Posted 14 days ago
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**Asset & Wealth Management- Salt Lake City- Associate, Ongoing Client Readiness** Monitor evolving regulatory requirements for Client Due Diligence, KYC, CIP, and AML. Contribute to process improvement initiatives, ensuring consistent compliance. Collaborate cross-functionally to resolve potential risks and data discrepancies. **Qualifications:** - Master’s/Bachelor’s degree in Finance, Business, Accounting, or related field - 1-3 years of experience in a related role - Proficiency in Alteryx, SQL, project management, risk analysis, and reference data discrepancies **Keywords:** Asset & Wealth Management, Client Readiness, Regulatory Compliance, Risk Analysis, Cross-Functional Collaboration, Associate
- Compensation
- Not specified
- City
- Salt Lake City
- Country
- United States
Currency: Not specified
Full Job Description
Job Duties: Associate, Ongoing Client Readiness with Goldman Sachs & Co. LLC in Salt Lake City, Utah. Monitor and remain current on evolving regulatory requirements related to Client Due Diligence (CDD), Know Your Customer (KYC), Customer Identification Program (CIP), and AntiMoney Laundering (AML), and apply regulatory guidance to daily operational activities. Contribute to process improvement initiatives by identifying inefficiencies and supporting enhancements to due diligence and compliance workflows. Maintain a strong understanding of business processes, timelines, and risk considerations associated with client onboarding and ongoing due diligence, ensuring consistent adherence to compliance standards. Verify, validate, and authenticate client information, documentation, and legal entity agreements for new and existing clients to ensure accuracy, completeness, and regulatory compliance. Collaborate with crossfunctional partners, including legal, compliance, and internal stakeholders, to exchange risk assessment information and respond to inquiries. Identify, analyze, and assess potential risk factors, inconsistencies, or discrepancies in client data and escalate issues in accordance with internal policies and procedures. Exercise sound business judgment to prioritize workload, manage timesensitive requests, and meet servicelevel expectations in a fastpaced environment.
Job Requirements: Masters degree (U.S. or foreign equivalent) in Finance, Business Administration, Accounting, Regulatory Science, or related field and one (1) year of experience in job offered or a related role OR Bachelors degree (U.S. or foreign equivalent) in Finance, Business Administration, Accounting, Regulatory Science, or related field and three (3) years of experience in job offered or a related role. Prior employment must include one (1) year of experience (with a Masters) or three (3) years of experience (with a Bachelors) with: utilizing Alteryx to run data analysis and build workflows; utilizing SQL to prepare and run queries for items related to Rolling Review; utilizing project management skills including application enhancements, including overall User Acceptance Testing (UAT), test script generation, and coordination of testing with business stakeholders; identifying risks inherent in daily business process and driving initiatives to design controls and to mitigate risk while seeking Straight-Through-Processing (STP) workflows; analyzing and solving reference data discrepancies and exceptions management; and assisting with designing test documents, executing test scripts, and monitoring production environment roll outs.
The Goldman Sachs Group, Inc., 2026. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law.
