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Assistant Vice President Operations - Global Disclosures of Interest

ExperiencedNo visa sponsorship
HSBC logo

at HSBC

Other

Posted 15 days ago

No clicks

**Assistant Vice President Operations - Global Disclosures of Interest** Manage global shareholding disclosure processes for HSBC. Analyze regulatory changes, ensure understanding and incorporation across teams, and drive operationalization. Oversee quality checks and monitor operational risks. Requires extensive capital market knowledge, regulatory expertise, risk management skills, and stakeholder management abilities. Prioritize candidates with immediate local work eligibility.

Compensation
Not specified

Currency: Not specified

City
Not specified
Country
Not specified

Full Job Description

Some careers shine brighter than others.

If youre looking for a career where you can make a real impression, join HSBC and discover how valued youll be. HSBC is one of the largest banking and financial services organizations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realize their ambitions. We are currently seeking an experienced professional to join our team in the role of Assistant Vice President Operations - Global Disclosures of Interest.

Job Responsibilities:

  • Analyzed all regulatory changes related to the shareholding disclosures and assess the impact of the change.
  • Communicate effectively to the team to ensure they are aware of the new regulations / changes in regulations. Oversee to ensure team accurately incorporates them in their day-to-day operations.
  • Undertake periodic review of system rules that are used by the team and ensure that they cover the complete scope of the disclosure obligation/ BAU operations.
  • Oversee to ensure 100% quality check are completed by Control team on the monitoring activities.
  • Own implementation and operationalization of all new regulatory changes to the process, includes documentation, creating rules, associated processes/procedures, training of staff and implementation into daily operations.
  • Provide critical inputs pro-actively to assist management in identifying and containing operations risk, monitoring, reporting and fostering a positive culture.
  • Ensure Groups compliance to the regulations by understanding varied disclosure regulations across jurisdictions with respect to shareholdings and holdings in sovereign bonds and utilize the knowledge.
  • Develop in-depth knowledge of the various capital market, various instruments traded, corporate actions and implications of such corporate actions, trade life cycle, various business lines of HSBC, trading and booking partners of the business and apply the knowledge in monitoring activity to take correct decision.

Job Requirements:

  • Extensive Knowledge of Capital Market (Equity & Fixed Income).
  • Extensive knowledge relating to shareholding disclosures across all jurisdictions and exposure to all types of obligation, including interpretation of complex regulations.
  • Detailed understanding of all lines of business who have an obligation to meet which includes Private Bank, Trust business, Global Banking and Markets, Asset Management, Insurance and Retail Banking.
  • Detailed understanding of the trading life cycle (Booking Models, source systems, data feed structure) and relevance to the disclosure systems and operational processes.
  • Strong interpersonal skills and able to build and maintain relationships with all stakeholders, to include and limited to the 1LOD- Risk Owners, 2LOD - Regulatory Compliance and other internal stakeholders (e.g. Internal Legal, External Counsel, 3LOD Audit, COO Functions, Global Operations (DBS)).
  • Identify risk and determine how to mitigate the risk and set and achieve challenging short-, medium-
  • A comprehensive understanding of risk management and proven experience of ensuring own/others' compliance with relevant regulatory processes, and, with experience of analyzing data effectively for planning, and regulatory reporting.

Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

Due to the urgent hiring need, candidates with immediate right to work locally and no relocation need will be prioritized.

Youll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Assistant Vice President Operations - Global Disclosures of Interest

Compensation

Not specified

City: Not specified

Country: Not specified

HSBC logo
Other

15 days ago

No clicks

at HSBC

ExperiencedNo visa sponsorship

**Assistant Vice President Operations - Global Disclosures of Interest** Manage global shareholding disclosure processes for HSBC. Analyze regulatory changes, ensure understanding and incorporation across teams, and drive operationalization. Oversee quality checks and monitor operational risks. Requires extensive capital market knowledge, regulatory expertise, risk management skills, and stakeholder management abilities. Prioritize candidates with immediate local work eligibility.

Full Job Description

Some careers shine brighter than others.

If youre looking for a career where you can make a real impression, join HSBC and discover how valued youll be. HSBC is one of the largest banking and financial services organizations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realize their ambitions. We are currently seeking an experienced professional to join our team in the role of Assistant Vice President Operations - Global Disclosures of Interest.

Job Responsibilities:

  • Analyzed all regulatory changes related to the shareholding disclosures and assess the impact of the change.
  • Communicate effectively to the team to ensure they are aware of the new regulations / changes in regulations. Oversee to ensure team accurately incorporates them in their day-to-day operations.
  • Undertake periodic review of system rules that are used by the team and ensure that they cover the complete scope of the disclosure obligation/ BAU operations.
  • Oversee to ensure 100% quality check are completed by Control team on the monitoring activities.
  • Own implementation and operationalization of all new regulatory changes to the process, includes documentation, creating rules, associated processes/procedures, training of staff and implementation into daily operations.
  • Provide critical inputs pro-actively to assist management in identifying and containing operations risk, monitoring, reporting and fostering a positive culture.
  • Ensure Groups compliance to the regulations by understanding varied disclosure regulations across jurisdictions with respect to shareholdings and holdings in sovereign bonds and utilize the knowledge.
  • Develop in-depth knowledge of the various capital market, various instruments traded, corporate actions and implications of such corporate actions, trade life cycle, various business lines of HSBC, trading and booking partners of the business and apply the knowledge in monitoring activity to take correct decision.

Job Requirements:

  • Extensive Knowledge of Capital Market (Equity & Fixed Income).
  • Extensive knowledge relating to shareholding disclosures across all jurisdictions and exposure to all types of obligation, including interpretation of complex regulations.
  • Detailed understanding of all lines of business who have an obligation to meet which includes Private Bank, Trust business, Global Banking and Markets, Asset Management, Insurance and Retail Banking.
  • Detailed understanding of the trading life cycle (Booking Models, source systems, data feed structure) and relevance to the disclosure systems and operational processes.
  • Strong interpersonal skills and able to build and maintain relationships with all stakeholders, to include and limited to the 1LOD- Risk Owners, 2LOD - Regulatory Compliance and other internal stakeholders (e.g. Internal Legal, External Counsel, 3LOD Audit, COO Functions, Global Operations (DBS)).
  • Identify risk and determine how to mitigate the risk and set and achieve challenging short-, medium-
  • A comprehensive understanding of risk management and proven experience of ensuring own/others' compliance with relevant regulatory processes, and, with experience of analyzing data effectively for planning, and regulatory reporting.

Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

Due to the urgent hiring need, candidates with immediate right to work locally and no relocation need will be prioritized.

Youll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.