Bulge Bracket Investment Banks

Posted 3 days ago

No clicks

**Regulatory Reporting Analyst** in Mumbai, India. Own end-to-end regulatory trade reporting for global derivatives. Translate complex multi-jurisdictional requirements, partnering with Legal, Compliance, and stakeholders. Enhance controls, strategize attestations, and drive process improvement using Python. Demonstrate strong derivatives knowledge, problem-solve, and communicate effectively with senior stakeholders. Relevant ML/DL/AI skills a plus.

Compensation: Not specified
City: Mumbai
Country: India

Full Job Description

Location: Mumbai, Maharashtra, India

Join Corporate & Investment Bank (CIB) Middle Office Regulatory Controls and help deliver a best-in-class, controlled regulatory reporting environment across global derivatives markets. Partner with Legal, Compliance, industry bodies, Business, and Technology to implement new requirements and strengthen end-to-end controls. Build your career by promoting strategic attestations, process improvements, and Python-enabled analytics in a high-impact role.

As a Regulatory Controls Lead within Corporate and Investment Banking Middle Office Operations, you own the end-to-end implementation and control of Regulatory Trade Reporting across Global Credit, Rates, and Equities Derivatives. You translate complex, multi-jurisdictional regulatory requirements into sustainable control processes, strategic attestations, and remediation routines aligned with evolving regulatory expectations. You promote continuous enhancements through rigorous business analysis, cost-benefit evaluation, effective stakeholder influence, and disciplined end-of-day control execution.

Job Responsibilities

Deliver new regulatory reporting implementations and ongoing remediation across jurisdictions.

Interpret regulatory requirements by partnering with Legal, Compliance, industry bodies, and internal stakeholders.

Establish end-to-end control processes supporting the regulatory reporting agenda across Credit, Rates, and Equities.

Review and improve control processes to strengthen reporting quality and operational resilience.

Establish strategic attestation processes for jurisdictions already implemented to the business.

Recommend process and system enhancements that reduce risk, breaks, and manual effort.

Partner with Business and Technology to prioritize requirements and build compelling business cases.

Perform cost-benefit analysis to propose optimal future-state processes and control models.

Maintain a controlled reporting environment through strong governance, MI, and escalation discipline.

Complete EOD controls and checks accurately within time-critical deadlines.

Apply Python to support analytics, control routines, and process improvement opportunities.

Required Qualifications, Capabilities, and Skills

Demonstrate strong derivatives product knowledge across Credit, Rates, and Equities with end-to-end trade lifecycle understanding.

Apply working knowledge of Dodd-Frank CFTC trade reporting and EMIR trade reporting requirements.

Execute strong business analysis skills to break down complex multi-jurisdiction regulatory requirements.

Diagnose operational and technical issues with excellent problem-solving and structured remediation.

Communicate effectively with senior stakeholders and build strong cross-functional relationships.

Operate with strong control mindset to identify gaps, prioritize actions, and mitigate operational risk.

Code in Python to enable analytical workflows, controls monitoring, and reporting automation.

Preferred Qualifications, Capabilities, and Skills

Hold a degree in Mathematics, Computer Science, STEM, or a related discipline.

Influence teams by setting vision and driving accountable execution across priorities.

Manage stakeholders effectively across Business, Technology, Legal, Compliance, and external industry forums.

Adapt to changing requirements while maintaining quality and time-critical delivery standards.

Innovate by proposing system improvements and automation opportunities to strengthen controls.

Multi-task effectively while ensuring controls, breaks resolution, and MI deadlines are met.

Travel flexibly across APAC/EMEA/Americas at short notice to support business needs.

Lead regulatory trade reporting controls for Credit/Rates/Equity derivatives, driving Lead regulatory trade reporting controls.

Full Job Description