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Compliance, Conduct and Operational Risk Manager – Vice President

ExperiencedNo visa sponsorship
J.P. Morgan logo

at J.P. Morgan

Bulge Bracket Investment Banks

Posted 3 days ago

1 click

**Compliance, Conduct & Operational Risk Manager VP – Asset Management EMEA** As the **Compliance, Conduct, and Operational Risk Manager – Vice President** in Asset Management EMEA at JPMorganChase, you'll independently oversee technology, cyber, data, and AIků–related risks. Key responsibilities include: - Conducting risk assessments, focusing on technology and AI-enabled processes. - Monitoring risk trends and translating external developments into ongoing oversight. - Collaborating with stakeholders to understand control environments and ensure risks align with firmwide standards. - Supporting governance forums and enhancing risk management approaches. - Providing independent risk advisory to the business and participating in relevant committees. This role requires a seasoned professional with: - Proven experience in technology, cyber, AI, operational risk, compliance, or internal audit within financial services or asset management. - Strong risk and control framework knowledge, with a focus on risk assessments and control testing. - Ability to assess and communicate complex risks from an independent oversight perspective. - Excellent written, verbal, and interpersonal communication skills, with the ability to build effective relationships across functions.

Compensation
Not specified GBP

Currency: £ (GBP)

City
London
Country
United Kingdom

Full Job Description

Location: LONDON, United Kingdom

You have the opportunity to make a meaningful impact by joining our Asset Management team as a Compliance, Conduct and Operational Risk Manager Vice President. You will help shape the future of technology, cyber, data and AI risk management, working alongside talented professionals who are committed to excellence and innovation. Your expertise will contribute to a culture of integrity and resilience, supporting the ongoing growth and success of our business.

As a Compliance, Conduct and Operational Risk Manager Vice President at JPMorganChase within Asset Management EMEA, you provide independent second line oversight of operational risks, focusing on technology, cyber, data and AIrelated risks. You engage with stakeholders to understand system architectures and control environments, ensuring risks are identified, monitored and escalated in line with firmwide standards and regulatory expectations. You support governance forums and contribute to the enhancement of risk management approaches, helping us maintain a strong and compliant technology environment.

You will be part of a collaborative team that values diverse perspectives and encourages professional growth. Your role will help drive the ongoing improvement of our risk management frameworks, policies and procedures, ensuring alignment with regulatory obligations and industry best practices.

Job responsibilities 

  • Provide second line oversight of compliance and operational risks through targeted risk assessments covering Asset Management business activities, with emphasis on technology
    enabled processes, cyber security exposure, data and AI
    related risks, and technology resilience.
  • Develop and maintain a comprehensive understanding of the technology and control environment supporting Asset Management products and services, including platforms, applications, data flows, outsourced services and security controls.
  • Review inherent risk assessments, control design and control effectiveness assessments, including the use of risk metrics, key risk indicators and issue management artefacts.
  • Participate in the assessment of emerging risks driven by regulatory and supervisory developments, new business initiatives, material change programs and internal or external operational risk events involving technology, cyber or AI.
  • Monitor technology, cyber and AI risk trends, translating relevant external developments into ongoing second line risk oversight of the Asset Management business.
  • Provide oversight of third
    party and outsourced technology risks, including dependencies on strategic vendors and cloud service providers, in line with firmwide outsourcing and operational resilience requirements.
  • Collaborate with CCOR colleagues and 1LOD partners to identify risk concentrations, cross
    cutting themes and areas of heightened exposure, and review the adequacy of corresponding risk mitigation activities.
  • Provide independent risk advisory to the business, including recommendations to support alignment with JPMC policies and standards, regulatory expectations and industry best practices.
  • Participate in relevant governance forums and committees, providing subject matter expertise on technology, cyber and AI risks from a second line perspective.
  • Review and oversee the management of significant operational risk events, including incidents relating to technology resilience, cyber security, data incidents or failures in technology
    enabled controls.

 

Required qualifications, capabilities, and skills 

  • Experience in Technology, Cyber, AI, Operational Risk, Compliance or Internal Audit, ideally within financial services or asset management.
  • Strong understanding of risk and control frameworks, including risk assessments, control testing, issues management, metrics and management information.
  • Ability to assess technology and AI
    related risks in a business context from an independent oversight perspective.
  • High attention to detail and quality, with experience producing clear, well
    structured and regulator
    ready documentation.
  • Excellent written and verbal communication skills, including the ability to discuss complex risk topics clearly with senior management and governance bodies.
  • Strong interpersonal skills and the ability to build effective working relationships across business, technology and control functions.
  • Self
    directed and organised, with the ability to operate effectively in a global, fast
    paced and deadline
    driven environment.. 

 

Preferred qualifications, capabilities, and skills 

  • Prior experience in a second line of defense (CCOR, Risk Management or Compliance) role within financial services.
  • Familiarity with Asset Management operating models, including investment platforms and enabling technology infrastructure.
  • Broad understanding of IT, cloud, cyber security and data architectures, sufficient to support effective risk oversight.
  • Experience analysing risk data, metrics and trends to support second line risk insights and reporting.
Provide independent oversight of technology, cyber, data and AI risks within Asset Management.

Compliance, Conduct and Operational Risk Manager – Vice President

Compensation

Not specified GBP

City: London

Country: United Kingdom

J.P. Morgan logo
Bulge Bracket Investment Banks

3 days ago

1 click

at J.P. Morgan

ExperiencedNo visa sponsorship

**Compliance, Conduct & Operational Risk Manager VP – Asset Management EMEA** As the **Compliance, Conduct, and Operational Risk Manager – Vice President** in Asset Management EMEA at JPMorganChase, you'll independently oversee technology, cyber, data, and AIků–related risks. Key responsibilities include: - Conducting risk assessments, focusing on technology and AI-enabled processes. - Monitoring risk trends and translating external developments into ongoing oversight. - Collaborating with stakeholders to understand control environments and ensure risks align with firmwide standards. - Supporting governance forums and enhancing risk management approaches. - Providing independent risk advisory to the business and participating in relevant committees. This role requires a seasoned professional with: - Proven experience in technology, cyber, AI, operational risk, compliance, or internal audit within financial services or asset management. - Strong risk and control framework knowledge, with a focus on risk assessments and control testing. - Ability to assess and communicate complex risks from an independent oversight perspective. - Excellent written, verbal, and interpersonal communication skills, with the ability to build effective relationships across functions.

Full Job Description

Location: LONDON, United Kingdom

You have the opportunity to make a meaningful impact by joining our Asset Management team as a Compliance, Conduct and Operational Risk Manager Vice President. You will help shape the future of technology, cyber, data and AI risk management, working alongside talented professionals who are committed to excellence and innovation. Your expertise will contribute to a culture of integrity and resilience, supporting the ongoing growth and success of our business.

As a Compliance, Conduct and Operational Risk Manager Vice President at JPMorganChase within Asset Management EMEA, you provide independent second line oversight of operational risks, focusing on technology, cyber, data and AIrelated risks. You engage with stakeholders to understand system architectures and control environments, ensuring risks are identified, monitored and escalated in line with firmwide standards and regulatory expectations. You support governance forums and contribute to the enhancement of risk management approaches, helping us maintain a strong and compliant technology environment.

You will be part of a collaborative team that values diverse perspectives and encourages professional growth. Your role will help drive the ongoing improvement of our risk management frameworks, policies and procedures, ensuring alignment with regulatory obligations and industry best practices.

Job responsibilities 

  • Provide second line oversight of compliance and operational risks through targeted risk assessments covering Asset Management business activities, with emphasis on technology
    enabled processes, cyber security exposure, data and AI
    related risks, and technology resilience.
  • Develop and maintain a comprehensive understanding of the technology and control environment supporting Asset Management products and services, including platforms, applications, data flows, outsourced services and security controls.
  • Review inherent risk assessments, control design and control effectiveness assessments, including the use of risk metrics, key risk indicators and issue management artefacts.
  • Participate in the assessment of emerging risks driven by regulatory and supervisory developments, new business initiatives, material change programs and internal or external operational risk events involving technology, cyber or AI.
  • Monitor technology, cyber and AI risk trends, translating relevant external developments into ongoing second line risk oversight of the Asset Management business.
  • Provide oversight of third
    party and outsourced technology risks, including dependencies on strategic vendors and cloud service providers, in line with firmwide outsourcing and operational resilience requirements.
  • Collaborate with CCOR colleagues and 1LOD partners to identify risk concentrations, cross
    cutting themes and areas of heightened exposure, and review the adequacy of corresponding risk mitigation activities.
  • Provide independent risk advisory to the business, including recommendations to support alignment with JPMC policies and standards, regulatory expectations and industry best practices.
  • Participate in relevant governance forums and committees, providing subject matter expertise on technology, cyber and AI risks from a second line perspective.
  • Review and oversee the management of significant operational risk events, including incidents relating to technology resilience, cyber security, data incidents or failures in technology
    enabled controls.

 

Required qualifications, capabilities, and skills 

  • Experience in Technology, Cyber, AI, Operational Risk, Compliance or Internal Audit, ideally within financial services or asset management.
  • Strong understanding of risk and control frameworks, including risk assessments, control testing, issues management, metrics and management information.
  • Ability to assess technology and AI
    related risks in a business context from an independent oversight perspective.
  • High attention to detail and quality, with experience producing clear, well
    structured and regulator
    ready documentation.
  • Excellent written and verbal communication skills, including the ability to discuss complex risk topics clearly with senior management and governance bodies.
  • Strong interpersonal skills and the ability to build effective working relationships across business, technology and control functions.
  • Self
    directed and organised, with the ability to operate effectively in a global, fast
    paced and deadline
    driven environment.. 

 

Preferred qualifications, capabilities, and skills 

  • Prior experience in a second line of defense (CCOR, Risk Management or Compliance) role within financial services.
  • Familiarity with Asset Management operating models, including investment platforms and enabling technology infrastructure.
  • Broad understanding of IT, cloud, cyber security and data architectures, sufficient to support effective risk oversight.
  • Experience analysing risk data, metrics and trends to support second line risk insights and reporting.
Provide independent oversight of technology, cyber, data and AI risks within Asset Management.