
at Deloitte
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- Compensation
- $119,000 – $218,300 USD
- City
- Boston, Charlotte, Chicago, New York City, Philadelphia, Stamford
- Country
- United States
Currency: $ (USD)
Full Job Description
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Senior Consultant Regulatory Change Investment Management
Boston, Massachusetts, United States
Charlotte, North Carolina, United States
Chicago, Illinois, United States
McLean, Virginia, United States
Morristown, New Jersey, United States
New York, New York, United States
Philadelphia, Pennsylvania, United States
Stamford, Connecticut, United States
Caution against fraudulent job offers. Learn more.
Position Summary
- Support regulatory change management for investment managers by helping establish and execute end-to-end regulatory change processes (e.g., horizon scanning, regulatory rule requirement applicability and assessment, impact assessments including rule, technology and data analysis, implementation planning, implementation and ongoing monitoring).
- Learn how to identify, evaluate, and prioritize business, operational, regulatory, and technology risks, including how new or amended regulations translate into business requirements, controls, and operating procedures.
- Help clients understand and respond to key regulatory and industry developments affecting investment management (e.g., rules impacting advisers/funds, trading and markets, disclosures, governance, recordkeeping, data, and third parties).
- Support the development of regulatory change artifacts and governance, such as regulatory inventories/obligation registers, change calendars, impact assessment templates, implementation plans, policy/procedure updates, training communications, and management/SteerCo (steering committee) readouts.
- Support regulatory remediation and exam readiness efforts by helping gather and organize evidence, document decisions/rationale, and strengthen audit trails supporting compliance with regulatory obligations.
- Engage with industry participants on market and regulatory trends, competitive activities, and topic-specific discussions impacting investment management, including clients, industry consortiums, trade groups, and committees.
Effective written and verbal communication skills
Meticulous attention to detail and quality of work product
Ability to build and sustain professional relationships
Ability to lead projects or workstreams
Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment
Strong interpersonal skills and professional demeanor
Ability to meet deadlines
Ability to provide clear guidance to others
- Bachelors degree.
- 3+ years of experience in financial services or consulting with exposure to investment management (asset managers, wealth managers, hedge funds, private equity, fund administrators, custodians, or related service providers).
- Demonstrated knowledge of investment management regulatory compliance and/or risk management, including familiarity with how regulatory requirements translate into policies, procedures, controls, and supervisory frameworks.
- Experience supporting regulatory change initiatives, including one or more of the following:
- Regulatory horizon scanning and applicability assessments
- Impact assessments across products, clients, entities, processes, and systems
- Requirements definition and translation into controls and operating procedures
- Implementation planning, dependency management, and delivery tracking
- Change communications, training, and adoption support
- Testing/validation and evidence management for audit/exams
- Understanding of investment management operational functions (e.g., trade operations, investment accounting, performance and attribution, reconciliation, collateral management, and middle-/back-office processes) and how regulatory change impacts these areas.
- Strong project/program management skills, including the ability to manage multiple priorities and deadlines, proactively escalate risks/issues, and maintain delivery discipline across workstreams.
- Strong oral and written communication skills, including the ability to support or lead business proposal development and sales presentations.
- Limited immigration sponsorship may be available.
- Ability to travel up to 75%, on average, based on the work you do and the clients and industries/sectors you serve.
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