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Associate, Fund Ops, Global Trustee & Fiduciary Services

ExperiencedNo visa sponsorship
HSBC logo

at HSBC

Other

Posted 4 days ago

No clicks

**Associate, Fund Ops, Global Trustee & Fiduciary Services**: Ensure investor protection, oversee funds, review incidents, monitor operators, and enhance compliance frameworks. Requires SFC RA13 license, trustee experience, strong analytical skills, and excellent client communication.

Compensation
Not specified

Currency: Not specified

City
Not specified
Country
Hong Kong

Full Job Description

We are currently seeking a high calibre professional to join our team as Associate, Fund Ops, Global Trustee & Fiduciary Services.

Responsibilities:

To be a member of a team responsible for:

Executing trustee responsibility, ensuring alignment with fiduciary obligation and investor protection

Overseeing and ensuring that client investment funds are operating in accordance with relevant rules and regulations as prescribed by the MPFA, SFC, HKMA Regulations and the constitutional documents of the funds.

Acting independently as Trustee to review and monitor the reporting of incidents, breaches and non- compliance issues, and conduct direct regulatory reporting as required.

Regularly monitoring the services of funds operators (including fund manager, internal and external service providers)

Ensuring prompt and effective responses to inquiries from fund manager / operators / regulators, consulting internal stakeholders and risk stewards as appropriate

Regularly reviewing and updating internal regulatory mapping files, delegation documentation, and internal procedures to maintain robust governance frameworks

Monitoring the regulatory update and assessing their impact on trustee operations and implement necessary changes to ensure ongoing compliance

The role is relationship driven and will involve conversation with clients.

Requirements:

The role can be performed only by a Licensed Representative licensed for SFC Regulated Activity Type 13 (i.e. RA13 license). If not already licensed as such, the role holder must be capable of fulfilling the licensing conditions relevant to RA13 including passing the relevant examination/s and having the relevant professional qualifications and/or industry experience.

Appropriate trustee or funds experience.

A good appreciation of the Hong Kong fund regulatory environment and detailed knowledge of regulatory developments

Appropriate technical knowledge to deal with legal, accounting and technical issues arising in relation to servicing of funds

Ability to analyse complex fund operations issue with a focus on fiduciary duty and propose solutions

Appropriate technical knowledge to deal with legal, accounting and technical issues arising in relation to the management of funds

First rate communication and presentational skills

High degree of computer literacy

Excellent numeric and analytical skills with strong attention to detail

Experience and confidence in dealing with clients at a senior level

Demonstrate management and coaching skills

Strong team working ability; open to new ideas and confident in sharing thoughts and proposals in team discussion

Clear understanding of importance of effective customer service internally and externally

Ability to cultivate strategic client relationships and ensuring clients perspective is the driving force behind all value-added business activities.

University degree or equivalent work experience.

Youll achieve more when you join HSBC.


www.hsbc.com/careers

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Associate, Fund Ops, Global Trustee & Fiduciary Services

Compensation

Not specified

City: Not specified

Country: Hong Kong

HSBC logo
Other

4 days ago

No clicks

at HSBC

ExperiencedNo visa sponsorship

**Associate, Fund Ops, Global Trustee & Fiduciary Services**: Ensure investor protection, oversee funds, review incidents, monitor operators, and enhance compliance frameworks. Requires SFC RA13 license, trustee experience, strong analytical skills, and excellent client communication.

Full Job Description

We are currently seeking a high calibre professional to join our team as Associate, Fund Ops, Global Trustee & Fiduciary Services.

Responsibilities:

To be a member of a team responsible for:

Executing trustee responsibility, ensuring alignment with fiduciary obligation and investor protection

Overseeing and ensuring that client investment funds are operating in accordance with relevant rules and regulations as prescribed by the MPFA, SFC, HKMA Regulations and the constitutional documents of the funds.

Acting independently as Trustee to review and monitor the reporting of incidents, breaches and non- compliance issues, and conduct direct regulatory reporting as required.

Regularly monitoring the services of funds operators (including fund manager, internal and external service providers)

Ensuring prompt and effective responses to inquiries from fund manager / operators / regulators, consulting internal stakeholders and risk stewards as appropriate

Regularly reviewing and updating internal regulatory mapping files, delegation documentation, and internal procedures to maintain robust governance frameworks

Monitoring the regulatory update and assessing their impact on trustee operations and implement necessary changes to ensure ongoing compliance

The role is relationship driven and will involve conversation with clients.

Requirements:

The role can be performed only by a Licensed Representative licensed for SFC Regulated Activity Type 13 (i.e. RA13 license). If not already licensed as such, the role holder must be capable of fulfilling the licensing conditions relevant to RA13 including passing the relevant examination/s and having the relevant professional qualifications and/or industry experience.

Appropriate trustee or funds experience.

A good appreciation of the Hong Kong fund regulatory environment and detailed knowledge of regulatory developments

Appropriate technical knowledge to deal with legal, accounting and technical issues arising in relation to servicing of funds

Ability to analyse complex fund operations issue with a focus on fiduciary duty and propose solutions

Appropriate technical knowledge to deal with legal, accounting and technical issues arising in relation to the management of funds

First rate communication and presentational skills

High degree of computer literacy

Excellent numeric and analytical skills with strong attention to detail

Experience and confidence in dealing with clients at a senior level

Demonstrate management and coaching skills

Strong team working ability; open to new ideas and confident in sharing thoughts and proposals in team discussion

Clear understanding of importance of effective customer service internally and externally

Ability to cultivate strategic client relationships and ensuring clients perspective is the driving force behind all value-added business activities.

University degree or equivalent work experience.

Youll achieve more when you join HSBC.


www.hsbc.com/careers

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.