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Global Banking & Markets Operations - RIA Custody Broker Ops - Salt Lake City - Associate

ExperiencedNo visa sponsorship
Goldman Sachs logo

at Goldman Sachs

Bulge Bracket Investment Banks

Posted a month ago

No clicks

**Global Banking & Markets Operations - RIA Custody Broker Ops - Associate, Salt Lake City** - Learn the trade lifecycle of RIA-initiated products: equities, fixed income, mutual funds, etc. - Collaborate with cross-functional teams to deliver exceptional client service, mitigating exposure risks. - Leverage evolving tools to improve processes, maintain scalability, and mitigate risks. - Proven analytical skills and control mindset required, along with flexibility, team-oriented approach. - Prefer 3-5 years of experience in banking, custody, clearing, or similar environment. - Join a global financial services firm providing investment banking, securities, and investment management services. - Benefits include competitive health, vacation, and financial wellness packages, fitness reimbursement, on-site childcare, and class-leading benefits suite.

Compensation
Not specified USD

Currency: $ (USD)

City
Salt Lake City
Country
United States

Full Job Description

Global Banking & Markets Operations - RIA Custody Broker Ops - Salt Lake City-AssociateSalt Lake City, UT, United States
Opportunity Overview
CORPORATE TITLEAssociate
OFFICE LOCATION(S)Salt Lake City
JOB FUNCTIONTrade Processing
DIVISIONGlobal Banking & Markets

At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. For us, its all about bringing together people who are curious, collaborative and have the drive to make things possible for our clients and communities.

YOUR IMPACT
Registered Investment Advisors Custody Operations is seeking a highly motivated individual with excellent teamwork, organizational, technical, communication and risk management skills. The ideal candidate should have a strong interest in financial markets and products and be able to operate effectively in a challenging and fast-paced environment. You will partner with the business and federation to facilitate business growth with a key focus on the risk and control around Registered Investment Advisors initiated investment products.

OUR IMPACT

Operations is at the core of Goldman Sachs. For every trade agreed, every new product launched, or market entered, every transaction completed, it is Operations that enables business to flow. The Operations business partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firms assets and its reputation. Operations span all product lines and markets.

FICC and Equities Operations provides client onboarding support, post-trade transaction services and post-trade portfolio services for the Markets business. Our Client Coverage Group manages key client relationships to enhance the client experience front to back. We support the FICC and Equities businesses to develop and deliver new products, services and markets.

Registered Investment Advisors Custody Operations is a new and growing area of the firm that provides a powerful platform for registered investment advisors to perform diversified investing and portfolio management with significant customization. We are a dynamic, entrepreneurial team with a passion for building digital capabilities for our rapidly growing client base. 

HOW YOU WILL FULFILL YOUR POTENTIAL

  • Gain a comprehensive understanding of the trade lifecycle and process flows of Registered Investment Advisors initiated investment products: equities, fixed income, mutual funds, retirement products, etc.
  • Partner with a teams of brokerage, execution and servicing experts to deliver top notch client service while ensuring exposure risks are appropriately mitigated.
  • Showcase your attention to detail and ability to manage several tasks at once.
  • Identify processes and controls improvement by leveraging constant evolving tools that can be used to build scalability without introducing new risks.

 

BASIC QUALIFICATIONS

  • Bachelors degree
  • 3-5+ years of professional experience
  • Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail.
  • Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience.
  • Self-motivated and proactive team player who takes ownership and accountability, has strong organizational skills as well as the ability to effectively manage competing priorities.
  • Flexible and able to work well under pressure in a team environment.

 

PREFERRED QUALIFICATIONS

  • Prior experience in banking, custody and clearing or similar environment.
  • Familiarity with asset servicing, portfolio management and/or clearing operations.
  • Operational knowledge of the custody and clearing business model and supported products, process flows, vendors, etc.

 

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.  

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. 

Were committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

We Offer Best-In-Class Benefits
Healthcare & Medical Insurance
We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.
Holiday & Vacation Policies
We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.
Financial Wellness & Retirement
We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees priorities.
Health Services
We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.
Fitness
To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).
Child Care & Family Care
We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.
Benefits at Goldman Sachs
Read more about the full suite of class-leading benefits our firm has to offer.
Learn More

Global Banking & Markets Operations - RIA Custody Broker Ops - Salt Lake City - Associate

Compensation

Not specified USD

City: Salt Lake City

Country: United States

Goldman Sachs logo
Bulge Bracket Investment Banks

a month ago

No clicks

at Goldman Sachs

ExperiencedNo visa sponsorship

**Global Banking & Markets Operations - RIA Custody Broker Ops - Associate, Salt Lake City** - Learn the trade lifecycle of RIA-initiated products: equities, fixed income, mutual funds, etc. - Collaborate with cross-functional teams to deliver exceptional client service, mitigating exposure risks. - Leverage evolving tools to improve processes, maintain scalability, and mitigate risks. - Proven analytical skills and control mindset required, along with flexibility, team-oriented approach. - Prefer 3-5 years of experience in banking, custody, clearing, or similar environment. - Join a global financial services firm providing investment banking, securities, and investment management services. - Benefits include competitive health, vacation, and financial wellness packages, fitness reimbursement, on-site childcare, and class-leading benefits suite.

Full Job Description

Global Banking & Markets Operations - RIA Custody Broker Ops - Salt Lake City-AssociateSalt Lake City, UT, United States
Opportunity Overview
CORPORATE TITLEAssociate
OFFICE LOCATION(S)Salt Lake City
JOB FUNCTIONTrade Processing
DIVISIONGlobal Banking & Markets

At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. For us, its all about bringing together people who are curious, collaborative and have the drive to make things possible for our clients and communities.

YOUR IMPACT
Registered Investment Advisors Custody Operations is seeking a highly motivated individual with excellent teamwork, organizational, technical, communication and risk management skills. The ideal candidate should have a strong interest in financial markets and products and be able to operate effectively in a challenging and fast-paced environment. You will partner with the business and federation to facilitate business growth with a key focus on the risk and control around Registered Investment Advisors initiated investment products.

OUR IMPACT

Operations is at the core of Goldman Sachs. For every trade agreed, every new product launched, or market entered, every transaction completed, it is Operations that enables business to flow. The Operations business partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firms assets and its reputation. Operations span all product lines and markets.

FICC and Equities Operations provides client onboarding support, post-trade transaction services and post-trade portfolio services for the Markets business. Our Client Coverage Group manages key client relationships to enhance the client experience front to back. We support the FICC and Equities businesses to develop and deliver new products, services and markets.

Registered Investment Advisors Custody Operations is a new and growing area of the firm that provides a powerful platform for registered investment advisors to perform diversified investing and portfolio management with significant customization. We are a dynamic, entrepreneurial team with a passion for building digital capabilities for our rapidly growing client base. 

HOW YOU WILL FULFILL YOUR POTENTIAL

  • Gain a comprehensive understanding of the trade lifecycle and process flows of Registered Investment Advisors initiated investment products: equities, fixed income, mutual funds, retirement products, etc.
  • Partner with a teams of brokerage, execution and servicing experts to deliver top notch client service while ensuring exposure risks are appropriately mitigated.
  • Showcase your attention to detail and ability to manage several tasks at once.
  • Identify processes and controls improvement by leveraging constant evolving tools that can be used to build scalability without introducing new risks.

 

BASIC QUALIFICATIONS

  • Bachelors degree
  • 3-5+ years of professional experience
  • Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail.
  • Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience.
  • Self-motivated and proactive team player who takes ownership and accountability, has strong organizational skills as well as the ability to effectively manage competing priorities.
  • Flexible and able to work well under pressure in a team environment.

 

PREFERRED QUALIFICATIONS

  • Prior experience in banking, custody and clearing or similar environment.
  • Familiarity with asset servicing, portfolio management and/or clearing operations.
  • Operational knowledge of the custody and clearing business model and supported products, process flows, vendors, etc.

 

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.  

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. 

Were committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

We Offer Best-In-Class Benefits
Healthcare & Medical Insurance
We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.
Holiday & Vacation Policies
We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.
Financial Wellness & Retirement
We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees priorities.
Health Services
We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.
Fitness
To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).
Child Care & Family Care
We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.
Benefits at Goldman Sachs
Read more about the full suite of class-leading benefits our firm has to offer.
Learn More