Bulge Bracket Investment Banks

Posted 3 days ago

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The **Regulatory Reporting Specialist** role involves delivering and maintaining a controlled environment for regulatory trade reporting across global markets within the Corporate and Investment Bank Operations Middle Office. In Mumbai, India, this mid-level position requires 3+ years of relevant experience, including 2+ years in an investment banking environment. Key responsibilities include executing end-to-end control processes, interpreting regulatory requirements, and driving remediation activities for Credit, Rates, and Equities derivatives. Utilize understanding of EMIR trade reporting, derivative products, and multi-jurisdiction reporting requirements to analyze complex requirements, diagnose operational issues, and communicate effectively with stakeholders. Proficient in MS Office and capable of operating under time pressure.

Compensation: Not specified
City: Mumbai
Country: India

Full Job Description

Location: Mumbai, Maharashtra, India

Join Corporate and Investment Bank Operations Middle Office and help deliver a controlled, high-quality regulatory reporting environment across global markets. Work with Change, Business, and Technology partners to implement new requirements, remediate issues, and strengthen end-to-end controls. Grow your career in a fast-paced derivatives environment where analytical thinking and proactive risk management create real impact.

As a Transaction Processing Specialist within the Regulatory Controls Team in the Corporate and Investment Banking (CIB) Middle Office, you execute end-to-end control processes supporting Regulatory Trade Reporting across Global Credit, Rates, and Equities Derivatives. You partner with Change Management and internal stakeholders to translate regulatory requirements into controlled business-as-usual (BAU) execution, remediation, and process enhancements. You ensure timely completion of end-of-day (EOD) controls, resolve breaks, and provide accurate management information (MI) to maintain strong operational risk discipline.

Job Responsibilities

Deliver new regulatory reporting implementations and ongoing remediation activities.

Interpret regulatory requirements by partnering with Change Management and key stakeholders.

Execute end-to-end regulatory reporting control processes across Credit, Rates, and Equities.

Review and improve control processes supporting multi-jurisdiction regulatory reporting agendas.

Recommend process and system enhancements that reduce risk and improve efficiency.

Partner with Business and Technology to prioritize requirements and present clear business cases.

Maintain a controlled regulatory reporting environment through disciplined execution and governance.

Complete EOD controls and OTM checklists accurately within deadlines.

Resolve breaks proactively and ensure timely escalation of operational and technical issues.

Produce and deliver MIS updates to managers within agreed timelines.

Support cross-regional coverage and respond effectively to time-critical deliveries.

Required Qualifications, Capabilities, and Skills

Hold a graduate degree with 3+ years of experience, including 2+ years in an investment banking environment.

Demonstrate experience in Middle Office/Trade Support, regulatory controls, or reconciliation functions.

Apply understanding of Credit/Rates/Equity derivatives products and the end-to-end transaction lifecycle.

Demonstrate working knowledge of EMIR trade reporting and multi-jurisdiction reporting requirements.

Analyze complex requirements and diagnose operational/technical issues to drive resolution.

Communicate effectively in writing and verbally while building strong stakeholder relationships.

Operate proficiently in MS Office and manage multiple priorities under time pressure.

Preferred Qualifications, Capabilities, and Skills

Leverage a degree in Finance, Economics, or a related discipline.

Apply strong control mindset to identify gaps, prioritize remediation, and mitigate operational risk.

Manage workload effectively through excellent time management and prioritization discipline.

Adapt quickly to changing regulatory requirements and evolving operating environments.

Demonstrate innovation by proposing system improvements and automation opportunities.

Collaborate actively to build a culture of shared ownership and mutual responsibility.

Travel cross-regionally (APAC/EMEA/Americas) at short notice to support business needs.

Execute trade reporting controls for derivatives, promote remediation and process improvements.

Full Job Description