
Posted 7 days ago
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**Trade Processing Associate - Global Banking & Markets - Salt Lake City** Process financial transactions (wire transfers, securities, funds) ensuring accuracy and compliance per FINRA and IRS regulations. Analyze regulatory reports, reconcile client accounts, address client requests, and streamline processes. Utilize operations tools (Alteryx, Tableau, SQL), BDM, and work with financial regulation and compliance.
- Compensation
- Not specified
- City
- Salt Lake City
- Country
- United States
Currency: Not specified
Full Job Description
Job Duties: Associate, Trade Processing with Folio Financial, Inc. in Salt Lake City, Utah. Analyze regulatory reports as required by ensuring that all trades and account activities comply with current regulations and reporting standards. Process various financial transactions, including wire transfers, securities transactions, and fund transfers, ensuring accuracy and compliance with FINRA and IRS regulations. Reconcile client account transactions with firm ledger and records including performing detailed data analysis and comparison. Audit financial transactions and work with internal teams for regulatory reporting and/or external auditors as required. Address and process client requests received and ensuring timely resolution and accurate documentation in accordance with internal protocols. Streamlining processes, risk reduction and improving operational processes and procedures, contributing to increased efficiency by working with internal teams to ensure seamless coordination and communication.
Job Requirements: Masters degree (U.S. or foreign equivalent) in Finance, Business Analytics, Economics, or related field and one (1) year of experience in the job offered or in a related role OR Bachelors degree (U.S. or foreign equivalent) in Finance, Business Analytics, Economics, or related field and three (3) years of experience in the job offered or in a related role. Prior experience must include one (1) year of experience (with a Masters degree) OR three (3) years of experience (with a Bachelors degree) with: working with the operational flow of a wide variety of investment products from pre-trade to post settlement along with trade booking reviews; manipulating system parameters with BDM (Business Decision Modeling); utilizing operations tools and technologies specifically developed for financial services firm operations; working with financial regulation and compliance, including working with clients to solve assets/ portfolio transfers related situations without a clearly defined process or procedure; identifying process flaws and proposing solutions to maximize efficiency; analyzing large data sets of 10,000+ lines and synthesizing them into key themes; and analyzing data and configuring operational metrics through self-service tooling, such as Alteryx, Tableau, SQL, Data Warehousing, Defensive Design Methods and Robotic process automation.
The Goldman Sachs Group, Inc., 2026. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law.




