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Regulatory Reporting Manager

ExperiencedNo visa sponsorship
J.P. Morgan logo

at J.P. Morgan

Bulge Bracket Investment Banks

Posted 4 days ago

No clicks

**Regulatory Reporting Manager** leads and improves operational efficiency in a highly regulated environment. Manages end-to-end reporting, interfaces with internal and external stakeholders, and drives automation. Essential skills include data analysis, process improvement, and project leadership. Requires Series 99 within 180 days of hire. Preference for escheatment and automation tool experience.

Compensation
Not specified USD

Currency: $ (USD)

City
Not specified
Country
United States

Full Job Description

Location: Newark, DE, United States

Are you ready to make a meaningful impact in a fast-paced, highly regulated environment? As a Regulatory Reporting Manager, you will lead a team dedicated to ensuring compliance and operational efficiency across multiple lines of business. You will have the opportunity to collaborate with senior leaders, drive process improvements, and develop innovative solutions that support the firms commitment to excellence. Join us and take your career to the next level while shaping the future of regulatory reporting.

Job Summary:

As a Regulatory Reporting Manager within the Escheatment Department, you will oversee the end-to-end process of reporting and remitting abandoned property for JPMorgan Securities LLC. You will serve as a key liaison between internal and external stakeholders, ensuring the accuracy, integrity, and timeliness of all reporting activities. In this role, you will coordinate large-scale operational initiatives, identify automation opportunities, and support the development of new compliance programs. You will thrive in a deadline-driven environment, leveraging your analytical skills and leadership experience to deliver results and foster a collaborative team culture.

Job Responsibilities:

  • Manage the process of reporting and remitting abandoned property across multiple lines of business and product types
  • Act as an intermediary between internal and external stakeholders, building and maintaining critical relationships
  • Coordinate large-scale remittance of various product types to multiple states under strict regulatory deadlines
  • Utilize proprietary and industry-standard data management tools to identify and implement automation opportunities
  • Lead challenging projects, promote process streamlining, and support the career development of direct and matrix reports
  • Collaborate with internal teams to ensure data integrity, accuracy, and consistency for all reporting purposes

 

Required Qualifications, Capabilities, and Skills:

  • Ability to analyze complex and ambiguous issues and recommend creative solutions
  • Must obtain Series 99 within 180 days of hire
  • Experience working in a fast-paced, deadline-driven environment with a focus on risk mitigation and efficiency
  • Ability to synthesize information and communicate concise messages to management
  • Strong interpersonal skills with the ability to foster a collaborative and positive work environment
  • Demonstrated track record of improving processes, meeting goals, and managing competing priorities with diverse stakeholders
  • High proficiency in Microsoft Office products (PowerPoint, Word, Excel)
  • Data and analytical experience, including proficiency with pivot tables and VLOOKUP

 

Preferred Qualifications, Capabilities, and Skills:

  • Proven ability to manage complex projects and drive process improvements
  • Five or more years of experience in the financial services industry, preferably in operations; management experience is a plus
  • Familiarity with automation, data analysis, and data visualization tools (e.g., UiPath, Alteryx, Tableau, SAS, Python)
  • Escheatment experience is highly preferred
Drive operational excellence by managing escheatment, coordinating reporting, and enhancing compliance with key stakeholders.

Regulatory Reporting Manager

Compensation

Not specified USD

City: Not specified

Country: United States

J.P. Morgan logo
Bulge Bracket Investment Banks

4 days ago

No clicks

at J.P. Morgan

ExperiencedNo visa sponsorship

**Regulatory Reporting Manager** leads and improves operational efficiency in a highly regulated environment. Manages end-to-end reporting, interfaces with internal and external stakeholders, and drives automation. Essential skills include data analysis, process improvement, and project leadership. Requires Series 99 within 180 days of hire. Preference for escheatment and automation tool experience.

Full Job Description

Location: Newark, DE, United States

Are you ready to make a meaningful impact in a fast-paced, highly regulated environment? As a Regulatory Reporting Manager, you will lead a team dedicated to ensuring compliance and operational efficiency across multiple lines of business. You will have the opportunity to collaborate with senior leaders, drive process improvements, and develop innovative solutions that support the firms commitment to excellence. Join us and take your career to the next level while shaping the future of regulatory reporting.

Job Summary:

As a Regulatory Reporting Manager within the Escheatment Department, you will oversee the end-to-end process of reporting and remitting abandoned property for JPMorgan Securities LLC. You will serve as a key liaison between internal and external stakeholders, ensuring the accuracy, integrity, and timeliness of all reporting activities. In this role, you will coordinate large-scale operational initiatives, identify automation opportunities, and support the development of new compliance programs. You will thrive in a deadline-driven environment, leveraging your analytical skills and leadership experience to deliver results and foster a collaborative team culture.

Job Responsibilities:

  • Manage the process of reporting and remitting abandoned property across multiple lines of business and product types
  • Act as an intermediary between internal and external stakeholders, building and maintaining critical relationships
  • Coordinate large-scale remittance of various product types to multiple states under strict regulatory deadlines
  • Utilize proprietary and industry-standard data management tools to identify and implement automation opportunities
  • Lead challenging projects, promote process streamlining, and support the career development of direct and matrix reports
  • Collaborate with internal teams to ensure data integrity, accuracy, and consistency for all reporting purposes

 

Required Qualifications, Capabilities, and Skills:

  • Ability to analyze complex and ambiguous issues and recommend creative solutions
  • Must obtain Series 99 within 180 days of hire
  • Experience working in a fast-paced, deadline-driven environment with a focus on risk mitigation and efficiency
  • Ability to synthesize information and communicate concise messages to management
  • Strong interpersonal skills with the ability to foster a collaborative and positive work environment
  • Demonstrated track record of improving processes, meeting goals, and managing competing priorities with diverse stakeholders
  • High proficiency in Microsoft Office products (PowerPoint, Word, Excel)
  • Data and analytical experience, including proficiency with pivot tables and VLOOKUP

 

Preferred Qualifications, Capabilities, and Skills:

  • Proven ability to manage complex projects and drive process improvements
  • Five or more years of experience in the financial services industry, preferably in operations; management experience is a plus
  • Familiarity with automation, data analysis, and data visualization tools (e.g., UiPath, Alteryx, Tableau, SAS, Python)
  • Escheatment experience is highly preferred
Drive operational excellence by managing escheatment, coordinating reporting, and enhancing compliance with key stakeholders.