Bulge Bracket Investment Banks

Posted 6 days ago

No clicks

**Role: Associate - Control Management** Associate sought for Bengaluru GRPM's RQ&I team, driving regulatory & policy process evolution. Key duties include managing dashboards, reports, and MI, partnering on reporting definitions, and enhancing data quality. Experience in controls, governance, and proficiency in Qlik, SQL, and workflow tools craft essential. Candidates should demonstrate strong analytical, communication, and stakeholder management skills, with a mindset for continuous improvement.

Compensation: Not specified
City: Bengaluru
Country: India

Full Job Description

Location: Bengaluru, Karnataka, India

About the job

As an Associate within Global Regulatory & Policy Management (GRPM), you will join the Reporting, Quality & Insights (RQ&I) team responsible for centralized reporting and dashboards, workflow enablement, quality control, regulatory/policy insights, and continuous process improvement across the Commercial & Investment Bank (CIB).

The role supports the deployment of AI-enabled workflows, centralized operating models, and regulatory technology solutions designed to improve consistency, efficiency, and transparency across GRPM. The team acts as a central hub for operational excellence, cross-CIB coordination, workflow design, and data-driven process optimization.

You will partner with GRPM lines of business and key stakeholders including CIB Regional Controls, Firmwide Legal & Regulatory Change (LRCM) Program, Legal, Risk Management, Compliance, Technology, and CIB business stakeholders to enhance regulatory/policy processes and support GRPMs evolving target operating model.

Job responsibilities

Build, maintain, and enhance CIB Regulation dashboards, reports, and management information (MI).

Partner with stakeholders to define reporting requirements, metrics, KPIs, and standardized reporting definitions aligned to policy governance and regulatory needs.

Consolidate and map data from multiple internal sources to standard definitions to support consistent regulatory/policy reporting.

Design and execute data quality controls including reconciliations, exception reporting, and control evidence generation.

Develop and improve QA processes for Regulatory Policy Management reporting (validation steps, approvals, controls, and audit trail).

Configure and support workflow solutions for policy-related processes (intake, review/approval, attestations, exceptions, and distribution).

Provide BAU support to global users, including incident triage, stakeholder communications, tracking, and timely resolution.

Coordinate across Technology, data owners, Risk/Compliance partners, and regional teams across time zones.

Produce operational runbooks and user/support documentation; contribute to continuous improvement and automation initiatives.

Support automated generation of newsletters and policy communications using repeatable, data-driven methods (templates, scheduling, and distribution lists).

Identify and drive opportunities to reduce manual effort through automation in BAU reporting, communications, and workflow.

Required qualifications, capabilities, and skills

5+ years of experience in controls, governance, regulatory operations, compliance, risk management, business management, project management, or related financial services discipline.

Strong analytical and problem-solving skills with high attention to detail and control-minded execution.

Strong written and verbal communication skills, with the ability to translate requirements into clear reporting/workflow outcomes.

Demonstrated ability to manage multiple priorities and stakeholders simultaneously in a structured governance environment.

Advanced proficiency in:

Qlik (dashboarding/MI development)
SQL (data extraction, validation, and reconciliation)
Workflow tools/platforms (configuration/support, process design)

Preferred qualifications, capabilities, and skills

Experience with legal obligations, regulatory inventories, policy governance, workflow platforms, and/or regulatory technology tools.

Experience supporting UAT/testing, change implementation, or process improvement initiatives.

Familiarity with AI-enabled capabilities, automation, workflow design, data analytics, and reporting tools.

Experience partnering with Legal, Compliance, Technology, Audit, Controls, and/or Operations functions.

Key success factors

Ability to operate effectively across multiple stakeholders, functions, and regions.

Curiosity and continuous improvement mindset; proactive identification of simplification and automation opportunities.

Strong execution discipline, attention to detail, and comfort operating in evolving operating models.

Focus on scalability, transparency, and operational excellence while delivering consistent stakeholder outcomes.

Lead regulatory reporting, insights, and process improvements while supporting intelligence workflows and centralized operating models.

Full Job Description