LOG IN
SIGN UP
Canary Wharfian - Online Investment Banking & Finance Community.
Sign In
Forgot password?
Don't have an account?
or
Join Canary Wharfian
By signing up, you agree to our Terms & Conditions and Privacy Policy.
or

Business Regulatory and Conduct Risk Manager - Hang Seng Insurance - Hang Seng Bank (HK)

ExperiencedNo visa sponsorship
HSBC logo

at HSBC

Other

Posted a month ago

No clicks

**Business Regulatory & Conduct Risk Manager - Hang Seng Insurance, Hang Seng Bank (HK)** Lead 1.5 Line of Defense risk management for Regulatory Compliance, Conduct, and Reporting risks. Key responsibilities include driving control design, assessing risks, ensuring regulatory reporting governance, designing conduct promotion programs, and maintain oversight of control effectiveness. Requires 5+ years in insurance/banking with exposure to compliance, risk management, and audits. Mandarin proficiency essential.

Compensation
Not specified

Currency: Not specified

City
Hong Kong
Country
Hong Kong

Full Job Description

Some careers have more impact than others.

If youre looking for a career where you can make a real impression, join Hang Seng and discover how valued youll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, Hang Seng offers opportunities, support and rewards that will take you further.

Insurance

Hang Seng Bank was one of Hong Kong's bancassurance pioneers with insurance business footprint started since 1965. Over the years, Hang Seng Bank has been committed to serve its customers by providing full spectrum of insurance products including Life Insurance manufacturing, distribution of General Insurance and Medical products, and MPF business.

Insurance is a fast-growing business and is one of the key drivers of Hang Seng Bank. As a well-established insurance entity, we take care of every need of our customers with an optimized service excellence through the Banks retail and commercial network, with a dedicated team of professionals in place.

Principal Responsibilities:

  • 1.5 Line of Defense Risk & Control, with SME focusing Regulatory Compliance Risk, Conduct Risk, and Regulatory Reporting Risk.
  • Ensure risk exposures are assessed, documented, and addressed through appropriate controls, action plans, and monitoring.
  • Drive consistent control design/operation expectations, evidence standards, and timely remediation of control gaps. Proactively identify, assess, and escalate risks and control weaknesses through appropriate governance forums and channels.
  • Regulatory reporting governance, inventory and tooling - Steward the Regulatory Reporting Inventory, ensuring completeness, ownership clarity, submission cadence, and control coverage.
  • Design entity-wise conduct promotion and monitring programs and drive effective Conduct Culture.
  • Governance, monitoring, MI and escalation - Maintain oversight of key conduct indicators and control effectiveness measures; ensure monitoring is meaningful, timely, and action-oriented.

Requirements:

  • Minimum 5 years relevant experience in insurance or banking, with exposure to Compliance, Risk Management, Internal controls, Audit and sound knowledge of HK Insurance, Wealth business and related regulations.
  • Excellent communication skills to foster a good relationship with the local regulators and the business lines and functions.
  • Strong understanding of risk and control methodologies and toolkits (e.g., Risk and Control Assessment, Control testing, Issue and Incident Management etc.). Proven ability to design, assess, and improve controls. Right judgment about the local regulatory requirements, Group policy requirements and good business vision, decision-making capability.
  • Excellent stakeholder management, ability to influence and to drive changes. A good team player.
  • Strong business sense, self-motivated with logical and positive thinking, interpersonal and analytical skills; able to translate complex risk topics into clear actions
  • Great sense of ownership and servicing mindset to ensure efficient and effective deliverables
  • Proficiency in both English and Chinese

RBW


Youll achieve more when you join Hang Seng Bank Limited.


Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

www.hangseng.com/careers

https://www.linkedin.com/company/hang-seng-bank

Issued by Hang Seng Bank Limited

Business Regulatory and Conduct Risk Manager - Hang Seng Insurance - Hang Seng Bank (HK)

Compensation

Not specified

City: Hong Kong

Country: Hong Kong

HSBC logo
Other

a month ago

No clicks

at HSBC

ExperiencedNo visa sponsorship

**Business Regulatory & Conduct Risk Manager - Hang Seng Insurance, Hang Seng Bank (HK)** Lead 1.5 Line of Defense risk management for Regulatory Compliance, Conduct, and Reporting risks. Key responsibilities include driving control design, assessing risks, ensuring regulatory reporting governance, designing conduct promotion programs, and maintain oversight of control effectiveness. Requires 5+ years in insurance/banking with exposure to compliance, risk management, and audits. Mandarin proficiency essential.

Full Job Description

Some careers have more impact than others.

If youre looking for a career where you can make a real impression, join Hang Seng and discover how valued youll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, Hang Seng offers opportunities, support and rewards that will take you further.

Insurance

Hang Seng Bank was one of Hong Kong's bancassurance pioneers with insurance business footprint started since 1965. Over the years, Hang Seng Bank has been committed to serve its customers by providing full spectrum of insurance products including Life Insurance manufacturing, distribution of General Insurance and Medical products, and MPF business.

Insurance is a fast-growing business and is one of the key drivers of Hang Seng Bank. As a well-established insurance entity, we take care of every need of our customers with an optimized service excellence through the Banks retail and commercial network, with a dedicated team of professionals in place.

Principal Responsibilities:

  • 1.5 Line of Defense Risk & Control, with SME focusing Regulatory Compliance Risk, Conduct Risk, and Regulatory Reporting Risk.
  • Ensure risk exposures are assessed, documented, and addressed through appropriate controls, action plans, and monitoring.
  • Drive consistent control design/operation expectations, evidence standards, and timely remediation of control gaps. Proactively identify, assess, and escalate risks and control weaknesses through appropriate governance forums and channels.
  • Regulatory reporting governance, inventory and tooling - Steward the Regulatory Reporting Inventory, ensuring completeness, ownership clarity, submission cadence, and control coverage.
  • Design entity-wise conduct promotion and monitring programs and drive effective Conduct Culture.
  • Governance, monitoring, MI and escalation - Maintain oversight of key conduct indicators and control effectiveness measures; ensure monitoring is meaningful, timely, and action-oriented.

Requirements:

  • Minimum 5 years relevant experience in insurance or banking, with exposure to Compliance, Risk Management, Internal controls, Audit and sound knowledge of HK Insurance, Wealth business and related regulations.
  • Excellent communication skills to foster a good relationship with the local regulators and the business lines and functions.
  • Strong understanding of risk and control methodologies and toolkits (e.g., Risk and Control Assessment, Control testing, Issue and Incident Management etc.). Proven ability to design, assess, and improve controls. Right judgment about the local regulatory requirements, Group policy requirements and good business vision, decision-making capability.
  • Excellent stakeholder management, ability to influence and to drive changes. A good team player.
  • Strong business sense, self-motivated with logical and positive thinking, interpersonal and analytical skills; able to translate complex risk topics into clear actions
  • Great sense of ownership and servicing mindset to ensure efficient and effective deliverables
  • Proficiency in both English and Chinese

RBW


Youll achieve more when you join Hang Seng Bank Limited.


Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

www.hangseng.com/careers

https://www.linkedin.com/company/hang-seng-bank

Issued by Hang Seng Bank Limited