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Equities Analyst

ExperiencedNo visa sponsorship
HSBC logo

at HSBC

Other

Posted 4 days ago

No clicks

**Equities Middle Office Control Analyst** – HSBC Global Service Center Responsible for post-trade support, including intersystem break investigation, trade validations, and discrepancy resolution, ensuring smooth trade life cycle management. Key tasks involve providing trade support to Equity Derivatives & Prime Finance front office, reviewing documentation, compiling reports, and delivering superior client service. This role demands strong market operations knowledge, preferably in Equities, along with proficiency in Sophis. Applicants should have a degree in Business/Finance, proven investment banking experience, and exceptional communication skills to thrive in this virtual team environment. Global connectivity and exceptional risk awareness are crucial.

Compensation
Not specified

Currency: Not specified

City
New York City
Country
United States

Full Job Description

If youre looking for a career where you can make a real impression, join Global Service Center (GSC) HSBC and discover how valued youll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

Equities Middle Office Control Analyst

Role Purpose: Responsible for managing post trade support activities such as intersystem break investigation, trade validations, resolve trade/settlement discrepancies and trade life cycle management

Primary Responsibilities:

  • Provide trade support to Equity Derivatives & Prime Finance front office in New York. Responsibilities include but not limited to trade validations to front office systems, cash equity/stock loan breaks, intersystem break investigation, review documentation and settlement discrepancy queries from offshore teams.
  • Interact with Front Office Trading and Sales, Operation teams, Product Control and external counterparties to resolve trade discrepancies and escalation issues.
  • Compile daily and monthly reporting to management
  • Deliver high priority client service to meet client and internal expectations which directly impacts the customers perception of HSBC
  • Responsible for global connectivity and communication with global counterparts to ensure consistency and alignment to target operating models within the Middle Office
  • Ability to apply judgment to operational situations in a fast paced environment to drive progress
  • Identify potential financial risk to the bank and ensure proper resolution is achieved within the banks guidelines
  • Timely escalation when necessary for issues that may cause financial loss to the bank or that could affect client relationships

Qualifications - External

Knowledge & Experience / Qualifications (For the role not the role holder. Minimum requirements of the role.)

Strong understanding of Markets Operations. Experience in Equities products is preferred.

A degree in Business or Finance would be preferred

Knowledge of Sophis preferred.

Ability to work in a virtual team environment with ability to support multiple functions and stakeholders

Hands on experience of executing on-shore and off-shore operating models

Strong awareness and appreciation to operations risk and control and exception management

Strong communication skills with the ability to manage local and international relationships across an organisation

Familiar working knowledge of associated technology

Proven investment banking experience would be recommended

At HSBC we offer our colleagues a greater number of days so that they can fully enjoy their wedding, take care of the new member of the family, or grieve the loss of a family member. Our paid leave package is at the forefront in Mexico, now you have one more reason to be HSBC and proudly live a culture of well-being, balance and care.
HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.
Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
***Issued By HSBC Electronic Data Process Mexico Private LTD***
HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.

Equities Analyst

Compensation

Not specified

City: New York City

Country: United States

HSBC logo
Other

4 days ago

No clicks

at HSBC

ExperiencedNo visa sponsorship

**Equities Middle Office Control Analyst** – HSBC Global Service Center Responsible for post-trade support, including intersystem break investigation, trade validations, and discrepancy resolution, ensuring smooth trade life cycle management. Key tasks involve providing trade support to Equity Derivatives & Prime Finance front office, reviewing documentation, compiling reports, and delivering superior client service. This role demands strong market operations knowledge, preferably in Equities, along with proficiency in Sophis. Applicants should have a degree in Business/Finance, proven investment banking experience, and exceptional communication skills to thrive in this virtual team environment. Global connectivity and exceptional risk awareness are crucial.

Full Job Description

If youre looking for a career where you can make a real impression, join Global Service Center (GSC) HSBC and discover how valued youll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

Equities Middle Office Control Analyst

Role Purpose: Responsible for managing post trade support activities such as intersystem break investigation, trade validations, resolve trade/settlement discrepancies and trade life cycle management

Primary Responsibilities:

  • Provide trade support to Equity Derivatives & Prime Finance front office in New York. Responsibilities include but not limited to trade validations to front office systems, cash equity/stock loan breaks, intersystem break investigation, review documentation and settlement discrepancy queries from offshore teams.
  • Interact with Front Office Trading and Sales, Operation teams, Product Control and external counterparties to resolve trade discrepancies and escalation issues.
  • Compile daily and monthly reporting to management
  • Deliver high priority client service to meet client and internal expectations which directly impacts the customers perception of HSBC
  • Responsible for global connectivity and communication with global counterparts to ensure consistency and alignment to target operating models within the Middle Office
  • Ability to apply judgment to operational situations in a fast paced environment to drive progress
  • Identify potential financial risk to the bank and ensure proper resolution is achieved within the banks guidelines
  • Timely escalation when necessary for issues that may cause financial loss to the bank or that could affect client relationships

Qualifications - External

Knowledge & Experience / Qualifications (For the role not the role holder. Minimum requirements of the role.)

Strong understanding of Markets Operations. Experience in Equities products is preferred.

A degree in Business or Finance would be preferred

Knowledge of Sophis preferred.

Ability to work in a virtual team environment with ability to support multiple functions and stakeholders

Hands on experience of executing on-shore and off-shore operating models

Strong awareness and appreciation to operations risk and control and exception management

Strong communication skills with the ability to manage local and international relationships across an organisation

Familiar working knowledge of associated technology

Proven investment banking experience would be recommended

At HSBC we offer our colleagues a greater number of days so that they can fully enjoy their wedding, take care of the new member of the family, or grieve the loss of a family member. Our paid leave package is at the forefront in Mexico, now you have one more reason to be HSBC and proudly live a culture of well-being, balance and care.
HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.
Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
***Issued By HSBC Electronic Data Process Mexico Private LTD***
HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.