compliance program including electronic communication, monitoring and surveillance as well as the Senior Managers and Certification Regime.

  • Collaborate and work closely with colleagues globally.

What You Bring:

  • Bachelors degree in finance, Economics or a related field is preferred, with a strong academic record.

  • 0 - 3 years of financial industry experience (preferably in similar role in Compliance)

  • Strong Microsoft Office (e.g., Word, Excel and PowerPoint) skills.

  • An understanding of financial markets and compliance risks.

  • Excellent communication skills and the ability to collaborate with team members across all levels globally.

  • Detail oriented, organized, and able to work independently.

  • Operates with a high degree of accuracy and efficiency.

  • Ability to multi-task and manage competing deadlines.